0001699080-21-000003.txt : 20210517 0001699080-21-000003.hdr.sgml : 20210517 20210517110614 ACCESSION NUMBER: 0001699080-21-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210517 DATE AS OF CHANGE: 20210517 EFFECTIVENESS DATE: 20210517 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Synergy Financial Management, LLC CENTRAL INDEX KEY: 0001699080 IRS NUMBER: 912138969 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20757 FILM NUMBER: 21928547 BUSINESS ADDRESS: STREET 1: 13231 SE 36TH STREET #215 CITY: BELLEVUE STATE: WA ZIP: 98006 BUSINESS PHONE: 206-386-5455 MAIL ADDRESS: STREET 1: 13231 SE 36TH STREET #215 CITY: BELLEVUE STATE: WA ZIP: 98006 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001699080 XXXXXXXX 03-31-2021 03-31-2021 Synergy Financial Management, LLC

13231 SE 36TH STREET #215 BELLEVUE WA 98006

13F HOLDINGS REPORT 028-20757 N Joseph Maas 206-386-5450 Joseph Maas Bellevue WA 05-17-2021 0 333954 164 false INFORMATION TABLE 2 SFM13F03312021.xml AMCOR PLCORDG0250X1071948 166750 SH SOLE 0 0 166750 ACCENTURE PLC IRELANDSHS CLASS AG1151C101496 1795 SH SOLE 0 0 1795 ARK ETF TRNEXT GNRTN INTER00214Q4012538 17215 SH SOLE 0 0 17215 ARK ETF TRFINTECH INNOVA00214Q7082564 50169 SH SOLE 0 0 50169 ABBOTT LABSCOM002824100831 6936 SH SOLE 0 0 6936 ABBVIE INCCOM00287Y1092143 19804 SH SOLE 0 0 19804 ABERDEEN STD PALLADIUM ETF TPHYSCL PALLADM0032621022847 11626 SH SOLE 0 0 11626 ADOBE SYSTEMS INCORPORATEDCOM00724F1014680 9844 SH SOLE 0 0 9844 ADVANCED MICRO DEVICES INCCOM0079031073309 42147 SH SOLE 0 0 42147 ALIBABA GROUP HLDG LTDSPONSORED ADS01609W1024085 18016 SH SOLE 0 0 18016 ALLY FINL INCCOM02005N1001324 29294 SH SOLE 0 0 29294 ALPHABET INCCAP STK CL A02079K3057877 3819 SH SOLE 0 0 3819 ALTRIA GROUP INCCOM02209S103392 7660 SH SOLE 0 0 7660 AMAZON COM INCCOM02313510612253 3960 SH SOLE 0 0 3960 AMERICAN CENTY ETF TRSTOXX US QUALT0250722082139 45166 SH SOLE 0 0 45166 AMERICAN CENTY ETF TRUS SML CP VALU0250728772869 39731 SH SOLE 0 0 39731 AMERICAN EXPRESS COCOM025816109439 3101 SH SOLE 0 0 3101 AMERICAN TOWER CORP NEWCOM03027X1004682 19584 SH SOLE 0 0 19584 AMGEN INCCOM031162100934 3752 SH SOLE 0 0 3752 APPLE INCCOM0378331009062 74188 SH SOLE 0 0 74188 BK OF AMERICA CORPCOM0605051043519 90948 SH SOLE 0 0 90948 BANK OZKCOM06417N1032983 73014 SH SOLE 0 0 73014 CISCO SYS INCCOM17275R102187 3610 SH SOLE 0 0 3610 COCA COLA COCOM1912161001968 37341 SH SOLE 0 0 37341 COSTCO WHSL CORP NEWCOM22160K1052824 8011 SH SOLE 0 0 8011 DIREXION SHS ETF TRRUSELL1000 VAL25460E4552181 38023 SH SOLE 0 0 38023 ETFIS SER TR IVIRTUS INFRCAP26923G82212141 504416 SH SOLE 0 0 504416 EXXON MOBIL CORPCOM30231G1022114 37865 SH SOLE 0 0 37865 FACEBOOK INCCL A30303M1024851 16470 SH SOLE 0 0 16470 