0001062993-23-013294.txt : 20230609 0001062993-23-013294.hdr.sgml : 20230609 20230609192904 ACCESSION NUMBER: 0001062993-23-013294 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230607 FILED AS OF DATE: 20230609 DATE AS OF CHANGE: 20230609 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MILLER MATTHEW CRAIG CENTRAL INDEX KEY: 0001866643 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40526 FILM NUMBER: 231006788 MAIL ADDRESS: STREET 1: 2800 SAND HILL ROAD, SUITE 101 CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Confluent, Inc. CENTRAL INDEX KEY: 0001699838 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 471824387 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 899 W. EVELYN AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94041 BUSINESS PHONE: 800-439-3207 MAIL ADDRESS: STREET 1: 899 W. EVELYN AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94041 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0407 4 2023-06-07 0001699838 Confluent, Inc. CFLT 0001866643 MILLER MATTHEW CRAIG 2800 SAND HILL ROAD, SUITE 101 MENLO PARK CA 94025 1 0 0 0 0 Class A Common Stock 2023-06-07 4 C 0 93461 0 A 93461 I Sequoia Capital U.S. Growth Fund VII, L.P. Class A Common Stock 2023-06-07 4 C 0 68843 0 A 68843 I Sequoia Capital U.S. Growth VII Principals Fund, L.P. Class A Common Stock 2023-06-07 4 C 0 118516 0 A 118516 I Sequoia Grove II, LLC Class A Common Stock 2023-06-07 4 J 0 93461 0 D 0 I Sequoia Capital U.S. Growth Fund VII, L.P. Class A Common Stock 2023-06-07 4 J 0 68843 0 D 0 I Sequoia Capital U.S. Growth VII Principals Fund, L.P. Class A Common Stock 2023-06-07 4 J 0 118516 0 D 0 I Sequoia Grove II, LLC Class A Common Stock 2023-06-07 4 C 0 13285 0 A 155488 I Estate planning vehicle Class A Common Stock 2023-06-07 4 J 0 1370 0 A 156858 I Estate planning vehicle Class B Common Stock 2023-06-07 4 C 0 93461 0 D Class A Common Stock 93461 3159112 I Sequoia Capital U.S. Growth Fund VII, L.P. Class B Common Stock 2023-06-07 4 J 0 990731 0 D Class A Common Stock 990731 2168381 I Sequoia Capital U.S. Growth Fund VII, L.P. Class B Common Stock 2023-06-07 4 C 0 68843 0 D Class A Common Stock 68843 207661 I Sequoia Capital U.S. Growth VII Principals Fund, L.P. Class B Common Stock 2023-06-07 4 J 0 23324 0 D Class A Common Stock 23324 184337 I Sequoia Capital U.S. Growth VII Principals Fund, L.P. Class B Common Stock 2023-06-07 4 C 0 118516 0 D Class A Common Stock 116080 433798 I Sequoia Grove II, LLC Class B Common Stock 2023-06-07 4 J 0 991904 0 A Class A Common Stock 991904 9086800 I Sequoia Capital Fund, LP Class B Common Stock 2023-06-07 4 J 0 175301 0 A Class A Common Stock 175301 1684817 I Sequoia Capital Fund Parallel, LLC Class B Common Stock 2023-06-07 4 C 0 13285 0 D Class A Common Stock 13285 82897 I Estate planning vehicle Class B Common Stock Class A Common Stock 2192541 2192541 I Sequoia Capital U.S. Growth Fund VIII, L.P. The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. Represents a pro rata in-kind distribution of shares of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and, in certain cases, the contribution by such partners or members to the applicable recipient fund. The Reporting Person is a director and stockholder of SC US (TTGP), Ltd. SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P.; and (ii) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (Continued from Footnote 3) The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. The Reporting Person is a director and stockholder of SC US (TTGP), Ltd. SC US (TTGP), Ltd. is the general partner of Sequoia Capital Fund Management, L.P., which is the general partner of each of Sequoia Capital Fund, LP ("SCF") and Sequoia Capital Fund Parallel, LLC ("SCFP"). The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. The Reporting Person is a member of Sequoia Grove II, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. By: /s/ Jung Yeon Son, by power of attorney for Matthew Craig Miller 2023-06-09