Member

0001698926-21-000003.txt : 20210817 0001698926-21-000003.hdr.sgml : 20210817 20210816210650 ACCESSION NUMBER: 0001698926-21-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210817 DATE AS OF CHANGE: 20210816 EFFECTIVENESS DATE: 20210817 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Adalta Capital Management LLC CENTRAL INDEX KEY: 0001698926 IRS NUMBER: 812481155 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18082 FILM NUMBER: 211180683 BUSINESS ADDRESS: STREET 1: 452 FIFTH AVENUE STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 2128325135 MAIL ADDRESS: STREET 1: 452 FIFTH AVENUE STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001698926 XXXXXXXX 06-30-2021 06-30-2021 Adalta Capital Management LLC

452 FIFTH AVENUE 14TH FLOOR NEW YORK NY 10018

13F HOLDINGS REPORT 028-18082 N Zoe Vlachos Member 9177638718 Zoe Vlachos New York NY 08-16-2021 0 122 183645 false INFORMATION TABLE 2 Adalta063021.xml 1Life Healthcare, Inc. COM 68269G107 948 28663 SH SOLE 25163 0 3500 Advanced Micro Devices, Inc. COM 007903107 356 3795 SH SOLE 1295 0 2500 Alibaba Group ADR SPONSORED ADS 01609W102 3242 14296 SH SOLE 13196 0 1100 Alphabet Inc. Class A CAP STK CL A 02079K305 278 114 SH OTR 114 0 0 Alphabet Inc. Class A CAP STK CL A 02079K305 5733 2348 SH SOLE 2156 0 192 Alphabet Inc. Class C CAP STK CL C 02079K107 38 15 SH OTR 15 0 0 Alphabet Inc. Class C CAP STK CL C 02079K107 1243 496 SH SOLE 401 0 95 Altimeter Growth Corp-CL A CL A G0370L108 117 10000 SH SOLE 0 0 10000 American Express Co. COM 025816109 281 1700 SH OTR 1700 0 0 American Express Co. COM 025816109 4529 27413 SH SOLE 25373 0 2040 Appian Corp CL A 03782L101 448 3255 SH SOLE 1755 0 1500 Apple Inc. COM 037833100 1719 12549 SH SOLE 12549 0 0 Applied Materials COM 038222105 299 2100 SH SOLE 2100 0 0 Arch Capital Group Ltd ORD G0450A105 725 18610 SH SOLE 15610 0 3000 Atac US Rotation ETF ATAC US ROTATION 886364843 590 24900 SH SOLE 13900 0 11000 Bank of America COM 060505104 151 3662 SH SOLE 3662 0 0 Baxter International COM 071813109 2 25 SH OTR 25 0 0 Baxter International COM 071813109 1365 16915 SH SOLE 16390 0 525 Berkshire Hathaway Class B CL B NEW 084670702 154 553 SH SOLE 53 0 500 Biogen Inc COM 09062X103 173 500 SH SOLE 500 0 0 Blackstone Group Inc COM 09260D107 97 1000 SH OTR 1000 0 0 Blackstone Group Inc COM 09260D107 8900 91621 SH SOLE 86996 0 4625 Blackstone Mortgage Trust COM CL A 09257W100 161 4950 SH OTR 4950 0 0 Blackstone Mortgage Trust COM CL A 09257W100 2055 63225 SH SOLE 58110 0 5115 Boeing COM 097023105 2719 11348 SH SOLE 11348 0 0 Bristol-Myers Squibb COM 110122108 23 350 SH OTR 350 0 0 Bristol-Myers Squibb COM 110122108 1266 18948 SH SOLE 14893 0 4055 Brookfield Asset Management CL A LTD VT SH 112585104 288 5642 SH OTR 5642 0 0 Brookfield Asset Management CL A LTD VT SH 112585104 8206 160957 SH SOLE 149866 0 11091 Brookfield Renewable LP PARTNERSHIP UNIT