FIRST TR VALUE LINE DIVID INSHS33734H1062202 57970 SH SOLE 0 0 57970 FIRST TR EXCHANGE TRADED FDCONSUMR STAPLE33734X1193281 57087 SH SOLE 0 0 57087 FIRST TR EXCHANGE TRADED FDENERGY ALPHADX33734X1272607 257644 SH SOLE 0 0 257644 FIRST TR LRG CP VL ALPHADEXCOM SHS33735J1011812 28461 SH SOLE 0 0 28461 FIRST TR EXCHANGE-TRADED FDDORSEYWRIGHT MOM33738R6964171 142541 SH SOLE 0 0 142541 FIRST TR EXCH TRADED FD IIIEME MRK BD ETF33739P202123 3563 SH SOLE 0 0 3563 FIRST TR EXCHANGE-TRADED FDFT STRG INCM ETF33739Q30912302 251934 SH SOLE 0 0 251934 FIRST TR EXCHANGE-TRADED FDFIRST TR ENH NEW33739Q40810420 173746 SH SOLE 0 0 173746 FIRST TR EXCHANGE-TRADED FDSSI STRG ETF33739Q5074951 98601 SH SOLE 0 0 98601 GENERAL MLS INCCOM3703341042090 34084 SH SOLE 0 0 34084 HECLA MNG COCOM42270410638 6621 SH SOLE 0 0 6621 HOME DEPOT INCCOM437076102240 785 SH SOLE 0 0 785 INVESCO QQQ TRUNIT SER 146090E10363 198 SH CallSOLE 0 0 198 INVESCO EXCHANGE TRADED FD TBUYBACK ACHIEV46137V3082237 26564 SH SOLE 0 0 26564 INVESCO EXCH TRADED FD TR IIS&P 500 HB ETF46138E3702789 40111 SH SOLE 0 0 40111 INVESCO EXCH TRADED FD TR IIDWA SMLCP MENT46138E8422672 31418 SH SOLE 0 0 31418 ISHARES TRUS REGNL BKS ETF4642887782697 47597 SH SOLE 0 0 47597 ISHARES TRINTL PFD STK ETF46429B1354174 252536 SH SOLE 0 0 252536 ISHARES TRMSCI USA VALUE46432F3882197 21440 SH SOLE 0 0 21440 JOHNSON & JOHNSONCOM4781601042171 13212 SH SOLE 0 0 13212 KIMBERLY-CLARK CORPCOM4943681031575 11325 SH SOLE 0 0 11325 LOCKHEED MARTIN CORPCOM5398301094596 12439 SH SOLE 0 0 12439 LYFT INCCL A COM55087P104155 2459 SH SOLE 0 0 2459 MASTERCARD INCORPORATEDCL A57636Q1044095 11501 SH SOLE 0 0 11501 MCDONALDS CORPCOM580135101778 3472 SH SOLE 0 0 3472 MERCADOLIBRE INCCOM58733R102208 141 SH SOLE 0 0 141 MERCK & CO. INCCOM58933Y1052556 33154 SH SOLE 0 0 33154 MICROSOFT CORPCOM59491810410181 43182 SH SOLE 0 0 43182 NETFLIX INCCOM64110L1064076 7814 SH SOLE 0 0 7814 NEWMONT CORPCOM651639106119 1970 SH SOLE 0 0 1970 NVIDIA CORPORATIONCOM67066G1046220 11649 SH SOLE 0 0 11649 ORACLE CORPCOM68389X105277 3943 SH SOLE 0 0 3943 PEPSICO INCCOM713448108962 6798 SH SOLE 0 0 6798 PFIZER INCCOM7170811031821 50254 SH SOLE 0 0 50254 PHILIP MORRIS INTL INCCOM7181721092090 23556 SH SOLE 0 0 23556 PROCTER AND GAMBLE COCOM742718109268 1978 SH SOLE 0 0 1978 SPDR S&P 500 ETF TRTR UNIT78462F103571 1441 SH SOLE 0 0 1441 SPDR SER TRS&P 600 SMCP VAL78464A3002221 27083 SH SOLE 0 0 27083 SPDR SER TRS&P RETAIL ETF78464A7143038 34057 SH SOLE 0 0 34057 SPDR SER TRSPDR BLOOMBERG78468R66322705 248143 SH SOLE 0 0 248143 SALESFORCE COM INCCOM79466L302107 505 SH SOLE 0 0 505 SCHWAB STRATEGIC TRUS DIVIDEND EQ808524797334 4584 SH SOLE 0 0 4584 SELECT SECTOR SPDR TRSBI INT-FINL81369Y6052732 80223 SH