0001062993-24-002853.txt : 20240212
0001062993-24-002853.hdr.sgml : 20240212
20240212184706
ACCESSION NUMBER: 0001062993-24-002853
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240209
FILED AS OF DATE: 20240212
DATE AS OF CHANGE: 20240212
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MILLER MATTHEW CRAIG
CENTRAL INDEX KEY: 0001866643
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40526
FILM NUMBER: 24621945
MAIL ADDRESS:
STREET 1: 2800 SAND HILL ROAD, SUITE 101
CITY: MENLO PARK
STATE: CA
ZIP: 94025
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Confluent, Inc.
CENTRAL INDEX KEY: 0001699838
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
ORGANIZATION NAME: 06 Technology
IRS NUMBER: 471824387
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 899 W. EVELYN AVENUE
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94041
BUSINESS PHONE: 800-439-3207
MAIL ADDRESS:
STREET 1: 899 W. EVELYN AVENUE
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94041
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0508
4
2024-02-09
0001699838
Confluent, Inc.
CFLT
0001866643
MILLER MATTHEW CRAIG
2800 SAND HILL ROAD, SUITE 101
MENLO PARK
CA
94025
1
0
0
0
0
Class A Common Stock
2024-02-09
4
C
0
2192541
0
A
2192541
I
Sequoia Capital U.S. Growth Fund VIII, L.P.
Class A Common Stock
2024-02-09
4
J
0
2192541
0
D
0
I
Sequoia Capital U.S. Growth Fund VIII, L.P.
Class A Common Stock
2024-02-09
4
C
0
201644
0
A
201644
I
Sequoia Grove II, LLC
Class A Common Stock
2024-02-09
4
J
0
201644
0
D
0
I
Sequoia Grove II, LLC
Class A Common Stock
2024-02-09
4
C
0
56327
0
A
239940
I
Estate planning vehicle
Class A Common Stock
2024-02-09
4
J
0
2862
0
A
242802
I
Estate planning vehicle
Class A Common Stock
2024-02-12
4
C
0
29054
0
A
29054
I
Sequoia Capital Fund Parallel, LLC
Class A Common Stock
2024-02-12
4
J
0
29054
0
D
0
I
Sequoia Capital Fund Parallel, LLC
Class B Common Stock
2024-02-09
4
C
0
2192541
0
D
Class A Common Stock
2192541
0
I
Sequoia Capital U.S. Growth Fund VIII, L.P.
Class B Common Stock
2024-02-09
4
C
0
201644
0
D
Class A Common Stock
201644
0
I
Sequoia Grove II, LLC
Class B Common Stock
2024-02-09
4
C
0
56327
0
D
Class A Common Stock
56327
0
I
Estate planning vehicle
Class B Common Stock
2024-02-12
4
C
0
29054
0
D
Class A Common Stock
29054
1825348
I
Sequoia Capital Fund Parallel, LLC
Class B Common Stock
Class A Common Stock
11022836
11022836
I
Sequoia Capital Fund, LP
The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation.
Represents a pro rata in-kind distribution of shares of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and, in certain cases, the contribution by such partners or members to the applicable recipient fund.
The Reporting Person is a director and stockholder of SC US (TTGP), Ltd. SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P.
(Continued from Footnote 3) The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
The Reporting Person is a director and stockholder of SC US (TTGP), Ltd. SC US (TTGP), Ltd. is the general partner of Sequoia Capital Fund Management, L.P., which is the general partner of each of Sequoia Capital Fund, LP ("SCF") and Sequoia Capital Fund Parallel, LLC ("SCFP"). The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
The Reporting Person is a member of Sequoia Grove II, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
By: /s/ Jung Yeon Son, by power of attorney for Matthew Craig Miller
2024-02-12