0001698926-22-000002.txt : 20220615 0001698926-22-000002.hdr.sgml : 20220615 20220614213405 ACCESSION NUMBER: 0001698926-22-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220615 DATE AS OF CHANGE: 20220614 EFFECTIVENESS DATE: 20220615 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Adalta Capital Management LLC CENTRAL INDEX KEY: 0001698926 IRS NUMBER: 812481155 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18082 FILM NUMBER: 221016499 BUSINESS ADDRESS: STREET 1: 452 FIFTH AVENUE STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 2128325135 MAIL ADDRESS: STREET 1: 452 FIFTH AVENUE STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001698926 XXXXXXXX 03-31-2022 03-31-2022 Adalta Capital Management LLC

452 FIFTH AVENUE 14TH FLOOR NEW YORK NY 10018

13F HOLDINGS REPORT 028-18082 N Zoe Vlachos 212-832-5107 Zoe Vlachos New Your NY 05-16-2022 0 126 200462 false INFORMATION TABLE 2 adalta033122aa.xml 1Life Healthcare, Inc. COM 68269G107 190 17193 SH SOLE 17193 0 0 Agfiq US Market Neutral Anti-Beta Fund AGFIQ US MK ANTI 00110G408 321 17500 SH SOLE 2500 0 15000 Alibaba Group ADR SPONSORED ADS 01609W102 1229 11300 SH SOLE 10300 0 1000 Alphabet Inc. Class A CAP STK CL A 02079K305 317 114 SH OTR 114 0 0 Alphabet Inc. Class A CAP STK CL A 02079K305 6024 2166 SH SOLE 1980 0 186 Alphabet Inc. Class C CAP STK CL C 02079K107 42 15 SH OTR 15 0 0 Alphabet Inc. Class C CAP STK CL C 02079K107 961 344 SH SOLE 254 0 90 American Express Co. COM 025816109 318 1700 SH OTR 1700 0 0 American Express Co. COM 025816109 5148 27530 SH SOLE 25505 0 2025 American Vanguard Corporation COM 030371108 260 12800 SH SOLE 2800 0 10000 Apple Inc. COM 037833100 1951 11174 SH SOLE 11174 0 0 Applied Materials COM 038222105 702 5325 SH SOLE 5050 0 275 Arch Capital Group Ltd ORD G0450A105 901 18610 SH SOLE 15610 0 3000 Atac US Rotation ETF ATAC US ROTATION 886364843 185 10400 SH SOLE 10400 0 0 Azenta Inc COM 114340102 414 5000 SH SOLE 5000 0 0 Bank of America COM 060505104 145 3512 SH SOLE 3512 0 0 Baxter International COM 071813109 2 25 SH OTR 25 0 0 Baxter International COM 071813109 1299 16690 SH SOLE 16165 0 525 Berkshire Hathaway Class B CL B NEW 084670702 283 803 SH SOLE 303 0 500 Blackstone Group Inc COM 09260D107 254 2000 SH OTR 2000 0 0 Blackstone Group Inc COM 09260D107 13668 107671 SH SOLE 103046 0 4625 Blackstone Mortgage Trust COM CL A 09257W100 246 7600 SH OTR 7600 0 0 Blackstone Mortgage Trust COM CL A 09257W100 3506 108750 SH SOLE 103635 0 5115 Block, Inc. CL A 852234103 10 75 SH OTR 75 0 0 Block, Inc. CL A 852234103 503 3713 SH SOLE 3658 0 55 Boeing COM 097023105 2173 11348 SH SOLE 11348 0 0 Bristol-Myers Squibb COM 110122108 26 350 SH OTR 350 0 0 Bristol-Myers Squibb COM 110122108 1394 18948 SH SOLE 14893 0 4055 Brookfield Asset Management CL A LTD VT SH 112585104 319 5642 SH OTR 5642 0 0 Brookfield Asset Management CL A LTD VT SH 112585104 9541 168574 SH SOLE 157625 0 10949 Brookfield Renewable LP PARTNERSHIP UNIT G16258108 986 