0001209191-23-035232.txt : 20230607 0001209191-23-035232.hdr.sgml : 20230607 20230607193130 ACCESSION NUMBER: 0001209191-23-035232 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230606 FILED AS OF DATE: 20230607 DATE AS OF CHANGE: 20230607 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Caimi Lara CENTRAL INDEX KEY: 0001868796 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40526 FILM NUMBER: 231000336 MAIL ADDRESS: STREET 1: C/O CONFLUENT, INC. STREET 2: 899 W EVELYN AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94041 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Confluent, Inc. CENTRAL INDEX KEY: 0001699838 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 471824387 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 899 W. EVELYN AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94041 BUSINESS PHONE: 800-439-3207 MAIL ADDRESS: STREET 1: 899 W. EVELYN AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94041 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-06-06 0 0001699838 Confluent, Inc. CFLT 0001868796 Caimi Lara C/O CONFLUENT, INC. 899 W. EVELYN AVENUE MOUNTAIN VIEW CA 94041 1 0 0 0 1 Class A Common Stock 2023-06-06 4 S 0 1400 36.02 D 11687 D Class A Common Stock 2023-06-06 4 S 0 6288 36.91 D 5399 D Shares sold pursuant to a 10b5-1 trading plan. The shares were sold at prices ranging from $35.45 to $36.41. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The shares were sold at prices ranging from $36.52 to $37.32. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. /s/ Melanie Vinson, Attorney-in-fact 2023-06-07