0001827980-22-000089.txt : 20220928 0001827980-22-000089.hdr.sgml : 20220928 20220928215906 ACCESSION NUMBER: 0001827980-22-000089 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220609 FILED AS OF DATE: 20220928 DATE AS OF CHANGE: 20220928 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Grady Patrick W CENTRAL INDEX KEY: 0001700423 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39881 FILM NUMBER: 221277608 MAIL ADDRESS: STREET 1: C/O OKTA, INC. STREET 2: 301 BRANNAN STREET 1ST FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Embark Technology, Inc. CENTRAL INDEX KEY: 0001827980 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 853343695 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 321 ALABAMA STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94110 BUSINESS PHONE: (415) 671-9628 MAIL ADDRESS: STREET 1: 321 ALABAMA STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94110 FORMER COMPANY: FORMER CONFORMED NAME: Northern Genesis Acquisition Corp. II DATE OF NAME CHANGE: 20201009 4 1 wf-form4_166441672674809.xml FORM 4 X0306 4 2022-06-09 0 0001827980 Embark Technology, Inc. EMBK 0001700423 Grady Patrick W 2800 SAND HILL RD #101 MENLO PARK CA 94025 1 0 1 0 Class A Common Stock 2022-06-09 4 A 0 9884 0 A 9884 D Class A Common Stock 55342 I Sequoia Capital U.S. Growth VII Principals Fund, L.P. Class A Common Stock 933966 I Sequoia Capital U.S. Growth Fund VII, L.P. Class A Common Stock 77130 I Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P. Class A Common Stock 281482 I Sequoia Capital U.S. Venture XV Principals Fund, L.P. Class A Common Stock 27704 I Sequoia Capital U.S. Venture Partners Fund XV, L.P. Class A Common Stock 226414 I Sequoia Grove II, LLC Class A Common Stock 37124 I Estate Planning Vehicle Class A Common Stock 1281580 I Sequoia Capital U.S. Venture Fund XV, L.P. Reflects an award of restricted stock units ("RSUs"), which will vest in four equal quarterly installments beginning on September 9, 2022. Each RSU represents a contingent right to receive one share of Class A Common Stock. Reflects the amount of shares beneficially held following a 20-for-1 stock split effected by the Issuer on August 16, 2022, which was exempt from reporting pursuant to Rule 16a-9. The Reporting Person is a director and stockholder of SC US (TTGP), Ltd., which is (a) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P. (the "GFVII Funds"), and (b) the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., Sequoia Capital U.S. Venture XV Principals Fund, L.P. and Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P. (the "SC XV Funds"). The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. The Reporting Person is a member of Sequoia Grove II, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. /s/ Jung Yeon Son, as Attorney-in-Fact for Patrick W. Grady 2022-09-28