0001209191-23-031757.txt : 20230523 0001209191-23-031757.hdr.sgml : 20230523 20230523190008 ACCESSION NUMBER: 0001209191-23-031757 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230519 FILED AS OF DATE: 20230523 DATE AS OF CHANGE: 20230523 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baker Jeff CENTRAL INDEX KEY: 0001699866 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41042 FILM NUMBER: 23950197 MAIL ADDRESS: STREET 1: 1221 BROADWAY CITY: OAKLAND STATE: CA ZIP: 94612 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rivian Automotive, Inc. / DE CENTRAL INDEX KEY: 0001874178 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 14600 MYFORD ROAD CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: (888) 748-4261 MAIL ADDRESS: STREET 1: 14600 MYFORD ROAD CITY: IRVINE STATE: CA ZIP: 92618 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-05-19 0 0001874178 Rivian Automotive, Inc. / DE RIVN 0001699866 Baker Jeff C/O RIVIAN AUTOMOTIVE, INC. 14600 MYFORD ROAD IRVINE CA 92606 0 1 0 0 Chief Accounting Officer 0 Class A Common Stock 2023-05-19 5 A 0 E 879 11.4495 A 137002 D The Reporting Person is voluntarily reporting the acquisition of shares of the Issuer's Class A Common Stock pursuant to the Rivian Automotive, Inc. 2021 Employee Stock Purchase Plan (the "ESPP") for the purchase period of November 21, 2022 through May 19, 2023 (the "Offering Period"). The acquisition of those 879 shares was also exempt pursuant to Rule 16b-3(c). The Offering Period ended on May 19, 2023, and the shares were acquired on the last business day of the Offering Period. In accordance with the ESPP, these shares were purchased at a price that represented 85% of the closing price of the Issuer's Class A Common Stock on May 19, 2023. /s/ Claire McDonough, Attorney-in-Fact 2023-05-23