0001827980-22-000089.txt : 20220928
0001827980-22-000089.hdr.sgml : 20220928
20220928215906
ACCESSION NUMBER: 0001827980-22-000089
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220609
FILED AS OF DATE: 20220928
DATE AS OF CHANGE: 20220928
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Grady Patrick W
CENTRAL INDEX KEY: 0001700423
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39881
FILM NUMBER: 221277608
MAIL ADDRESS:
STREET 1: C/O OKTA, INC.
STREET 2: 301 BRANNAN STREET 1ST FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Embark Technology, Inc.
CENTRAL INDEX KEY: 0001827980
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373]
IRS NUMBER: 853343695
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 321 ALABAMA STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94110
BUSINESS PHONE: (415) 671-9628
MAIL ADDRESS:
STREET 1: 321 ALABAMA STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94110
FORMER COMPANY:
FORMER CONFORMED NAME: Northern Genesis Acquisition Corp. II
DATE OF NAME CHANGE: 20201009
4
1
wf-form4_166441672674809.xml
FORM 4
X0306
4
2022-06-09
0
0001827980
Embark Technology, Inc.
EMBK
0001700423
Grady Patrick W
2800 SAND HILL RD #101
MENLO PARK
CA
94025
1
0
1
0
Class A Common Stock
2022-06-09
4
A
0
9884
0
A
9884
D
Class A Common Stock
55342
I
Sequoia Capital U.S. Growth VII Principals Fund, L.P.
Class A Common Stock
933966
I
Sequoia Capital U.S. Growth Fund VII, L.P.
Class A Common Stock
77130
I
Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P.
Class A Common Stock
281482
I
Sequoia Capital U.S. Venture XV Principals Fund, L.P.
Class A Common Stock
27704
I
Sequoia Capital U.S. Venture Partners Fund XV, L.P.
Class A Common Stock
226414
I
Sequoia Grove II, LLC
Class A Common Stock
37124
I
Estate Planning Vehicle
Class A Common Stock
1281580
I
Sequoia Capital U.S. Venture Fund XV, L.P.
Reflects an award of restricted stock units ("RSUs"), which will vest in four equal quarterly installments beginning on September 9, 2022. Each RSU represents a contingent right to receive one share of Class A Common Stock.
Reflects the amount of shares beneficially held following a 20-for-1 stock split effected by the Issuer on August 16, 2022, which was exempt from reporting pursuant to Rule 16a-9.
The Reporting Person is a director and stockholder of SC US (TTGP), Ltd., which is (a) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P. (the "GFVII Funds"), and (b) the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., Sequoia Capital U.S. Venture XV Principals Fund, L.P. and Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P. (the "SC XV Funds"). The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
The Reporting Person is a member of Sequoia Grove II, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
/s/ Jung Yeon Son, as Attorney-in-Fact for Patrick W. Grady
2022-09-28