CHIEF COMPLIANCE OFFICER

0001698478-21-000004.txt : 20211116 0001698478-21-000004.hdr.sgml : 20211116 20211115174240 ACCESSION NUMBER: 0001698478-21-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211116 DATE AS OF CHANGE: 20211115 EFFECTIVENESS DATE: 20211116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Summit Trail Advisors, LLC CENTRAL INDEX KEY: 0001698478 IRS NUMBER: 474459131 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18552 FILM NUMBER: 211412910 BUSINESS ADDRESS: STREET 1: 2 GRAND CENTRAL TOWER STREET 2: 140 E 45TH STREET, 28TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-812-7010 MAIL ADDRESS: STREET 1: 2 GRAND CENTRAL TOWER STREET 2: 140 E 45TH STREET, 28TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001698478 XXXXXXXX 09-30-2021 09-30-2021 Summit Trail Advisors, LLC

2 GRAND CENTRAL TOWER 140 E 45TH STREET, 28TH FLOOR NEW YORK NY 10017

13F HOLDINGS REPORT 028-18552 N Thomas Harms CHIEF COMPLIANCE OFFICER 212-812-7010 Thomas Harms New York NY 11-15-2021 0 265 1332532 false INFORMATION TABLE 2 13FSummitTrailQ32021.xml Aberdeen Standard PHYCL Silver PHYSCL SILVR SHS 003264108 474 22183 SH SOLE 22183 0 0 Advanced Micro COM 007903107 448 4351 SH SOLE 4351 0 0 Airbnb Inc CL A COM CL A 009066101 8558 51019 SH SOLE 51019 0 0 Alaska Air Group COM 011659109 271 4632 SH SOLE 4632 0 0 Amazon Com Inc COM 023135106 16818 5120 SH SOLE 5120 0 0 Amgen Inc Com COM 031162100 366 1720 SH SOLE 1720 0 0 Analog Devices Inc Com COM 032654105 218 1300 SH SOLE 1300 0 0 Apple Inc Com COM 037833100 22800 161133 SH SOLE 161133 0 0 Astrazeneca PLC Sponsored ADR SPONSORED ADR 046353108 216 3598 SH SOLE 3598 0 0 Bank Amer Corp Com COM 060505104 1357 31958 SH SOLE 31958 0 0 Berkshire Hathaway Inc-Del CL A 084670108 411 1 SH SOLE 1 0 0 Berkshire Hathaway Inc Del CL B New CL B NEW 084670702 3134 11482 SH SOLE 11482 0 0 Bill.Com Holdings, Inc. CMN COM 090043100 69488 260302 SH SOLE 260302 0 0 Brookdale SR Living Inc Com COM 112463104 63 10000 SH SOLE 10000 0 0 Butterfly Network Incorporated Com Class A COM CL A 124155102 612 58638 SH SOLE 58638 0 0 CVS Caremark Corp COM 126650100 354 4170 SH SOLE 4170 0 0 Caladrius Biosciences Inc Com New COM NEW 128058203 22 17730 SH SOLE 17730 0 0 Chevron Corp New Com COM 166764100 326 3215 SH SOLE 3215 0 0 Citigroup Inc Com New COM NEW 172967424 512 7293 SH SOLE 7293 0 0 Danaher Corp Com COM 235851102 696 2283 SH SOLE 2283 0 0 Disney Walt Co Disney Com COM 254687106 955 5647 SH SOLE 5647 0 0 Docusign Inc COM 256163106 25315 98339 SH SOLE 98339 0 0 Duck Creek Technologies Inc SHS 264120106 8178 184862 SH SOLE 184862 0 0 EASTMAN KODAK CO COM NEW 277461406 145 