24012 SH SOLE 23112 0 900 Brookfield Renewable C F Class A CL A SUB VTG 11284V105 263 5996 SH SOLE 5771 0 225 Cambria Tail Risk ETF TAIL RISK 132061862 1485 89000 SH SOLE 72000 0 17000 Canadian National Railway Co. COM 136375102 2247 16700 SH SOLE 16700 0 0 Chevron Corp. COM 166764100 1485 9118 SH SOLE 7360 0 1758 Cisco Systems, Inc. COM 17275R102 2902 52040 SH SOLE 52040 0 0 Civeo Corp COM NEW 17878Y207 277 11750 SH SOLE 1750 0 10000 CloudFlare, Inc. CL A COM 18915M107 179 1495 SH SOLE 1495 0 0 Coca-Cola Company COM 191216100 349 5625 SH SOLE 5625 0 0 Colgate-Palmolive Co COM 194162103 679 8960 SH SOLE 1460 0 7500 Comcast Corporation CL A 20030N101 143 3050 SH OTR 3050 0 0 Comcast Corporation CL A 20030N101 4708 100560 SH SOLE 96210 0 4350 Consolidated Edison COM 209115104 19 200 SH OTR 200 0 0 Consolidated Edison COM 209115104 694 7335 SH SOLE 6935 0 400 Costco Wholesale Co COM 22160K105 130 225 SH SOLE 225 0 0 Coupang, Inc. CL A 22266T109 1435 81156 SH SOLE 65507 0 15649 CrowdStrike Holdings, Inc. CL A 22788C105 562 2476 SH SOLE 1276 0 1200 Datadog, Inc. CL A COM 23804L103 214 1415 SH SOLE 415 0 1000 Devon Energy Corp COM 25179M103 179 3025 SH SOLE 2925 0 100 Dominion Resources, Inc COM 25746U109 645 7600 SH SOLE 7200 0 400 Duke Energy Corp COM NEW 26441C204 793 7106 SH SOLE 7106 0 0 eBay Inc. COM 278642103 77 1345 SH SOLE 1330 0 15 Edison International COM 281020107 565 8050 SH SOLE 8050 0 0 Enbridge Inc COM 29250N105 631 13691 SH SOLE 12895 0 796 Enterprise Products Partners L.P. COM 293792107 67 2600 SH SOLE 2350 0 250 EQT Corporation COM 26884L109 413 12000 SH SOLE 7000 0 5000 ExxonMobil Corp COM 30231G102 679 8221 SH SOLE 4891 0 3330 Fastly, Inc. CL A 31188V100 35 2015 SH SOLE 2000 0 15 Franco-Nevada Corp COM 351858105 223 1400 SH SOLE 1400 0 0 General Mills Inc COM 370334104 142 2104 SH SOLE 2104 0 0 Grab Holdings Ltd. CLASS A ORD G4124C109 134 38366 SH SOLE 16709 0 21657 Guardant Health, Inc. COM 40131M109 298 4500 SH OTR 4500 0 0 Guardant Health, Inc. COM 40131M109 6778 102320 SH SOLE 95500 0 6820 Home Depot COM 437076102 210 700 SH OTR 700 0 0 Home Depot COM 437076102 9652 32245 SH SOLE 28845 0 3400 Honeywell International Inc. COM 438516106 292 1500 SH SOLE 1500 0 0 IAC/InterActiveCorp COM NEW 44891N208 301 3000 SH SOLE 0 0 3000 Intel Corp COM 458140100 82 1660 SH OTR 1660 0 0 Intel Corp COM 458140100 895 18049 SH SOLE 16364 0 1685 Johnson & Johnson COM 478160104 301 1700 SH OTR 1700 0 0 Johnson & Johnson COM 478160104 2813 15871 SH SOLE 15421 0 450 JPMorgan Chase & Co COM 46625H100 1568 11500 SH OTR 11500 0 0 JPMorgan Chase & Co COM 46625H100 6461 47399 SH SOLE 47399 0 0 Kimberly-Clark Corp COM 494368103 248 2005 SH SOLE 2005 0 0 Markel Corp. COM 570535104 531 360 SH SOLE 250 0 110 Marriott Vacations COM 57164Y107 1280 8115 SH SOLE 8115 0 0 Martin Marietta Matr COM 573284106 462 1200 SH SOLE 1200 0 0 Merck & Co. Inc. COM 58933Y105 280 3390 SH OTR 3390 0 0 Merck & Co. Inc. COM 58933Y105 7098 85845 SH SOLE 80165 0 5680 