SOLE 0 0 80223 SQUARE INCCL A8522341036290 27702 SH SOLE 0 0 27702 STARBUCKS CORPCOM855244109252 2309 SH SOLE 0 0 2309 SYNCHRONY FINANCIALCOM87165B1031308 32157 SH SOLE 0 0 32157 TAIWAN SEMICONDUCTOR MFG LTDSPONSORED ADS8740391005297 44780 SH SOLE 0 0 44780 TELADOC HEALTH INCCOM87918A105217 1194 SH SOLE 0 0 1194 TEXAS INSTRS INCCOM882508104308 1630 SH SOLE 0 0 1630 THE TRADE DESK INCCOM CL A88339J1052796 4290 SH SOLE 0 0 4290 THERMO FISHER SCIENTIFIC INCCOM883556102180 394 SH SOLE 0 0 394 UNITEDHEALTH GROUP INCCOM91324P1024622 12423 SH SOLE 0 0 12423 VANGUARD INDEX FDSSMALL CP ETF922908751208 970 SH SOLE 0 0 970 VIACOMCBS INCCL B92556H206217 4820 SH SOLE 0 0 4820 VISA INCCOM CL A92826C839375 1772 SH SOLE 0 0 1772 WALMART INCCOM931142103184 1354 SH SOLE 0 0 1354 WESTERN COPPER & GOLD CORPCOM95805V10833 26097 SH SOLE 0 0 26097 YUM BRANDS INCCOM988498101229 2115 SH SOLE 0 0 2115 AMCOR PLCORDG0250X107897 76837 SH OTR 0 0 76837 ARK ETF TRNEXT GNRTN INTER00214Q401228 1545 SH OTR 0 0 1545 ARK ETF TRFINTECH INNOVA00214Q708236 4618 SH OTR 0 0 4618 ABBOTT LABSCOM002824100363 3029 SH OTR 0 0 3029 ABBVIE INCCOM00287Y109944 8720 SH OTR 0 0 8720 ABERDEEN STD PALLADIUM ETF TPHYSCL PALLADM003262102251 1026 SH OTR 0 0 1026 ADOBE SYSTEMS INCORPORATEDCOM00724F1011860 3912 SH OTR 0 0 3912 ADVANCED MICRO DEVICES INCCOM0079031071267 16146 SH OTR 0 0 16146 ALIBABA GROUP HLDG LTDSPONSORED ADS01609W1021606 7084 SH OTR 0 0 7084 ALLY FINL INCCOM02005N100597 13216 SH OTR 0 0 13216 ALPHABET INCCAP STK CL A02079K3053261 1581 SH OTR 0 0 1581 AMAZON COM INCCOM0231351065149 1664 SH OTR 0 0 1664 AMERICAN CENTY ETF TRSTOXX US QUALT025072208224 4734 SH OTR 0 0 4734 AMERICAN CENTY ETF TRUS SML CP VALU025072877265 3665 SH OTR 0 0 3665 AMERICAN TOWER CORP NEWCOM03027X1001859 7776 SH OTR 0 0 7776 AMGEN INCCOM031162100455 1830 SH OTR 0 0 1830 APPLE INCCOM0378331003940 32257 SH OTR 0 0 32257 BK OF AMERICA CORPCOM0605051041336 34540 SH OTR 0 0 34540 BANK OZKCOM06417N1031186 29025 SH OTR 0 0 29025 CISCO SYS INCCOM17275R10285 1647 SH OTR 0 0 1647 COCA COLA COCOM191216100954 18101 SH OTR 0 0 18101 COSTCO WHSL CORP NEWCOM22160K105565 1604 SH OTR 0 0 1604 DIREXION SHS ETF TRRUSELL1000 VAL25460E455179 3128 SH OTR 0 0 3128 ETFIS SER TR IVIRTUS INFRCAP26923G822450 18696 SH OTR 0 0 18696 EXXON MOBIL CORPCOM30231G102956 17121 SH OTR 0 0 17121 FACEBOOK INCCL A30303M1022035 6908 SH OTR 0 0 6908 FIRST TR VALUE LINE DIVID INSHS33734H106190 5006 SH OTR 0 0 5006 FIRST TR EXCHANGE TRADED FDCONSUMR STAPLE33734X119393 6844 SH OTR 0 0 6844 FIRST TR EXCHANGE TRADED FDENERGY ALPHADX33734X127262 25851 SH OTR 0 0 25851 FIRST TR LRG CP VL ALPHADEXCOM SHS33735J101237 3720 SH OTR 0 0 3720 FIRST TR EXCHANGE-TRADED FDDORSEYWRIGHT MOM33738R696432 14748 