0001013762-23-001144.txt : 20231003 0001013762-23-001144.hdr.sgml : 20231003 20231003162559 ACCESSION NUMBER: 0001013762-23-001144 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230909 FILED AS OF DATE: 20231003 DATE AS OF CHANGE: 20231003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fong Christian S. CENTRAL INDEX KEY: 0001698985 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38971 FILM NUMBER: 231304096 MAIL ADDRESS: STREET 1: 7550 WISCONSIN AVENUE STREET 2: 9TH FLOOR CITY: BETHESDA STATE: MD ZIP: 20814 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPRUCE POWER HOLDING CORP CENTRAL INDEX KEY: 0001772720 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 834109918 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 47000 LIBERTY DRIVE CITY: WIXOM STATE: MI ZIP: 48393 BUSINESS PHONE: 6177180329 MAIL ADDRESS: STREET 1: 47000 LIBERTY DRIVE CITY: WIXOM STATE: MI ZIP: 48393 FORMER COMPANY: FORMER CONFORMED NAME: XL Fleet Corp. DATE OF NAME CHANGE: 20201223 FORMER COMPANY: FORMER CONFORMED NAME: Pivotal Investment Corp II DATE OF NAME CHANGE: 20190403 4 1 ownership.xml X0508 4 2023-09-09 0 0001772720 SPRUCE POWER HOLDING CORP SPRU 0001698985 Fong Christian S. 2000 S COLORADO BLVD, SUITE 2-825 DENVER CO 80222 1 1 0 0 President and CEO 0 Common Stock 2023-09-09 4 F 0 75867 0.789 D 1460995 D Common Stock 600 I Note Common Stock 160000 I Note The securities were withheld to pay the reporting person's tax withholding obligations with respect to the vesting of restricted stock units (RSUs) on September 9, 2023. The applicable RSUs were reported on the Form 4 filed September 13, 2022. The shares are held by the reporting person's sons, who may be deemed to share the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his sons, and this report should not be deemed an admission that the reporting person is the beneficial owner of his sons' shares for purposes of Section 16 or for any other purpose. The shares are held by a revocable family trust. The reporting person disclaims beneficial ownership of the shares held by this trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of this trust's shares for purposes of Section 16 or for any other purpose. /s/ Christian S. Fong 2023-10-03