The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| A SPAC II ACQUISITION CORP | *W EXP 10/15/202 | G0543H117 | 118 | 12,500 | SH | SOLE | 0 | 12,500 | 0 | 0 | ||
| A SPAC II ACQUISITION CORP | ORD SHS CL A | G0543H109 | 271,500 | 25,000 | SH | SOLE | 0 | 25,000 | 0 | 0 | ||
| A SPAC II ACQUISITION CORP | RIGHT 10/15/2026 | G0543H133 | 2,250 | 25,000 | SH | SOLE | 0 | 25,000 | 0 | 0 | ||
| AIMFINITY INVESTMENT CORP I | *W EXP 04/21/202 | G0135E126 | 7,500 | 200,000 | SH | SOLE | 0 | 200,000 | 0 | 0 | ||
| AIMFINITY INVESTMENT CORP I | UNIT 04/21/2027 | G0135E142 | 2,190,000 | 200,000 | SH | SOLE | 0 | 200,000 | 0 | 0 | ||
| ALPHABET INC | CAP STK CL C | 02079K107 | 311,314 | 2,209 | SH | SOLE | 0 | 2,209 | 0 | 0 | ||
| ARCA BIOPHARMA INC | COM | 00211Y506 | 6,800,768 | 4,000,452 | SH | SOLE | 0 | 4,000,452 | 0 | 0 | ||
| CALIDI BIOTHERAPEUTICS INC | COM NEW | 320703101 | 813,679 | 538,860 | SH | SOLE | 0 | 538,860 | 0 | 0 | ||
| CASSAVA SCIENCES INC | COM | 14817C107 | 1,204,285 | 53,500 | SH | SOLE | 0 | 53,500 | 0 | 0 | ||
| CHECHE GROUP INC | *W EXP 10/01/203 | G20707116 | 21,995 | 392,763 | SH | SOLE | 0 | 392,763 | 0 | 0 | ||
| CORNERSTONE STRATEGIC VALUE | COM | 21924B302 | 4,758,536 | 661,827 | SH | SOLE | 0 | 661,827 | 0 | 0 | ||
| CORNERSTONE TOTAL RETURN FD | COM | 21924U300 | 4,672,188 | 661,783 | SH | SOLE | 0 | 661,783 | 0 | 0 | ||
| CXAPP INC | *W EXP 03/14/202 | 23248B117 | 44,550 | 550,000 | SH | SOLE | 0 | 550,000 | 0 | 0 | ||
| DENALI CAPITAL ACQUISITN COR | *W EXP 03/28/202 | G6256B114 | 2,255 | 45,000 | SH | SOLE | 0 | 45,000 | 0 | 0 | ||
| DIANA SHIPPING INC | *W EXP 12/14/202 | Y2066G138 | 35,755 | 127,695 | SH | SOLE | 0 | 127,695 | 0 | 0 | ||
| ELECTRA BATTERY MATERIALS CO | COM NEW | 28474P201 | 54,629 | 122,637 | SH | SOLE | 0 | 122,637 | 0 | 0 | ||
| EMBRACE CHANGE ACQUISITN COR | RIGHT 10/25/2026 | G3034H141 | 14,194 | 94,000 | SH | SOLE | 0 | 94,000 | 0 | 0 | ||
| EMBRACE CHANGE ACQUISITN COR | *W EXP 10/25/202 | G3034H125 | 1,222 | 94,000 | SH | SOLE | 0 | 94,000 | 0 | 0 | ||
| ENOVIX CORPORATION | DEBT 3.000% 5/0 | 293594AD9 | 1,044,000 | 1,000,000 | PRN | SOLE | 0 | 1,000,000 | 0 | 0 | ||
| FORTE BIOSCIENCES INC | COM | 34962G109 | 1,669,684 | 2,031,987 | SH | SOLE | 0 | 2,031,987 | 0 | 0 | ||
| FTAC EMERALD ACQUISITION COR | CLASS A COM | 29103K100 | 8,967,500 | 850,000 | SH | SOLE | 0 | 850,000 | 0 | 0 | ||
| GEE GROUP INC | COM | 36165A102 | 2,843,033 | 5,683,792 | SH | SOLE | 0 | 5,683,792 | 0 | 0 | ||
| GIGCAPITAL 5 INC | COMMON STOCK | 37519U109 | 4,396,000 | 400,000 | SH | SOLE | 0 | 400,000 | 0 | 0 | ||
| GLOBAL STAR ACQUISITION INC | *W EXP 07/15/202 | 37962G110 | 2,376 | 237,633 | SH | SOLE | 0 | 237,633 | 0 | 0 | ||