21340 SH SOLE 21340 0 0 Emerson Elec Co Com COM 291011104 320 3395 SH SOLE 3395 0 0 Enterprise Prods Partners L P Com Unit COM 293792107 282 13024 SH SOLE 13024 0 0 Expeditors Intl Wash Inc COM 302130109 42562 357271 SH SOLE 357271 0 0 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94458 0 0 Wells Fargo & Co New Com COM 949746101 412 8872 SH SOLE 8872 0 0 Invesco QQQ TR Unit Ser 1 UNIT SER 1 04609E103 5466 15252 SH SOLE 15252 0 0 Apollo Global MGMT COM CL A 03768E105 2796 45402 SH SOLE 45402 0 0 Nuveen Massachusets COM 67061E104 530 34335 SH SOLE 34335 0 0 Target Corp Com COM 87612E106 480 2098 SH SOLE 2098 0 0 Edwards Lifesciences Corp Com COM 28176E108 286 2526 SH SOLE 2526 0 0 Invesco Exch Traded (FD TR II S&P SMLCP Engy) S&P SMLCP ENGY 46138E164 95 12500 SH SOLE 12500 0 0 AT&T Inc Com COM 00206R102 449 16615 SH SOLE 16615 0 0 Atn Intl Inc Com COM 00215F107 215 4564 SH SOLE 4564 0 0 Ast Spacemobile Inc COM CL A 00217D100 132 16117 SH SOLE 16117 0 0 Abbvie Inc Com COM 00287Y109 259 2403 SH SOLE 2403 0 0 Adobe SYS Inc Com COM 00724F101 777 1350 SH SOLE 1350 0 0 Alibaba GRP SHS ADR SPONSORED ADS 01609W102 855 5777 SH SOLE 5777 0 0 Alphabet Inc Cap STK CL C CAP STK CL C 02079K107 23251 8724 SH SOLE 8724 0 0 Alphabet Inc Cap STK CAP STK CL A 02079K305 19192 7179 SH SOLE 7179 0 0 Altria Group Inc Com COM 02209S103 348 7496 SH SOLE 7496 0 0 Avalara Inc Com COM 05338G106 543 3109 SH SOLE 3109 0 0 Bankwell Finl Group Inc Com COM 06654A103 2549 87370 SH SOLE 87370 0 0 Biontech Se Ads SPONSORED ADS 09075V102 218 800 SH SOLE 800 0 0 BlackRock Income Trust Inc COM 09247F100 81 13308 SH SOLE 13308 0 0 BlackRock Inc Com COM 09247X101 513 611 SH SOLE 611 0 0 BlackRock Municipal Income Trust (BFK) SH BEN INT 09248F109 822 55295 SH SOLE 55295 0 0 BlackRock Muniyield COM 09254F100 691 42492 SH SOLE 42492 0 0 BlackRock MuniYield Quality Fund III COM 09254F100 1143 77554 SH SOLE 77554 0 0 BlackRock MuniHoldings Invt Quality COM 09254P108 843 57867 SH SOLE 57867 0 0 BlackRock Municipal 2030 Target Term Trust COM SHS BEN IN 09257P105 808 31585 SH SOLE 31585 0 0 Blackstone Group Inc CL A COM 09260D107 1610 13838 SH SOLE 13838 0 0 Booking Holdings Inc CMN COM 09857L108 406 171 SH SOLE 171 0 0 Briacell Therapeutics Corp Registered SHS COM NEW 10778Y302 284 35000 SH SOLE 35000 0 0 Brighthouse Financial, Inc. CMN COM 10922N103 643 14212 SH SOLE 14212 0 0 Broadcom Inc COM 11135F101 31974 65936 SH SOLE 65936 0 0 Camber Energy Inc Com Par $0 001 2019 New COM 13200M508 132 34620 SH SOLE 34620 0 0 Centennial Resource Dev Inc CL A Com CL A 15136A102 101 15000 SH SOLE 15000 0 0 Charter Communications Inc New CL A CL A 16119P108 