0001209191-23-047785.txt : 20230830 0001209191-23-047785.hdr.sgml : 20230830 20230830192405 ACCESSION NUMBER: 0001209191-23-047785 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230828 FILED AS OF DATE: 20230830 DATE AS OF CHANGE: 20230830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sivaram Rohan CENTRAL INDEX KEY: 0001988560 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40526 FILM NUMBER: 231226486 MAIL ADDRESS: STREET 1: C/O CONFLUENT, INC. STREET 2: 899 W. EVELYN AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94041 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Confluent, Inc. CENTRAL INDEX KEY: 0001699838 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 471824387 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 899 W. EVELYN AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94041 BUSINESS PHONE: 800-439-3207 MAIL ADDRESS: STREET 1: 899 W. EVELYN AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94041 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-08-28 0 0001699838 Confluent, Inc. CFLT 0001988560 Sivaram Rohan C/O CONFLUENT, INC. 899 W. EVELYN AVENUE MOUNTAIN VIEW CA 94041 0 1 0 0 Chief Financial Officer 0 Class A Common Stock 2023-08-28 4 A 0 162541 0.00 A 333508 D Represents the grant of restricted stock units ("RSUs"). The RSUs vest as follows: Approximately 10% of the total number of shares initially subject to the RSU Award will vest in two equal quarterly installments, beginning on November 20, 2023, approximately 29% of the total number of shares initially subject to the RSU Award will vest in four equal quarterly installments, beginning on May 20, 2024, and the remainder of the shares subject to the RSU Award will vest in four equal quarterly installments, beginning on May 20, 2025, subject in each case to the reporting person then providing Continuous Service (as defined in the 2021 Equity Incentive Plan) as of such vesting date. /s/ Melanie Vinson, Attorney-in-fact 2023-08-30