0001415889-24-007449.txt : 20240308
0001415889-24-007449.hdr.sgml : 20240308
20240308191336
ACCESSION NUMBER: 0001415889-24-007449
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240306
FILED AS OF DATE: 20240308
DATE AS OF CHANGE: 20240308
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kreps Edward Jay
CENTRAL INDEX KEY: 0001868976
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40526
FILM NUMBER: 24736172
MAIL ADDRESS:
STREET 1: C/O CONFLUENT, INC.
STREET 2: 899 W. EVELYN AVENUE
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94041
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Confluent, Inc.
CENTRAL INDEX KEY: 0001699838
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
ORGANIZATION NAME: 06 Technology
IRS NUMBER: 471824387
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 899 W. EVELYN AVENUE
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94041
BUSINESS PHONE: 800-439-3207
MAIL ADDRESS:
STREET 1: 899 W. EVELYN AVENUE
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94041
4
1
form4-03092024_120329.xml
X0508
4
2024-03-06
0001699838
Confluent, Inc.
CFLT
0001868976
Kreps Edward Jay
C/O CONFLUENT, INC.
899 W. EVELYN AVENUE
MOUNTAIN VIEW
CA
94041
true
true
false
false
CHIEF EXECUTIVE OFFICER
1
Class A Common Stock
2024-03-06
4
C
0
232500
A
684988
D
Class A Common Stock
2024-03-06
4
S
0
93146
33.36
D
591842
D
Class A Common Stock
2024-03-06
4
S
0
139354
33.84
D
452488
D
Class B Common Stock
2024-03-06
4
C
0
232500
0
D
Class A Common Stock
232500
17272500
D
Class B Common Stock
Class A Common Stock
149984
149984
I
See footnote
Class B Common Stock
Class A Common Stock
1000000
1000000
I
See footnote
Class B Common Stock
Class A Common Stock
1000000
1000000
I
See footnote
Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.
Shares sold pursuant to a 10b5-1 trading plan adopted September 14, 2023.
The shares were sold at prices ranging from $32.68 to $33.67. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The shares were sold at prices ranging from $33.68 to $34.08. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The shares are held by The Edward J. Kreps and Jamaica H. Kreps 2018 Revocable Trust.
The shares are held by the GST Exempt Trust under The Kreps Family 2019 Irrevocable Trust under agreement dated 9/26/2019.
The shares are held by the GST Exempt Trust under The Kreps Family 2019 Irrevocable Trust under agreement dated 9/26/2019.
/s/ Melanie Vinson, Attorney-in-Fact
2024-03-08