G16258108 930 24124 SH SOLE 23224 0 900 Brookfield Renewable C F Class A CL A SUB VTG 11284V105 252 6013 SH SOLE 5788 0 225 Cambria Global Tail Risk ETF GBL TAIL RISK ET 132061805 241 10500 SH SOLE 10500 0 0 Cambria Tail Risk ETF TAIL RISK 132061862 832 44450 SH SOLE 20950 0 23500 Canadian National Railway Co. COM 136375102 1815 17200 SH SOLE 17200 0 0 CBOE Global Markets Inc COM 12503M108 238 2000 SH SOLE 0 0 2000 Chevron Corp. COM 166764100 959 9155 SH SOLE 7397 0 1758 Cisco Systems, Inc. COM 17275R102 16 300 SH OTR 300 0 0 Cisco Systems, Inc. COM 17275R102 2761 52090 SH SOLE 52090 0 0 Civeo Corp COM NEW 17878Y207 267 15000 SH SOLE 0 0 15000 Cloudflare Inc Class A CL A COM 18915M107 158 1495 SH SOLE 1495 0 0 CM Life Sciences Inc COM CL A 18978W109 476 34000 SH SOLE 19000 0 15000 Colgate-Palmolive Co COM 194162103 729 8960 SH SOLE 1460 0 7500 Comcast Corporation CL A 20030N101 174 3050 SH OTR 3050 0 0 Comcast Corporation CL A 20030N101 4721 82800 SH SOLE 78450 0 4350 Consolidated Edison COM 209115104 14 200 SH OTR 200 0 0 Consolidated Edison COM 209115104 527 7350 SH SOLE 6950 0 400 Contextlogic Inc - A COM CL A 21077C107 288 21850 SH SOLE 6850 0 15000 Costco Wholesale Co COM 22160K105 158 400 SH SOLE 400 0 0 Coupang, Inc. CL A 22266T109 391 9340 SH SOLE 3340 0 6000 Cree, Inc. COM 225447101 199 2030 SH SOLE 1030 0 1000 CrowdStrike Holdings, Inc. CL A 22788C105 471 1876 SH SOLE 1276 0 600 Datadog Inc - Class A CL A COM 23804L103 199 1915 SH SOLE 715 0 1200 Duke Energy Corp COM NEW 26441C204 124 1256 SH SOLE 1256 0 0 eBay Inc. COM 278642103 235 3345 SH SOLE 3330 0 15 Echo Global Logistics Inc COM 27875T101 246 8000 SH SOLE 3000 0 5000 ExxonMobil Corp COM 30231G102 536 8496 SH SOLE 5166 0 3330 Fastly, Inc. CL A 31188V100 593 9955 SH SOLE 4940 0 5015 Fulgent Genetics, Inc. COM 359664109 461 5000 SH SOLE 2500 0 2500 General Motors Co COM 37045V100 747 12625 SH SOLE 12050 0 575 GoodRx Holdings, Inc. COM CL A 38246G108 273 7570 SH SOLE 7570 0 0 Guardant Health, Inc. COM 40131M109 559 4500 SH OTR 4500 0 0 Guardant Health, Inc. COM 40131M109 12770 102828 SH SOLE 94270 0 8558 Home Depot COM 437076102 223 700 SH OTR 700 0 0 Home Depot COM 437076102 9007 28245 SH SOLE 24845 0 3400 Honeywell International Inc. COM 438516106 329 1500 SH SOLE 1500 0 0 Invitae Corp COM 46185L103 209 6210 SH SOLE 4210 0 2000 Johnson & Johnson COM 478160104 280 1700 SH OTR 1700 0 0 Johnson & Johnson COM 478160104 2458 14921 SH SOLE 14471 0 450 JPMorgan Chase & Co COM 46625H100 1789 11500 SH OTR 11500 0 0 JPMorgan Chase & Co COM 46625H100 5941 38195 SH SOLE 38195 0 0 Kimberly-Clark Corp COM 494368103 136 1005 SH SOLE 1005 0 0 Lattice Semiconductor Corp COM 518415104 110 1950 SH SOLE 1950 0 0 Markel Corp. COM 570535104 427 360 SH SOLE 250 0 110 Marriott Vacations COM 57164Y107 1293 8115 SH SOLE 8115 0 0 Martin Marietta Matr COM 573284106 422 1200 SH SOLE 1200 0 0 Merck & Co. Inc. COM 58933Y105 