SH OTR 0 0 14748 FIRST TR EXCH TRADED FD IIIEME MRK BD ETF33739P20289 2587 SH OTR 0 0 2587 FIRST TR EXCHANGE-TRADED FDFT STRG INCM ETF33739Q309485 9923 SH OTR 0 0 9923 FIRST TR EXCHANGE-TRADED FDFIRST TR ENH NEW33739Q4081112 18544 SH OTR 0 0 18544 FIRST TR EXCHANGE-TRADED FDSSI STRG ETF33739Q50799 1971 SH OTR 0 0 1971 GENERAL MLS INCCOM370334104979 15969 SH OTR 0 0 15969 HECLA MNG COCOM42270410626 4647 SH OTR 0 0 4647 HOME DEPOT INCCOM43707610264 209 SH OTR 0 0 209 INVESCO QQQ TRUNIT SER 146090E103159 498 SH OTR 0 0 498 INVESCO EXCHANGE TRADED FD TBUYBACK ACHIEV46137V308193 2290 SH OTR 0 0 2290 INVESCO EXCH TRADED FD TR IIS&P 500 HB ETF46138E370232 3342 SH OTR 0 0 3342 INVESCO EXCH TRADED FD TR IIDWA SMLCP MENT46138E842191 2250 SH OTR 0 0 2250 ISHARES TRUS REGNL BKS ETF464288778259 4570 SH OTR 0 0 4570 ISHARES TRINTL PFD STK ETF46429B135122 7378 SH OTR 0 0 7378 ISHARES TRMSCI USA VALUE46432F388188 1836 SH OTR 0 0 1836 JOHNSON & JOHNSONCOM4781601041009 6142 SH OTR 0 0 6142 KIMBERLY-CLARK CORPCOM494368103668 4802 SH OTR 0 0 4802 LOCKHEED MARTIN CORPCOM5398301091820 4925 SH OTR 0 0 4925 LYFT INCCL A COM55087P10476 1196 SH OTR 0 0 1196 MASTERCARD INCORPORATEDCL A57636Q1041699 4771 SH OTR 0 0 4771 MCDONALDS CORPCOM580135101362 1615 SH OTR 0 0 1615 MERCADOLIBRE INCCOM58733R10250 34 SH OTR 0 0 34 MERCK & CO. INCCOM58933Y1051073 13921 SH OTR 0 0 13921 MICROSOFT CORPCOM5949181047591 32196 SH OTR 0 0 32196 NETFLIX INCCOM64110L1061661 3185 SH OTR 0 0 3185 NEWMONT CORPCOM651639106104 1722 SH OTR 0 0 1722 NVIDIA CORPORATIONCOM67066G1042480 4645 SH OTR 0 0 4645 PEPSICO INCCOM713448108379 2680 SH OTR 0 0 2680 PFIZER INCCOM717081103869 23998 SH OTR 0 0 23998 PHILIP MORRIS INTL INCCOM718172109980 11045 SH OTR 0 0 11045 PROCTER AND GAMBLE COCOM74271810971 524 SH OTR 0 0 524 SPDR S&P 500 ETF TRTR UNIT78462F10396 242 SH OTR 0 0 242 SPDR SER TRS&P 600 SMCP VAL78464A300191 2331 SH OTR 0 0 2331 SPDR SER TRS&P RETAIL ETF78464A714325 3647 SH OTR 0 0 3647 SPDR SER TRSPDR BLOOMBERG78468R6638810 96289 SH OTR 0 0 96289 SALESFORCE COM INCCOM79466L302115 544 SH OTR 0 0 544 SELECT SECTOR SPDR TRSBI INT-FINL81369Y605262 7699 SH OTR 0 0 7699 SQUARE INCCL A8522341032520 11100 SH OTR 0 0 11100 SYNCHRONY FINANCIALCOM87165B103583 14336 SH OTR 0 0 14336 TAIWAN SEMICONDUCTOR MFG LTDSPONSORED ADS8740391002063 17443 SH OTR 0 0 17443 TELADOC HEALTH INCCOM87918A105105 580 SH OTR 0 0 580 THE TRADE DESK INCCOM CL A88339J1051106 1697 SH OTR 0 0 1697 THERMO FISHER SCIENTIFIC INCCOM883556102141 308 SH OTR 0 0 308 UNITEDHEALTH GROUP INCCOM91324P1021900 5107 SH OTR 0 0 5107 VISA INCCOM CL A92826C839195 921 SH OTR 0 0 921 WALMART INCCOM931142103146 1075 SH OTR 0 0 1075 WESTERN COPPER & GOLD CORPCOM95805V10826 20935 SH OTR 0 0 20935