0001213900-24-001949.txt : 20240108
0001213900-24-001949.hdr.sgml : 20240108
20240108165831
ACCESSION NUMBER: 0001213900-24-001949
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240103
FILED AS OF DATE: 20240108
DATE AS OF CHANGE: 20240108
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fong Christian S.
CENTRAL INDEX KEY: 0001698985
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38971
FILM NUMBER: 24520889
MAIL ADDRESS:
STREET 1: 7550 WISCONSIN AVENUE
STREET 2: 9TH FLOOR
CITY: BETHESDA
STATE: MD
ZIP: 20814
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SPRUCE POWER HOLDING CORP
CENTRAL INDEX KEY: 0001772720
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
ORGANIZATION NAME: 01 Energy & Transportation
IRS NUMBER: 834109918
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2000 S COLORADO BLVD
STREET 2: SUITE 2-825
CITY: DENVER
STATE: CO
ZIP: 80222
BUSINESS PHONE: 866-777-8235
MAIL ADDRESS:
STREET 1: 2000 S COLORADO BLVD
STREET 2: SUITE 2-825
CITY: DENVER
STATE: CO
ZIP: 80222
FORMER COMPANY:
FORMER CONFORMED NAME: XL Fleet Corp.
DATE OF NAME CHANGE: 20201223
FORMER COMPANY:
FORMER CONFORMED NAME: Pivotal Investment Corp II
DATE OF NAME CHANGE: 20190403
4
1
ownership.xml
X0508
4
2024-01-03
0
0001772720
SPRUCE POWER HOLDING CORP
SPRU
0001698985
Fong Christian S.
2000 S COLORADO BLVD,
SUITE 2-825
DENVER
CO
80222
1
1
0
0
CEO
0
Common Stock
2024-01-03
4
F
0
2042
4.42
D
179019
D
Common Stock
75
I
Note
Common Stock
20000
I
Note
The securities were withheld to pay the reporting person's tax withholding obligations with respect to the vesting of restricted stock units (RSUs) on January 3, 2024. The applicable RSUs were reported on the Form 4 filed September 13, 2022.
Effective on October 6, 2023, the issuer effected a 1 to 8 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split.
The shares are held by the reporting person's sons, who may be deemed to share the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his sons, and this report should not be deemed an admission that the reporting person is the beneficial owner of his sons' shares for purposes of Section 16 or for any other purpose.
The shares are held by a revocable family trust. The reporting person disclaims beneficial ownership of the shares held by this trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of this trust's shares for purposes of Section 16 or for any other purpose.
/s/ Jonathan M. Norling
2024-01-08