0001698926-21-000001.txt : 20210217 0001698926-21-000001.hdr.sgml : 20210217 20210216212641 ACCESSION NUMBER: 0001698926-21-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210217 DATE AS OF CHANGE: 20210216 EFFECTIVENESS DATE: 20210217 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Adalta Capital Management LLC CENTRAL INDEX KEY: 0001698926 IRS NUMBER: 812481155 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18082 FILM NUMBER: 21642315 BUSINESS ADDRESS: STREET 1: 452 FIFTH AVENUE STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 2128325135 MAIL ADDRESS: STREET 1: 452 FIFTH AVENUE STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001698926 XXXXXXXX 12-31-2020 12-31-2020 Adalta Capital Management LLC

452 FIFTH AVENUE 14TH FLOOR NEW YORK NY 10018

13F HOLDINGS REPORT 028-18082 N Zoe Vlachos 2128325135 Zoe Vlachos New York NY 02-16-2021 0 106 158471 false INFORMATION TABLE 2 Adalta20201231.xml 1life Healthcare Inc COM 68269G107 650 14900 SH SOLE 9900 0 5000 A10 Networks Inc COM 002121101 99 10000 SH SOLE 10000 0 0 Activision Blizzard Inc COM 00507V109 168 1810 SH SOLE 310 0 1500 Adaptive Biotechnologies COM 00650F109 207 3500 SH SOLE 1500 0 2000 Advanced Micro Devices, Inc. COM 007903107 376 4095 SH SOLE 1595 0 2500 Agfiq US Market Neutral Anti-Beta Fund AGFIQ US MK ANTI 00110G408 2347 123007 SH SOLE 72007 0 51000 Alibaba Group ADR SPONSORED ADS 01609W102 3410 14653 SH SOLE 13953 0 700 Alphabet Inc. Class A CAP STK CL A 02079K305 209 119 SH OTR 119 0 0 Alphabet Inc. Class A CAP STK CL A 02079K305 4168 2378 SH SOLE 2186 0 192 Alphabet Inc. Class C CAP STK CL C 02079K107 26 15 SH OTR 15 0 0 Alphabet Inc. Class C CAP STK CL C 02079K107 869 496 SH SOLE 401 0 95 Amarin Corp PLC ADR SPONS ADR NEW 023111206 6 1250 SH OTR 1250 0 0 Amarin Corp PLC ADR SPONS ADR NEW 023111206 196 40015 SH SOLE 36215 0 3800 American Express Co. COM 025816109 215 1775 SH OTR 1775 0 0 American Express Co. COM 025816109 3305 27338 SH SOLE 25298 0 2040 Anaplan Inc COM 03272L108 144 2000 SH SOLE 0 0 2000 Appian Corp CL A 03782L101 488 3010 SH SOLE 1710 0 1300 Apple COM 037833100 1659 12500 SH SOLE 12500 0 0 Arch Capital Group Ltd ORD G0450A105 671 18610 SH SOLE 15610 0 3000 Arena Pharmaceuticals Inc COM NEW 040047607 231 3010 SH SOLE 1510 0 1500 Baxter International COM 071813109 4 50 SH OTR 50 0 0 Baxter International COM 071813109 1359 16890 SH SOLE 16365 0 525 Biogen Inc COM 09062X103 196 800 SH SOLE 800 0 0 Blackstone Group Inc Class A COM CL A 09260D107 65 1000 SH OTR 1000 0 0 Blackstone Group Inc Class A COM CL A 09260D107 6004 92646 SH SOLE 88021 0 4625 Blackstone Mortgage Trust COM CL A 09257W100 90 3200 SH OTR 3200 0 0 Blackstone Mortgage Trust COM CL A 09257W100 1654 58459 SH SOLE 53344 0 5115 Boeing COM 097023105 2429 11348 SH SOLE 11348 0 0 Bristol-Myers Squibb COM 110122108 33 525 SH OTR 525 0 0 Bristol-Myers Squibb COM 110122108 1158 18523 SH SOLE 14468 0 4055 Brookfield Asset Management CL A LTD VT SH 112585104 242 5867 SH OTR 5867 0 0 Brookfield Asset Management CL A LTD VT SH 112585104 6637 160807 SH SOLE 148591 0 12216 Brookfield Renewable LP PARTNERSHIP UNIT G16258108 1132 26224 SH SOLE 25324 0 900 Brookfield Renewable C F Class A CL A SUB VTG 11284V105 350 6013 SH SOLE 5788 0 225 Canadian National Railway Co. COM 136375102 1889 17200 SH SOLE 17200 0 0 Chevron Corp. COM 166764100 131 1550 SH OTR 1550 0 0 Chevron Corp. COM 166764100 1135 13436 SH SOLE 11678 0 1758 Cisco Systems COM 17275R102 13 300 SH OTR 300 0 0 Cisco Systems COM 17275R102 2309 51590 SH SOLE 48590 0 3000 Cognex Corp COM 192422103 339 4220 SH SOLE 2720 0 1500 Colgate-Palmolive Co COM 194162103 766 8960 SH SOLE 1460 0 7500 Comcast Corporation CL A 20030N101 169 3225 SH OTR 3225 0 0 Comcast Corporation CL A 20030N101 4184 79850 SH SOLE 75500 0 4350 Consolidated Edison COM 209115104 14 200 SH OTR 