0001209191-23-046134.txt : 20230816
0001209191-23-046134.hdr.sgml : 20230816
20230816194709
ACCESSION NUMBER: 0001209191-23-046134
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230814
FILED AS OF DATE: 20230816
DATE AS OF CHANGE: 20230816
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kreps Edward Jay
CENTRAL INDEX KEY: 0001868976
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40526
FILM NUMBER: 231179533
MAIL ADDRESS:
STREET 1: C/O CONFLUENT, INC.
STREET 2: 899 W. EVELYN AVENUE
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94041
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Confluent, Inc.
CENTRAL INDEX KEY: 0001699838
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 471824387
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 899 W. EVELYN AVENUE
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94041
BUSINESS PHONE: 800-439-3207
MAIL ADDRESS:
STREET 1: 899 W. EVELYN AVENUE
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94041
4
1
doc4.xml
FORM 4 SUBMISSION
X0508
4
2023-08-14
0
0001699838
Confluent, Inc.
CFLT
0001868976
Kreps Edward Jay
C/O CONFLUENT, INC.
899 W. EVELYN AVENUE
MOUNTAIN VIEW
CA
94041
1
1
0
0
Chief Executive Officer
1
Class A Common Stock
2023-08-14
4
C
0
232500
A
232500
D
Class A Common Stock
2023-08-14
4
S
0
230711
33.42
D
1789
D
Class A Common Stock
2023-08-14
4
S
0
1789
34.00
D
0
D
Class B Common Stock
2023-08-14
4
C
0
232500
0.00
D
Class A Common Stock
232500
18202500
D
Class B Common Stock
Class A Common Stock
149984
149984
I
See footnote
Class B Common Stock
Class A Common Stock
1000000
1000000
I
See footnote
Class B Common Stock
Class A Common Stock
1000000
1000000
I
See footnote
Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.
Shares sold pursuant to a 10b5-1 trading plan adopted August 19, 2022.
The shares were sold at prices ranging from $32.98 to $33.97. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The shares were sold at prices ranging from $33.98 to $34.06. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The shares are held by The Edward J. Kreps and Jamaica H. Kreps 2018 Revocable Trust.
The shares are held by the GST Exempt Trust under The Kreps Family 2019 Irrevocable Trust under agreement dated 9/26/2019.
The shares are held by the GST Exempt Trust under The Kreps Family 2019 Irrevocable Trust under agreement dated 9/26/2019.
/s/ Melanie Vinson, Attorney-in-fact
2023-08-16