0000018230-17-000251.txt : 20170807
0000018230-17-000251.hdr.sgml : 20170807
20170807181819
ACCESSION NUMBER: 0000018230-17-000251
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170804
FILED AS OF DATE: 20170807
DATE AS OF CHANGE: 20170807
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Long Suzette M
CENTRAL INDEX KEY: 0001698572
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00768
FILM NUMBER: 171012867
MAIL ADDRESS:
STREET 1: 100 NE ADAMS STREET
CITY: PEORIA
STATE: IL
ZIP: 61629
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATERPILLAR INC
CENTRAL INDEX KEY: 0000018230
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531]
IRS NUMBER: 370602744
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
BUSINESS PHONE: 3096751000
MAIL ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
FORMER COMPANY:
FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO
DATE OF NAME CHANGE: 19860623
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-08-04
0000018230
CATERPILLAR INC
CAT
0001698572
Long Suzette M
100 NE ADAMS STREET
PEORIA
IL
61629
0
1
0
1
Int. Executive Vice President
Corporate Secretary
Common Stock
2017-08-04
4
M
0
3025
110.09
A
18188
D
Common Stock
2017-08-04
4
S
0
2838
114.30
D
15350
D
Common Stock
2017-08-04
4
M
0
4052
89.75
A
19402
D
Common Stock
2017-08-04
4
S
0
3497
114.30
D
15905
D
Common Stock
2017-08-04
4
M
0
1756
96.31
A
17661
D
Common Stock
2017-08-04
4
S
0
1585
114.30
D
16076
D
Common Stock
2017-08-04
4
M
0
4438
83.00
A
20514
D
Common Stock
2017-08-04
4
S
0
3650
114.30
D
16864
D
Common Stock
2017-08-04
4
M
0
2961
74.77
A
19825
D
Common Stock
2017-08-04
4
S
0
2289
114.30
D
17536
D
Common Stock
444
I
Held by 401(k) Plan
Employee Stock Option
110.09
2017-08-04
4
M
0
3025
0
D
2015-03-05
2022-03-05
Common Stock
3025
0
D
Employee Stock Option
89.75
2017-08-04
4
M
0
4052
0
D
2016-03-04
2023-03-04
Common Stock
4052
0
D
Employee Stock Option
96.31
2017-08-04
4
M
0
1756
0
D
2017-03-03
2024-03-03
Common Stock
1756
0
D
Employee Stock Option
83.00
2017-08-04
4
M
0
4438
0
D
2025-03-02
Common Stock
4438
2219
D
Employee Stock Option
74.77
2017-08-04
4
M
0
2961
0
D
2026-03-07
Common Stock
2961
5922
D
The sale price reported in Column 4 is a weighted average sale price. The corresponding shares were sold in multiple transactions at prices ranging from $114.09 to $114.58, inclusive. The reporting person undertakes to provide Caterpillar Inc., any security holder of Caterpillar Inc., or the staff of the Securities and Exchange Commission, upon request, full information.
The information in this report is based on a 401(k) Plan statement dated as of 06/30/2017.
The stock options vest equally in 1/3 increments beginning on the first anniversary of the grant date.
Suzette M. Long; G. Acker, POA
2017-08-07