200 0 0 Consolidated Edison COM 209115104 531 7350 SH SOLE 6950 0 400 Contextlogic Inc - A COM CL A 21077C107 109 6000 SH SOLE 0 0 6000 Cree Inc COM 225447101 213 2010 SH SOLE 710 0 1300 CrowdStrike Holdings, Inc. CL A 22788C105 538 2541 SH SOLE 1541 0 1000 Datadog Inc - Class A CL A COM 23804L103 170 1725 SH SOLE 525 0 1200 ExxonMobil Corp COM 30231G102 321 7786 SH SOLE 4456 0 3330 Fulgent Genetics Inc Com COM 359664109 339 6500 SH SOLE 3000 0 3500 GoodRx Holdings, Inc. COM CL A 38246G108 53 1320 SH SOLE 1320 0 0 Guardant Health Inc COM 40131M109 599 4650 SH OTR 4650 0 0 Guardant Health Inc COM 40131M109 13377 103795 SH SOLE 94095 0 9700 Home Depot COM 437076102 186 700 SH OTR 700 0 0 Home Depot COM 437076102 7242 27265 SH SOLE 22865 0 4400 Honeywell Intl Inc COM 438516106 277 1300 SH SOLE 1300 0 0 Johnson & Johnson COM 478160104 268 1700 SH OTR 1700 0 0 Johnson & Johnson COM 478160104 2307 14659 SH SOLE 14209 0 450 JPMorgan Chase & Co COM 46625H100 1474 11600 SH OTR 11600 0 0 JPMorgan Chase & Co COM 46625H100 4780 37620 SH SOLE 37620 0 0 Lattice Semiconductor Corp COM 518415104 89 1950 SH SOLE 1950 0 0 Markel Corp. COM 570535104 372 360 SH SOLE 250 0 110 Marriott Vacations COM 57164Y107 1096 7990 SH SOLE 7990 0 0 Martin Marietta Matr COM 573284106 341 1200 SH SOLE 1200 0 0 Merck & Co. Inc. COM 58933Y105 296 3590 SH OTR 3590 0 0 Merck & Co. Inc. COM 58933Y105 6055 73435 SH SOLE 67755 0 5680 Microsoft Corp. COM 594918104 823 3700 SH OTR 3700 0 0 Microsoft Corp. COM 594918104 14914 67052 SH SOLE 60417 0 6635 Mitek Systems, Inc. COM NEW 606710200 124 7000 SH SOLE 7000 0 0 Natera Inc COM 632307104 269 2700 SH SOLE 1200 0 1500 Neurocrine Biosciences Inc COM 64125C109 251 2615 SH SOLE 615 0 2000 Nextera Energy Inc COM 65339F101 1254 16256 SH SOLE 16256 0 0 Paypal Holdings Inc COM 70450Y103 597 2550 SH SOLE 1650 0 900 Portland General Electric Co. COM NEW 736508847 92 2125 SH OTR 2125 0 0 Portland General Electric Co. COM NEW 736508847 1627 37670 SH SOLE 34920 0 2750 Procter & Gamble COM 742718109 465 3340 SH SOLE 3340 0 0 Qorvo Inc COM 74736K101 317 1905 SH SOLE 905 0 1000 Qualcomm Inc. COM 747525103 244 1600 SH OTR 1600 0 0 Qualcomm Inc. COM 747525103 7341 48190 SH SOLE 46740 0 1450 QuickLogic Corporation COM NEW 74837P405 76 20000 SH SOLE 20000 0 0 Saba Cef ETF SABA INT RATE 30151E806 249 12731 SH SOLE 12731 0 0 Schlumberger Ltd. COM 806857108 3 125 SH OTR 125 0 0 Schlumberger Ltd. COM 806857108 825 37465 SH SOLE 36615 0 850 Simulations Plus Inc Com COM 829214105 336 4670 SH SOLE 2670 0 2000 Smartsheet Inc Class A COM CL A 83200N103 320 4615 SH SOLE 3615 0 1000 StoneCo Ltd COM CL A G85158106 391 4655 SH SOLE 2655 0 2000 Sunrun Inc. COM 86771W105 287 4130 SH SOLE 2630 0 1500 Switch Inc - A CL A 87105L104 367 22440 SH SOLE 12440 0 10000 Teladoc Health, Inc. COM 87918A105 331 1655 SH SOLE 1055 0 600 Teradyne Inc COM 880770102 423 3525 SH OTR 3525 0 0 Teradyne Inc COM 880770102 9208 76800 SH SOLE 70600 0 6200 The Container Store Group Inc COM 210751103 219 23000 SH SOLE 10000 0 13000 The Trade Desk Inc Com CL A COM CL A 88339J105 301 376 SH SOLE 126 0 250 Union Pacific Corp. COM 907818108 442 2125 SH OTR 2125 0 0 Union Pacific Corp. COM 907818108 5506 26445 SH SOLE 26445 0 0 Vaneck Vectors Green Bond ETF GREEN BD ETF 92189F171 231 8250 SH SOLE 8250 0 0 Verizon COM 92343V104 160 2725 SH OTR 2725 0 0 Verizon COM 92343V104 2445 41618 SH SOLE 36848 0 4770 Walt Disney COM DISNEY 254687106 213 1175 SH OTR 1175 0 0 Walt Disney COM DISNEY 254687106 3723 20550 SH SOLE 17640 0 2910 Wells Fargo & Co. COM 949746101 211 7000 SH OTR 7000 0 0 Weyerhaeuser Co REIT COM NEW 962166104 200 5950 SH OTR 5950 0 0 Weyerhaeuser Co REIT COM NEW 962166104 4167 124275 SH SOLE 117000 0 7275 Woodward, Inc. COM 980745103 392 3225 SH OTR 3225 0 0 Woodward, Inc. COM 980745103 6348 52235 SH SOLE 49970 0 2265