0001062993-23-002315.txt : 20230206
0001062993-23-002315.hdr.sgml : 20230206
20230206192658
ACCESSION NUMBER: 0001062993-23-002315
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230202
FILED AS OF DATE: 20230206
DATE AS OF CHANGE: 20230206
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MILLER MATTHEW CRAIG
CENTRAL INDEX KEY: 0001866643
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40526
FILM NUMBER: 23592218
MAIL ADDRESS:
STREET 1: 2800 SAND HILL ROAD, SUITE 101
CITY: MENLO PARK
STATE: CA
ZIP: 94025
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Confluent, Inc.
CENTRAL INDEX KEY: 0001699838
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 471824387
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 899 W. EVELYN AVENUE
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94041
BUSINESS PHONE: 800-439-3207
MAIL ADDRESS:
STREET 1: 899 W. EVELYN AVENUE
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94041
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0306
4
2023-02-02
0001699838
Confluent, Inc.
CFLT
0001866643
MILLER MATTHEW CRAIG
2800 SAND HILL ROAD, SUITE 101
MENLO PARK
CA
94025
1
0
1
0
Class A Common Stock
2023-02-02
4
C
0
93461
0
A
93461
I
Sequoia Capital U.S. Growth Fund VII, L.P.
Class A Common Stock
2023-02-02
4
C
0
68843
0
A
68843
I
Sequoia Capital U.S. Growth VII Principals Fund, L.P.
Class A Common Stock
2023-02-02
4
C
0
67569
0
A
67569
I
Sequoia Capital U.S. Growth Fund VIII, L.P.
Class A Common Stock
2023-02-02
4
C
0
149687
0
A
149687
I
Sequoia Grove II, LLC
Class A Common Stock
2023-02-02
4
J
0
93461
0
D
0
I
Sequoia Capital U.S. Growth Fund VII, L.P.
Class A Common Stock
2023-02-02
4
J
0
68843
0
D
0
I
Sequoia Capital U.S. Growth VII Principals Fund, L.P.
Class A Common Stock
2023-02-02
4
J
0
67569
0
D
0
I
Sequoia Capital U.S. Growth Fund VIII, L.P.
Class A Common Stock
2023-02-02
4
J
0
149687
0
D
0
I
Sequoia Grove II, LLC
Class A Common Stock
2023-02-02
4
C
0
22673
0
A
95597
I
Estate planning vehicle
Class A Common Stock
2023-02-02
4
J
0
2267
0
A
97864
I
Estate planning vehicle
Class B Common Stock
2023-02-02
4
C
0
93461
0
D
Class A Common Stock
93461
7495880
I
Sequoia Capital U.S. Growth Fund VII, L.P.
Class B Common Stock
2023-02-02
4
J
0
990731
0
D
Class A Common Stock
990731
6505149
I
Sequoia Capital U.S. Growth Fund VII, L.P.
Class B Common Stock
2023-02-02
4
C
0
68843
0
D
Class A Common Stock
68843
645172
I
Sequoia Capital U.S. Growth VII Principals Fund, L.P.
Class B Common Stock
2023-02-02
4
J
0
23324
0
D
Class A Common Stock
23324
621848
I
Sequoia Capital U.S. Growth VII Principals Fund, L.P.
Class B Common Stock
2023-02-02
4
C
0
67569
0
D
Class A Common Stock
67569
2557965
I
Sequoia Capital U.S. Growth Fund VIII, L.P.
Class B Common Stock
2023-02-02
4
J
0
297855
0
D
Class A Common Stock
297855
2260110
I
Sequoia Capital U.S. Growth Fund VIII, L.P.
Class B Common Stock
2023-02-02
4
C
0
149687
0
D
Class A Common Stock
149687
898118
I
Sequoia Grove II, LLC
Class B Common Stock
2023-02-02
4
J
0
1279796
0
A
Class A Common Stock
1279796
51119184
I
Sequoia Capital Fund, LP
Class B Common Stock
2023-02-02
4
J
0
264245
0
A
Class A Common Stock
264245
1056980
I
Sequoia Capital Fund Parallel, LLC
Class B Common Stock
2023-02-02
4
C
0
22673
0
D
Class A Common Stock
22673
136037
I
Estate planning vehicle
The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation.
Represents a pro rata in-kind distribution of shares of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and, in certain cases, the contribution by such partners or members to the applicable recipient fund.
The Reporting Person is a director and stockholder of SC US (TTGP), Ltd. SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P.; and (ii) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P..
(Continued from Footnote 3) The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
The Reporting Person is a director and stockholder of SC US (TTGP), Ltd. SC US (TTGP), Ltd. is the general partner of Sequoia Capital Fund Management, L.P., which is the general partner of each of Sequoia Capital Fund, LP ("SCF") and Sequoia Capital Fund Parallel, LLC ("SCFP"). The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
The Reporting Person is a member of Sequoia Grove II, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
By: /s/ Jung Yeon Son, by power of attorney for Matthew Craig Miller
2023-02-06