Microsoft Corporation COM 594918104 1017 3300 SH OTR 3300 0 0 Microsoft Corporation COM 594918104 19367 62815 SH SOLE 57670 0 5145 NextEra Energy, Inc. COM 65339F101 161 1900 SH OTR 1900 0 0 NextEra Energy, Inc. COM 65339F101 3257 38456 SH SOLE 38456 0 0 Obsidian Energy Ltd. COM 674482203 373 42070 SH SOLE 9570 0 32500 OGE Energy Corp. COM 670837103 1152 28250 SH SOLE 27450 0 800 Palantir Technologies Inc. CL A 69608A108 12 850 SH SOLE 850 0 0 Paypal Holdings Inc COM 70450Y103 168 1455 SH SOLE 225 0 1230 Penn NTNL Gaming COM 707569109 381 8981 SH SOLE 8981 0 0 PhenixFIN Corporation COM 71742W103 3116 76435 SH SOLE 50620 0 25815 Philip Morris International Inc. COM 718172109 113 1190 SH SOLE 1000 0 190 Portland General Electric Co. COM NEW 736508847 228 4100 SH OTR 4100 0 0 Portland General Electric Co. COM NEW 736508847 3304 59565 SH SOLE 56115 0 3450 Procter & Gamble COM 742718109 581 3805 SH SOLE 3805 0 0 Pure Storage, Inc. CL A 74624M102 212 6000 SH SOLE 0 0 6000 Qorvo, Inc. COM 74736K101 512 4125 SH SOLE 2750 0 1375 Quadratic Interest Rate Volatility & Inflation Hedge ETF QUADRTC INT RT 500767736 231 9000 SH SOLE 9000 0 0 Qualcomm Inc. COM 747525103 245 1600 SH OTR 1600 0 0 Qualcomm Inc. COM 747525103 9047 59204 SH SOLE 56854 0 2350 QuickLogic Corporation COM NEW 74837P405 294 53422 SH SOLE 15000 0 38422 Raytheon Technologies Co COM 75513E101 129 1300 SH SOLE 1300 0 0 Saba Cef ETF SABA INT RATE 30151E806 51 2610 SH OTR 2610 0 0 Saba Cef ETF SABA INT RATE 30151E806 393 19949 SH SOLE 19949 0 0 Schlumberger Ltd. COM STK 806857108 1607 38794 SH SOLE 37944 0 850 Smartsheet Inc. COM CL A 83200N103 311 5680 SH SOLE 4980 0 700 Snowflake Inc. CL A 833445109 80 350 SH SOLE 350 0 0 Sony Corp F Sponsored ADR SPONSORED ADR 835699307 10 100 SH SOLE 100 0 0 Southern Company COM 842587107 125 1725 SH OTR 1725 0 0 Southern Company COM 842587107 1769 24400 SH SOLE 24400 0 0 StoneCo Ltd COM CL A G85158106 176 15000 SH SOLE 3000 0 12000 Sunrun Inc. COM 86771W105 50 1650 SH SOLE 1650 0 0 Teladoc Health, Inc. COM 87918A105 49 675 SH SOLE 675 0 0 Teradyne, Inc. COM 880770102 402 3400 SH OTR 3400 0 0 Teradyne, Inc. COM 880770102 8982 75972 SH SOLE 71472 0 4500 The Williams Companies, Inc. COM 969457100 284 8500 SH SOLE 1500 0 7000 Tidewater Inc. COM 88642R109 217 10000 SH SOLE 0 0 10000 UiPath Inc. CL A 90364P105 68 3140 SH SOLE 3140 0 0 Union Pacific Corp. COM 907818108 581 2125 SH OTR 2125 0 0 Union Pacific Corp. COM 907818108 9082 33245 SH SOLE 33245 0 0 Vaneck Vectors Green Bond ETF GREEN BOND ETF 92189F171 206 8250 SH SOLE 8250 0 0 Walt Disney COM 254687106 206 1500 SH OTR 1500 0 0 Walt Disney COM 254687106 4048 29511 SH SOLE 25651 0 3860 Wells Fargo & Co. COM 949746101 339 7000 SH OTR 7000 0 0 Weyerhaeuser Co REIT COM NEW 962166104 268 7080 SH OTR 7080 0 0 Weyerhaeuser Co REIT COM NEW 962166104 5948 156925 SH SOLE 148875 0 8050 Woodward, Inc. COM 980745103 337 2700 SH OTR 2700 0 0 Woodward, Inc. COM 980745103 5751 46042 SH SOLE 43912 0 2130