204 281 SH SOLE 281 0 0 Cisco Systems Inc COM 17275R102 1004 18441 SH SOLE 18441 0 0 Clear Channel Outdoor HLDGS Inc New Com COM 18453H106 2710 1000000 SH SOLE 1000000 0 0 Coinbase Global Inc COM CL A 19260Q107 16701 73416 SH SOLE 73416 0 0 Contextlogic Inc Com COM CL A 21077C107 144 26383 SH SOLE 26383 0 0 Costco Wholesale Corp New Com COM 22160K105 222 494 SH SOLE 494 0 0 Coupang, LLC CMN CL A 22266T109 276 9913 SH SOLE 9913 0 0 Crowdstrike HLDGS CL A 22788C105 4809 19567 SH SOLE 19567 0 0 Davita Healthcare Partners Inc COM 23918K108 3029 26052 SH SOLE 26052 0 0 Doma HLDGS Inc WT Exp Exp *W EXP 07/28/202 25703A112 235 166666 SH SOLE 166666 0 0 Doordash Inc CL A CL A 25809K105 23002 111673 SH SOLE 111673 0 0 Dropbox, Inc. CMN Class A CL A 26210C104 2559 87582 SH SOLE 87582 0 0 Eaton Vance Mun Income TR SH Ben Int SH BEN INT 27826U108 907 65569 SH SOLE 65569 0 0 Eaton Vance Muni Bond Fund COM 27827X101 1121 83790 SH SOLE 83790 0 0 Ehealth Inc Com COM 28238P109 1446 35698 SH SOLE 35698 0 0 Energy Transfer LP COM UT LTD PTN 29273V100 107 11134 SH SOLE 11134 0 0 Exxon Mobil Corp Com COM 30231G102 291 4950 SH SOLE 4950 0 0 Facebook Inc CL A CL A 30303M102 5778 17026 SH SOLE 17026 0 0 Fidelity Natl Information SVCS Inc Com COM 31620M106 1061 8723 SH SOLE 8723 0 0 General MTRS Co Com COM 37045V100 293 5552 SH SOLE 5552 0 0 Global X FDS Nasdaq (100 Cover) NASDAQ 100 COVER 37954Y483 221 10000 SH SOLE 10000 0 0 Goldman Sachs Group Inc Com COM 38141G104 1093 2892 SH SOLE 2892 0 0 Graniteshares ETF TR Xout U S Large Cap ETF XOUT US LRG CP 38747R603 9902 242038 SH SOLE 242038 0 0 Guidewire Software COM 40171V100 218 1831 SH SOLE 1831 0 0 Howard Hughes Corp COM 44267D107 267 3035 SH SOLE 3035 0 0 Intuitive Surgical Inc Com New COM NEW 46120E602 379 381 SH SOLE 381 0 0 Invesco S&P 500 Equal Weight ETF S&P500 EQL WGT 46137V357 17005 113501 SH SOLE 113501 0 0 iShares MSCI India ETF (INDA) MSCI INDIA ETF 46429B598 2969 60979 SH SOLE 60979 0 0 iShares TR MSCI (china Etf) MSCI CHINA ETF 46429B671 432 6394 SH SOLE 6394 0 0 iShares TR MSCI USA Minimum Volatility ETF MSCI USA MIN VOL 46429B697 1698 23098 SH SOLE 23098 0 0 iShares Inc Core MSCI Emerging Mkts ETF CORE MSCI EMKT 46434G103 308 4989 SH SOLE 4989 0 0 iShares Inc MSCI Japan ETF New MSCI JPN ETF NEW 46434G822 260 3705 SH SOLE 3705 0 0 JP Morgan Chase & Co Com COM 46625H100 2390 14600 SH SOLE 14600 0 0 JD Com Inc Spons ADR Repstg Com CL A SPON ADR CL A 47215P106 10513 145533 SH SOLE 145533 0 0 Kar Auction SVCS Inc Com COM 48238T109 738 45000 SH SOLE 45000 0 0 KnowBe4, Inc. CL A 49926T104 1504 68490 SH SOLE 68490 0 0 Kodiak Sciences Inc COM 50015M109 10331 107633 SH SOLE 