0001062993-22-022129.txt : 20221114 0001062993-22-022129.hdr.sgml : 20221114 20221114201404 ACCESSION NUMBER: 0001062993-22-022129 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221110 FILED AS OF DATE: 20221114 DATE AS OF CHANGE: 20221114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MILLER MATTHEW CRAIG CENTRAL INDEX KEY: 0001866643 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40526 FILM NUMBER: 221388840 MAIL ADDRESS: STREET 1: 2800 SAND HILL ROAD, SUITE 101 CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Confluent, Inc. CENTRAL INDEX KEY: 0001699838 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 471824387 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 899 W. EVELYN AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94041 BUSINESS PHONE: 800-439-3207 MAIL ADDRESS: STREET 1: 899 W. EVELYN AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94041 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2022-11-10 0001699838 Confluent, Inc. CFLT 0001866643 MILLER MATTHEW CRAIG 2800 SAND HILL ROAD, SUITE 101 MENLO PARK CA 94025 1 0 1 0 Class A Common Stock 2022-11-10 4 C 0 93461 0 A 93461 I Sequoia Capital U.S. Growth Fund VII, L.P. Class A Common Stock 2022-11-10 4 C 0 68843 0 A 68843 I Sequoia Capital U.S. Growth VII Principals Fund, L.P. Class A Common Stock 2022-11-10 4 C 0 67569 0 A 67569 I Sequoia Capital U.S. Growth Fund VIII, L.P. Class A Common Stock 2022-11-10 4 C 0 149687 0 A 149687 I Sequoia Grove II, LLC Class A Common Stock 2022-11-10 4 J 0 93461 0 D 0 I Sequoia Capital U.S. Growth Fund VII, L.P. Class A Common Stock 2022-11-10 4 J 0 68843 0 D 0 I Sequoia Capital U.S. Growth VII Principals Fund, L.P. Class A Common Stock 2022-11-10 4 J 0 67569 0 D 0 I Sequoia Capital U.S. Growth Fund VIII, L.P. Class A Common Stock 2022-11-10 4 J 0 149687 0 D 0 I Sequoia Grove II, LLC Class A Common Stock 2022-11-10 4 C 0 22673 0 A 46981 I Estate planning vehicle Class A Common Stock 2022-11-10 4 J 0 1635 0 A 48616 I Estate planning vehicle Class B Common Stock 2022-11-10 4 C 0 93461 0 D Class A Common Stock 93461 9664264 I Sequoia Capital U.S. Growth Fund VII, L.P. Class B Common Stock 2022-11-10 4 J 0 990731 0 D Class A Common Stock 990731 8673533 I Sequoia Capital U.S. Growth Fund VII, L.P. Class B Common Stock 2022-11-10 4 C 0 68843 0 D Class A Common Stock 68843 760663 I Sequoia Capital U.S. Growth VII Principals Fund, L.P. Class B Common Stock 2022-11-10 4 J 0 23324 0 D Class A Common Stock 23324 737339 I Sequoia Capital U.S. Growth VII Principals Fund, L.P. Class B Common Stock 2022-11-10 4 C 0 67569 0 D Class A Common Stock 67569 3221244 I Sequoia Capital U.S. Growth Fund VIII, L.P. Class B Common Stock 2022-11-10 4 J 0 297855 0 D Class A Common Stock 297855 2923389 I Sequoia Capital U.S. Growth Fund VIII, L.P. Class B Common Stock 2022-11-10 4 C 0 149687 0 D Class A Common Stock 149687 1197492 I Sequoia Grove II, LLC Class B Common Stock 2022-11-10 4 J 0 1279796 0 A Class A Common Stock 1279796 2559592 I Sequoia Capital Fund, LP Class B Common Stock 2022-11-10 4 J 0 264245 0 A Class A Common Stock 264245 528490 I Sequoia Capital Fund Parallel, LLC Class B Common Stock 2022-11-10 4 C 0 22673 0 D Class A Common Stock 22673 181383 I Estate planning vehicle The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. Represents a pro rata in-kind distribution of shares of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and the contribution by such partners or members to the applicable recipient fund. The Reporting Person is a director and stockholder of SC US (TTGP), Ltd. SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P. (collectively, the GFVII Funds); and (ii) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (the GFVIII Fund). (Continued from Footnote 3) The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. The Reporting Person is a director and stockholder of SC US (TTGP), Ltd. SC US (TTGP), Ltd. is (i) the general partner of Sequoia Capital Fund Management, L.P., which is the general partner of each of Sequoia Capital Fund, LP ("SCF") and Sequoia Capital Fund Parallel, LLC ("SCFP"). The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. The Reporting Person is a member of Sequoia Grove II, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. By: /s/ Jung Yeon Son, by power of attorney for Matthew Craig Miller 2022-11-14