0001062993-23-013505.txt : 20230614 0001062993-23-013505.hdr.sgml : 20230614 20230614160611 ACCESSION NUMBER: 0001062993-23-013505 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230512 FILED AS OF DATE: 20230614 DATE AS OF CHANGE: 20230614 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Coles Joanna CENTRAL INDEX KEY: 0001699323 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40135 FILM NUMBER: 231014144 MAIL ADDRESS: STREET 1: C/O SNAP INC. STREET 2: 3000 31ST STREET CITY: SANTA MONICA STATE: CA ZIP: 90405 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Northern Star Investment Corp. IV CENTRAL INDEX KEY: 0001835814 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 854156787 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: C/O GRAUBARD MILLER STREET 2: 405 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10174 BUSINESS PHONE: (212) 818-8800 MAIL ADDRESS: STREET 1: C/O GRAUBARD MILLER STREET 2: 405 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10174 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0407 4 2023-05-12 1 0001835814 Northern Star Investment Corp. IV NSTD 0001699323 Coles Joanna C/O GRAUBARD MILLER 405 LEXINGTON AVENUE, 44TH FLOOR NEW YORK NY 10174 0 0 1 0 0 Class A Common Stock 2023-05-12 4 J 0 9708334 D 0 I by Northern Star IV Sponsor LLC Warrants 11.50 2023-05-12 4 J 0 8750000 0 D Class A Common Stock 8750000 0 I by Northern Star IV Sponsor LLC As previously reported, the reporting person had been a managing member of Northern Star IV Sponsor LLC ("NS4 Sponsor") together with Jonathan Ledecky. On May 12, 2023, the reporting person entered into an agreement with Northern Star Sponsor LLC ("NS1 Sponsor") and Mr. Ledecky pursuant to which the parties agreed, among other things, that the reporting person (i) first resigned from all officer and director positions with the Issuer, (ii) then resigned from all officer and managing member positions with NS4 Sponsor and (iii) following such resignations, forfeited all of her membership interests in NS4 Sponsor originally allocated to her and agreed to cause such interests to be transferred to Mr. Ledecky. Each warrant will become exercisable 30 days after the completion of an initial business combination, and will expire five years after the completion of an initial business combination. /s/ Joanna Coles 2023-06-14