107633 0 0 Live Oak Bancshares Inc Com COM 53803X105 1352 21250 SH SOLE 21250 0 0 LYFT, Inc. CMN Class A CL A COM 55087P104 3415 63723 SH SOLE 63723 0 0 Mastercard Inc CL A Com CL A 57636Q104 1083 3115 SH SOLE 3115 0 0 Merck & Co Inc New Com COM 58933Y105 663 8747 SH SOLE 8747 0 0 Meridianlink Inc Com COMMON STOCK 58985J105 362 16198 SH SOLE 16198 0 0 Moderna Inc Com COM 60770K107 456 1186 SH SOLE 1186 0 0 Ncino Inc COM 63947U107 814 11454 SH SOLE 11454 0 0 Netflix Inc Com COM 64110L106 552 905 SH SOLE 905 0 0 Neuberger Berman MLP Income Fund Inc. COM 64129H104 71 14471 SH SOLE 14471 0 0 New Residential Invt Corp Com COM NEW 64828T201 607 55164 SH SOLE 55164 0 0 Nextera Energy Inc Com COM 65339F101 256 3257 SH SOLE 3257 0 0 Nvidia Corp Com COM 67066G104 2321 11205 SH SOLE 11205 0 0 Nuveen Enhanced Mun COM SH BEN INT 67070X101 1746 104014 SH SOLE 104014 0 0 Nuveen Enhanced Amt COM 67071L106 1718 99782 SH SOLE 99782 0 0 Oak STR Health Inc COM 67181A107 9951 233980 SH SOLE 233980 0 0 Oracle Corp Com COM 68389X105 237 2721 SH SOLE 2721 0 0 Palantir Technologies In Class A CL A 69608A108 9108 378870 SH SOLE 378870 0 0 Paypal HLDGS Inc Com COM 70450Y103 417 1603 SH SOLE 1603 0 0 Peloton Interactive CL A COM 70614W100 9488 108999 SH SOLE 108999 0 0 Petco Health And Wellness Comp CMN COM 71601V105 5570 264000 SH SOLE 264000 0 0 PIMCO Municipal Income Fund II (PML) COM 72200W106 1719 116153 SH SOLE 116153 0 0 PIMCO Municipal Income I COM 72201A103 717 57059 SH SOLE 57059 0 0 PIMCO Dynamic Income FD SHS SHS 72201Y101 312 11752 SH SOLE 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Com COM 91324P102 413 1058 SH SOLE 1058 0 0 Unity Software Inc COM 91332U101 601 4760 SH SOLE 4760 0 0 Unity Biotechnology Inc Com COM 91381U101 40 13458 SH SOLE 13458 0 0 Vaneck Vectors Semiconductor ETF SEMICONDUCTR ETF 92189F676 436 1700 SH SOLE 1700 0 0 Vanguard World FDS Vanguard Health Care ETF HEALTH CAR ETF 92204A504 1016 4095 SH SOLE 4095 0 0 Vanguard Information Technology ETF INF TECH ETF 92204A702 2471 6144 SH SOLE 6144 0 0 Vanguard Scottsdale FDS Vanguard Short-Term Government Bond SHORT TERM TREAS 92206C102 735 11976 SH SOLE 11976 0 0 Verizon Communications Com COM 92343V104 625 11575 SH SOLE 11575 0 0 Visa Inc Com CL A COM CL A 92826C839 1568 7037 SH SOLE 7037 0 0 Wheels Up Experience Inc CL A COM CL A 96328L106 763 115793 SH SOLE 115793 0 0 Wisdomtree TR (us Quality Divid Growth FD) US QTLY DIV GRT 97717X669 1135 19287 SH SOLE 19287 0 0 Xcel Brands Inc COM NEW 98400M101 2156 1447241 SH SOLE 1447241 0 0 Yext Inc COM 98585N106 2371 197070 SH SOLE 197070 0 0 Ziopharm 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