0001013762-23-001146.txt : 20231003
0001013762-23-001146.hdr.sgml : 20231003
20231003162629
ACCESSION NUMBER: 0001013762-23-001146
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230930
FILED AS OF DATE: 20231003
DATE AS OF CHANGE: 20231003
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fong Christian S.
CENTRAL INDEX KEY: 0001698985
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38971
FILM NUMBER: 231304112
MAIL ADDRESS:
STREET 1: 7550 WISCONSIN AVENUE
STREET 2: 9TH FLOOR
CITY: BETHESDA
STATE: MD
ZIP: 20814
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SPRUCE POWER HOLDING CORP
CENTRAL INDEX KEY: 0001772720
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714]
IRS NUMBER: 834109918
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 47000 LIBERTY DRIVE
CITY: WIXOM
STATE: MI
ZIP: 48393
BUSINESS PHONE: 6177180329
MAIL ADDRESS:
STREET 1: 47000 LIBERTY DRIVE
CITY: WIXOM
STATE: MI
ZIP: 48393
FORMER COMPANY:
FORMER CONFORMED NAME: XL Fleet Corp.
DATE OF NAME CHANGE: 20201223
FORMER COMPANY:
FORMER CONFORMED NAME: Pivotal Investment Corp II
DATE OF NAME CHANGE: 20190403
4
1
ownership.xml
X0508
4
2023-09-30
0
0001772720
SPRUCE POWER HOLDING CORP
SPRU
0001698985
Fong Christian S.
2000 S COLORADO BLVD,
SUITE 2-825
DENVER
CO
80222
1
1
0
0
President and CEO
0
Common Stock
2023-09-30
4
F
0
12500
0.68
D
1448495
D
Common Stock
600
I
Note
Common Stock
160000
I
Note
The securities were withheld to pay the reporting person's tax withholding obligations with respect to the vesting of restricted stock units (RSUs) on September 30, 2023. The applicable RSUs were reported on the Form 4 filed September 13, 2022.
The shares are held by the reporting person's sons, who may be deemed to share the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his sons, and this report should not be deemed an admission that the reporting person is the beneficial owner of his sons' shares for purposes of Section 16 or for any other purpose.
The shares are held by a revocable family trust. The reporting person disclaims beneficial ownership of the shares held by this trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of this trust's shares for purposes of Section 16 or for any other purpose.
/s/ Christian S. Fong
2023-10-03