0001213900-24-001949.txt : 20240108 0001213900-24-001949.hdr.sgml : 20240108 20240108165831 ACCESSION NUMBER: 0001213900-24-001949 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240103 FILED AS OF DATE: 20240108 DATE AS OF CHANGE: 20240108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fong Christian S. CENTRAL INDEX KEY: 0001698985 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38971 FILM NUMBER: 24520889 MAIL ADDRESS: STREET 1: 7550 WISCONSIN AVENUE STREET 2: 9TH FLOOR CITY: BETHESDA STATE: MD ZIP: 20814 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPRUCE POWER HOLDING CORP CENTRAL INDEX KEY: 0001772720 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] ORGANIZATION NAME: 01 Energy & Transportation IRS NUMBER: 834109918 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2000 S COLORADO BLVD STREET 2: SUITE 2-825 CITY: DENVER STATE: CO ZIP: 80222 BUSINESS PHONE: 866-777-8235 MAIL ADDRESS: STREET 1: 2000 S COLORADO BLVD STREET 2: SUITE 2-825 CITY: DENVER STATE: CO ZIP: 80222 FORMER COMPANY: FORMER CONFORMED NAME: XL Fleet Corp. DATE OF NAME CHANGE: 20201223 FORMER COMPANY: FORMER CONFORMED NAME: Pivotal Investment Corp II DATE OF NAME CHANGE: 20190403 4 1 ownership.xml X0508 4 2024-01-03 0 0001772720 SPRUCE POWER HOLDING CORP SPRU 0001698985 Fong Christian S. 2000 S COLORADO BLVD, SUITE 2-825 DENVER CO 80222 1 1 0 0 CEO 0 Common Stock 2024-01-03 4 F 0 2042 4.42 D 179019 D Common Stock 75 I Note Common Stock 20000 I Note The securities were withheld to pay the reporting person's tax withholding obligations with respect to the vesting of restricted stock units (RSUs) on January 3, 2024. The applicable RSUs were reported on the Form 4 filed September 13, 2022. Effective on October 6, 2023, the issuer effected a 1 to 8 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split. The shares are held by the reporting person's sons, who may be deemed to share the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his sons, and this report should not be deemed an admission that the reporting person is the beneficial owner of his sons' shares for purposes of Section 16 or for any other purpose. The shares are held by a revocable family trust. The reporting person disclaims beneficial ownership of the shares held by this trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of this trust's shares for purposes of Section 16 or for any other purpose. /s/ Jonathan M. Norling 2024-01-08