| GLOBAL STAR ACQUISITION INC | RIGHT 06/21/2024 | 37962G128 | 25,617 | 237,633 | SH | SOLE | 0 | 237,633 | 0 | 0 | ||
| HERZFELD CARIBBEAN BASIN FD | COM | 42804T106 | 629,559 | 226,460 | SH | SOLE | 0 | 226,460 | 0 | 0 | ||
| HNR ACQUISITION CORP | *W EXP 02/04/202 | 40472A128 | 2,726 | 49,116 | SH | SOLE | 0 | 49,116 | 0 | 0 | ||
| INSTIL BIO INC | COM NEW | 45783C200 | 1,966,699 | 258,097 | SH | SOLE | 0 | 258,097 | 0 | 0 | ||
| LIVENT CORP | COM | 53814L108 | 1,798,000 | 100,000 | SH | SOLE | 0 | 100,000 | 0 | 0 | ||
| LIVENT CORP | CALL | 53814L908 | 663,000 | 510,000 | SH | Call | SOLE | 0 | 510,000 | 0 | 0 | |
| MANCHESTER UTD PLC NEW | CALL | G5784H906 | 124,480 | 95,000 | SH | Call | SOLE | 0 | 95,000 | 0 | 0 | |
| MEI PHARMA INC | COM | 55279B301 | 3,546,354 | 611,440 | SH | SOLE | 0 | 611,440 | 0 | 0 | ||
| MYND AI INC | SPON ADS | 628988107 | 659,122 | 118,975 | SH | SOLE | 0 | 118,975 | 0 | 0 | ||
| NEXTCURE INC | COM | 65343E108 | 702,101 | 615,878 | SH | SOLE | 0 | 615,878 | 0 | 0 | ||
| PANGAEA LOGISTICS SOLUTION L | SHS | G6891L105 | 7,298,572 | 885,749 | SH | SOLE | 0 | 885,749 | 0 | 0 | ||
| PERCEPTION CAPITAL CORP III | CLASS A ORD SHS | G7185D106 | 3,724,160 | 352,000 | SH | SOLE | 0 | 352,000 | 0 | 0 | ||
| PERFORMANCE SHIPPING INC | COMMON SHARES | Y67305154 | 120,310 | 53,000 | SH | SOLE | 0 | 53,000 | 0 | 0 | ||
| PONO CAP TWO INC | *W EXP 07/31/202 | 73245B115 | 5,527 | 196,000 | SH | SOLE | 0 | 196,000 | 0 | 0 | ||
| PYXIS ONCOLOGY INC | COMMON STOCK | 747324101 | 110,891 | 61,606 | SH | SOLE | 0 | 61,606 | 0 | 0 | ||
| QUANTUM FINTECH ACQUISTIN CO | COMMON STOCK | 74767A105 | 25,446,476 | 2,351,800 | SH | SOLE | 0 | 2,351,800 | 0 | 0 | ||
| RCF ACQUISITION CORP | CL A COM | G7330C102 | 2,196,000 | 200,000 | SH | SOLE | 0 | 200,000 | 0 | 0 | ||
| SINGING MACH INC | COM | 829322403 | 156,551 | 155,001 | SH | SOLE | 0 | 155,001 | 0 | 0 | ||
| SNDL INC | COM | 83307B101 | 502,160 | 306,195 | SH | SOLE | 0 | 306,195 | 0 | 0 | ||
| SRIVARU HOLDING LIMITED | *W EXP 12/08/202 | G8403L110 | 3,428 | 230,081 | SH | SOLE | 0 | 230,081 | 0 | 0 | ||
| TENON MEDICAL INC | *W EXP 06/16/202 | 88066N113 | 40,656 | 508,200 | SH | SOLE | 0 | 508,200 | 0 | 0 | ||
| TENX KEANE ACQUISITION | ORD SHS | G8708L104 | 1,367,500 | 125,000 | SH | SOLE | 0 | 125,000 | 0 | 0 | ||
| TENX KEANE ACQUISITION | RIGHT 06/30/2028 | G8708L112 | 17,688 | 125,000 | SH | SOLE | 0 | 125,000 | 0 | 0 | ||
| WELSBACH TECH METALS ACQU CO | COM | 950415109 | 3,223,500 | 300,000 | SH | SOLE | 0 | 300,000 | 0 | 0 | ||
| WHEELER REAL ESTATE INVT TR | CV PFD SER D | 963025606 | 1,807,847 | 138,745 | SH | SOLE | 0 | 138,745 | 0 | 0 | ||
| WHOLE EARTH BRANDS INC | *W EXP 06/25/202 | 96684W126 | 42,988 | 537,354 | SH | SOLE | 0 | 537,354 | 0 | 0 | ||