0001698926-20-000003.txt : 20200814 0001698926-20-000003.hdr.sgml : 20200814 20200814143213 ACCESSION NUMBER: 0001698926-20-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200814 DATE AS OF CHANGE: 20200814 EFFECTIVENESS DATE: 20200814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Adalta Capital Management LLC CENTRAL INDEX KEY: 0001698926 IRS NUMBER: 812481155 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18082 FILM NUMBER: 201104101 BUSINESS ADDRESS: STREET 1: 452 FIFTH AVENUE STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 2128325135 MAIL ADDRESS: STREET 1: 452 FIFTH AVENUE STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001698926 XXXXXXXX 06-30-2020 06-30-2020 Adalta Capital Management LLC

452 FIFTH AVENUE 14TH FLOOR NEW YORK NY 10018

13F HOLDINGS REPORT 028-18082 N ZOE VLACHOS 2128325135 Zoe Vlachos NEW YORK NY 08-14-2020 0 93 125522 false INFORMATION TABLE 2 adalta063020a.xml Agfiq US Market Neutral Anti-Beta Fund AGFIQ US MK ANTI 00110G408 2067 84907 SH SOLE 49907 0 35000 Agrofresh Solutions Warrants Exp 07/31/20 *W EXP 07/31/202 00856G117 0 3700 SH OTR 3700 0 0 Agrofresh Solutions Warrants Exp 07/31/20 *W EXP 07/31/202 00856G117 1 58791 SH SOLE 55591 0 3200 Alibaba Group ADR SPONSORED ADS 01609W102 3176 14725 SH SOLE 13725 0 1000 Alphabet Inc. Class A CAP STK CL A 02079K305 169 119 SH OTR 119 0 0 Alphabet Inc. Class A CAP STK CL A 02079K305 3997 2819 SH SOLE 2637 0 182 Alphabet Inc. Class C CAP STK CL C 02079K107 21 15 SH OTR 15 0 0 Alphabet Inc. Class C CAP STK CL C 02079K107 800 566 SH SOLE 481 0 85 Amarin Corp PLC ADR SPONS ADR NEW 023111206 70 10100 SH OTR 10100 0 0 Amarin Corp PLC ADR SPONS ADR NEW 023111206 1050 151665 SH SOLE 145465 0 6200 American Express Co. COM 025816109 169 1775 SH OTR 1775 0 0 American Express Co. 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COM 58933Y105 5688 72985 SH SOLE 67651 0 5334 Microsoft Corp. COM 594918104 753 3700 SH OTR 3700 0 0 Microsoft Corp. COM 594918104 14015 68867 SH SOLE 62807 0 6060 Mitek Systems, Inc. COM NEW 606710200 192 20000 SH SOLE 7000 0 13000 Nextera Energy Inc COM 65339F101 977 4069 SH SOLE 4069 0 0 Obsidian Energy LTD NPV COM 674482203 65 152427 SH SOLE 9570 0 142857 Paypal Holdings Inc COM 70450Y103 436 2500 SH SOLE 1700 0 800 Procter & Gamble COM 742718109 399 3340 SH SOLE 3340 0 0 Qualcomm Inc. COM 747525103 146 1600 SH OTR 1600 0 0 Qualcomm Inc. COM 747525103 4430 48570 SH SOLE 47270 0 1300 Regeneron Pharms Inc COM 75886F107 213 342 SH SOLE 342 0 0 Saba Cef ETF SABA INT RATE 30151E806 399 22731 SH SOLE 22731 0 0 Schlumberger Ltd. COM 806857108 2 125 SH OTR 125 0 0 Schlumberger Ltd. COM 806857108 1042 56290 SH SOLE 55440 0 850 Slack Technologies Inc Class A COM CL A 83088V102 216 6960 SH SOLE 3460 0 3500 Smartsheet Inc Class A COM CL A 83200N103 311 6115 SH SOLE 4115 0 2000 Stoneco LTD COM CL A G85158106 239 6155 SH SOLE 3155 0 3000 Switch Inc - A CL A 87105L104 195 10965 SH SOLE 3965 0 7000 Teradyne Inc COM 880770102 298 3525 SH OTR 3525 0 0 Teradyne Inc COM 880770102 6566 77690 SH SOLE 71865 0 5825 Union Pacific Corp. COM 907818108 359 2125 SH OTR 2125 0 0 Union Pacific Corp. COM 907818108 4471 26445 SH SOLE 26445 0 0 Vaneck Vectors Green Bond ETF GREEN BD ETF 92189F171 227 8250 SH SOLE 8250 0 0 Verizon COM 92343V104 150 2725 SH OTR 2725 0 0 Verizon COM 92343V104 2425 43993 SH SOLE 39498 0 4495 Walt Disney COM DISNEY 254687106 311 2786 SH SOLE 1686 0 1100 Weyerhaeuser Co REIT COM 962166104 134 5950 SH OTR 5950 0 0 Weyerhaeuser Co REIT COM 962166104 3202 142575 SH SOLE 135975 0 6600 Woodward, Inc. COM 980745103 250 3225 SH OTR 3225 0 0 Woodward, Inc. COM 980745103 4202 54185 SH SOLE 52220 0 1965 Zynga Inc CL A 98986T108 143 15000 SH SOLE 3000 0 12000