0001062993-23-013001.txt : 20230605
0001062993-23-013001.hdr.sgml : 20230605
20230605202411
ACCESSION NUMBER: 0001062993-23-013001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230601
FILED AS OF DATE: 20230605
DATE AS OF CHANGE: 20230605
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Grady Patrick W
CENTRAL INDEX KEY: 0001700423
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40817
FILM NUMBER: 23994667
MAIL ADDRESS:
STREET 1: C/O OKTA, INC.
STREET 2: 301 BRANNAN STREET 1ST FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Amplitude, Inc.
CENTRAL INDEX KEY: 0001866692
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 201 THIRD STREET, SUITE 200
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
BUSINESS PHONE: 510 473-5668
MAIL ADDRESS:
STREET 1: 201 THIRD STREET, SUITE 200
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0407
4
2023-06-01
0001866692
Amplitude, Inc.
AMPL
0001700423
Grady Patrick W
2800 SAND HILL ROAD, SUITE 101
MENLO PARK
CA
94025
1
0
1
0
0
Class A Common Stock
2023-06-01
4
C
0
73355
0
A
73355
I
Sequoia Capital U.S. Growth Fund VIII, L.P.
Class A Common Stock
2023-06-01
4
C
0
6661
0
A
6661
I
Sequoia Grove II, LLC
Class A Common Stock
2023-06-01
4
S
0
73355
9.54
D
0
I
Sequoia Capital U.S. Growth Fund VIII, L.P.
Class A Common Stock
2023-06-01
4
S
0
6661
9.54
D
0
I
Sequoia Grove II, LLC
Class A Common Stock
2023-06-02
4
C
0
47577
0
A
47577
I
Sequoia Capital U.S. Growth Fund VIII, L.P.
Class A Common Stock
2023-06-02
4
C
0
4321
0
A
4321
I
Sequoia Grove II, LLC
Class A Common Stock
2023-06-02
4
S
0
47577
9.74
D
0
I
Sequoia Capital U.S. Growth Fund VIII, L.P.
Class A Common Stock
2023-06-02
4
S
0
4321
9.74
D
0
I
Sequoia Grove II, LLC
Class A Common Stock
2023-06-05
4
C
0
42895
0
A
42895
I
Sequoia Capital U.S. Growth Fund VIII, L.P.
Class A Common Stock
2023-06-05
4
C
0
3895
0
A
3895
I
Sequoia Grove II, LLC
Class A Common Stock
2023-06-05
4
S
0
42895
9.69
D
0
I
Sequoia Capital U.S. Growth Fund VIII, L.P.
Class A Common Stock
2023-06-05
4
S
0
3895
9.69
D
0
I
Sequoia Grove II, LLC
Class A Common Stock
2225077
I
Sequoia Capital U.S. Growth Fund IX, L.P.
Class A Common Stock
242788
I
Sequoia Capital U.S. Growth IX Principals Fund, L.P.
Class A Common Stock
95885
I
Sequoia Capital U.S. Growth Partners Fund IX, L.P.
Class A Common Stock
235201
I
Sequoia Capital U.S. Venture 2010-Seed Fund, L.P.
Class A Common Stock
9943
D
Class B Common Stock
2023-06-01
4
C
0
73355
D
Class A Common Stock
73355
5256845
I
Sequoia Capital U.S. Growth Fund VIII, L.P.
Class B Common Stock
2023-06-01
4
C
0
6661
D
Class A Common Stock
6661
411740
I
Sequoia Grove II, LLC
Class B Common Stock
2023-06-02
4
C
0
47577
D
Class A Common Stock
47577
5209268
I
Sequoia Capital U.S. Growth Fund VIII, L.P.
Class B Common Stock
2023-06-02
4
C
0
4321
D
Class A Common Stock
4321
407419
I
Sequoia Grove II, LLC
Class B Common Stock
2023-06-05
4
C
0
42895
D
Class A Common Stock
42895
5166373
I
Sequoia Capital U.S. Growth Fund VIII, L.P.
Class B Common Stock
2023-06-05
4
C
0
3895
D
Class A Common Stock
3895
403524
I
Sequoia Grove II, LLC
The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation.
The Reporting Person is a director and stockholder of SC US (TTGP), Ltd. SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VIII Management, L.P. ("GFVIII Management"), which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII), (ii) the general partner of SC U.S. Venture 2010 Management, L.P. ("USV2010 Management"), which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P. (USV 2010-Seed), and (iii) the general partner of SC U.S. Growth IX Management, L.P. ("GFIX Management"), which is the general partner of Sequoia Capital U.S. Growth Fund IX, L.P., Sequoia Capital U.S. Growth Partners Fund IX, L.P., and Sequoia Capital U.S. Growth IX Principals Fund, L.P. (collectively "the GFIX Funds").
(Continued from Footnote 2) The Reporting Person disclaims beneficial ownership of the shares held by GFVIII, USV 2010-Seed, and the GFIX Funds except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.49 to $9.66. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares purchased at each separate price within the ranges set forth above.
The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.56 to $9.87. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares purchased at each separate price within the ranges set forth above.
The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.50 to $9.82. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares purchased at each separate price within the ranges set forth above.
The Reporting Person is a member of Sequoia Grove Manager, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
/s/ Jung Yeon Son, Attorney-in-Fact
2023-06-05