266 3390 SH OTR 3390 0 0 Merck & Co. Inc. COM 58933Y105 5706 72760 SH SOLE 67080 0 5680 Microsoft Corporation COM 594918104 962 3550 SH OTR 3550 0 0 Microsoft Corporation COM 594918104 17860 65930 SH SOLE 59895 0 6035 Mitek Systems, Inc. COM NEW 606710200 135 7000 SH SOLE 7000 0 0 Natera Inc COM 632307104 114 1000 SH SOLE 1000 0 0 NextEra Energy, Inc. COM 65339F101 139 1900 SH OTR 1900 0 0 NextEra Energy, Inc. COM 65339F101 1688 23031 SH SOLE 23031 0 0 OGE Energy Corp. COM 670837103 782 23250 SH SOLE 22450 0 800 Palantir Technologies Inc. CL A 69608A108 256 9730 SH SOLE 4730 0 5000 Paypal Holdings Inc COM 70450Y103 743 2550 SH SOLE 1650 0 900 PhenixFIN Corporation COM 71742W103 407 10000 SH SOLE 5000 0 5000 Philip Morris International Inc. COM 718172109 119 1190 SH SOLE 1000 0 190 Portland General Electric Co. COM NEW 736508847 191 4100 SH OTR 4100 0 0 Portland General Electric Co. COM NEW 736508847 2171 46670 SH SOLE 43220 0 3450 Procter & Gamble COM 742718109 493 3655 SH SOLE 3655 0 0 Qorvo, Inc. COM 74736K101 1058 5410 SH SOLE 3500 0 1910 Qualcomm Inc. COM 747525103 229 1600 SH OTR 1600 0 0 Qualcomm Inc. COM 747525103 7267 50841 SH SOLE 48491 0 2350 QuickLogic Corporation COM NEW 74837P405 350 48422 SH SOLE 20000 0 28422 Raytheon Technologies Co COM 75513E101 111 1300 SH SOLE 1300 0 0 Rekor Systems, Inc. COM 759419104 51 5000 SH SOLE 5000 0 0 Roku Inc CL A COM CL A 77543R102 115 250 SH SOLE 250 0 0 Saba Cef ETF SABA INT RATE 30151E806 292 13731 SH SOLE 13731 0 0 Schlumberger Ltd. COM STK 806857108 1215 37794 SH SOLE 36944 0 850 Simulations Plus Inc Com COM 829214105 256 4670 SH SOLE 2670 0 2000 Smartsheet Inc. COM CL A 83200N103 516 7135 SH SOLE 6410 0 725 Square Inc - A CL A 852234103 1017 4170 SH SOLE 3330 0 840 StoneCo Ltd COM CL A G85158106 379 5655 SH SOLE 2655 0 3000 Sunrun Inc. COM 86771W105 261 4675 SH SOLE 4675 0 0 Teladoc Health, Inc. COM 87918A105 181 1090 SH SOLE 1090 0 0 Teradyne, Inc. COM 880770102 455 3400 SH OTR 3400 0 0 Teradyne, Inc. COM 880770102 10405 77675 SH SOLE 71675 0 6000 The Container Store Group Inc COM 210751103 65 5000 SH SOLE 5000 0 0 The Trade Desk Inc Com CL A COM CL A 88339J105 291 3760 SH SOLE 1260 0 2500 Union Pacific Corp. COM 907818108 467 2125 SH OTR 2125 0 0 Union Pacific Corp. COM 907818108 5816 26445 SH SOLE 26445 0 0 Vaneck Vectors Green Bond ETF GREEN BD ETF 92189F171 227 8250 SH SOLE 8250 0 0 Verizon COM 92343V104 146 2600 SH OTR 2600 0 0 Verizon COM 92343V104 2277 40647 SH SOLE 35877 0 4770 Walt Disney COM 254687106 249 1415 SH OTR 1415 0 0 Walt Disney COM 254687106 4200 23895 SH SOLE 21285 0 2610 Wells Fargo & Co. COM 949746101 317 7000 SH OTR 7000 0 0 Weyerhaeuser Co REIT COM NEW 962166104 198 5750 SH OTR 5750 0 0 Weyerhaeuser Co REIT COM NEW 962166104 4303 125000 SH SOLE 117725 0 7275 Woodward, Inc. COM 980745103 387 3150 SH OTR 3150 0 0 Woodward, Inc. COM 980745103 6422 52260 SH SOLE 49995 0 2265