Chief Compliance Officer

0001085146-20-001791.txt : 20200715 0001085146-20-001791.hdr.sgml : 20200715 20200715100147 ACCESSION NUMBER: 0001085146-20-001791 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200715 DATE AS OF CHANGE: 20200715 EFFECTIVENESS DATE: 20200715 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RITHOLTZ WEALTH MANAGEMENT CENTRAL INDEX KEY: 0001698218 IRS NUMBER: 463303127 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17973 FILM NUMBER: 201028433 BUSINESS ADDRESS: STREET 1: 24 WEST 40TH STREET STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: (212) 455-9122 MAIL ADDRESS: STREET 1: 24 WEST 40TH STREET STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: Comprehensive Portfolio Management, LLC DATE OF NAME CHANGE: 20170215 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001698218 XXXXXXXX 06-30-2020 06-30-2020 false RITHOLTZ WEALTH MANAGEMENT

24 WEST 40TH STREET 15TH FLOOR NEW YORK NY 10018

13F HOLDINGS REPORT 028-17973 N Kris Venne Chief Compliance Officer 212-455-9122 /s/ Kris Venne New York NY 07-14-2020 0 296 776604 INFORMATION TABLE 2 infotable.xml INFORMATION TABLE MERCK & CO. INC COM 58933Y105 698 9024 SH SOLE 0 0 9024 CHINA DISTANCE ED HLDGS LTD SPONS ADR 16944W104 239 27681 SH SOLE 0 0 27681 NXP SEMICONDUCTORS N V COM N6596X109 718 6294 SH SOLE 0 0 6294 ASTRAZENECA PLC SPONSORED ADR 046353108 497 9396 SH SOLE 0 0 9396 ING GROEP N.V. SPONSORED ADR 456837103 351 50848 SH SOLE 0 0 50848 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 204 2310 SH SOLE 0 0 2310 CVS HEALTH CORP COM 126650100 245 3773 SH SOLE 0 0 3773 VANGUARD INDEX FDS MID CAP ETF 922908629 402 2452 SH SOLE 0 0 2452 WISDOMTREE TR INTL SMCAP DIV 97717W760 3877 69704 SH SOLE 0 0 69704 SPDR SER TR WELLS FG PFD ETF 78464A292 261 6240 SH SOLE 0 0 6240 MAGNA INTL INC COM 559222401 1272 28574 SH SOLE 0 0 28574 SALESFORCE COM INC COM 79466L302 25 500 SH Call SOLE 0 0 500 CEDAR REALTY TRUST INC COM NEW 150602209 16 16089 SH SOLE 0 0 16089 STARBUCKS CORP COM 855244109 20 1000 SH Call SOLE 0 0 1000 ISHARES GOLD TRUST ISHARES 464285105 26547 1562499 SH SOLE 0 0 1562499 AON PLC SHS CL A G0403H108 323 1677 SH SOLE 0 0 1677 ALPHABET INC CAP STK CL C 02079K107 1180 835 SH SOLE 0 0 835 RETRACTABLE TECHNOLOGIES INC COM 76129W105 253 35997 SH SOLE 0 0 35997 HOME DEPOT INC COM 437076102 748 2986 SH SOLE 0 0 2986 AMERICAN TOWER CORP NEW COM 03027X100 220 852 SH SOLE 0 0 852 RESTAURANT BRANDS INTL INC COM 76131D103 310 5667 SH SOLE 0 0 5667 SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 232 41219 SH SOLE 0 0 41219 VULCAN MATLS CO COM 929160109 563 4857 SH SOLE 0 0 4857 MOBILE TELESYSTEMS PJSC SPONSORED ADR 607409109 155 16851 SH SOLE 0 0 16851 PAYPAL HLDGS INC COM 70450Y103 440 2524 SH SOLE 0 0 2524 AMGEN INC COM 031162100 1115 4726 SH SOLE 0 0 4726 ISHARES TR US INDUSTRIALS 464287754 257 1701 SH SOLE 0 0 1701 SONY CORP SPONSORED ADR 835699307 949 13723 SH SOLE 0 0 13723 UBER TECHNOLOGIES INC COM 90353T100 874 28130 SH SOLE 0 0 28130 ISHARES INC ESG MSCI EM ETF 46434G863 957 29834 SH SOLE 0 0 29834 GLOBALSCAPE INC COM 37940G109 185 19020 SH SOLE 0 0 19020 VEDANTA LTD SPONSORED ADR 92242Y100 241 42944 SH SOLE 0 0 42944 LINDE PLC SHS G5494J103 238 1120 SH SOLE 0 0 1120 BIG 5 SPORTING GOODS CORP COM 08915P101 65 33664 SH SOLE 0 0 33664 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 255 4069 SH SOLE 0 0 4069 VANGUARD TAX-MANAGED FDS FTSE DEV MKT ETF 921943858 29152 751526 SH SOLE 0 0 751526 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 302 201137 SH SOLE 0 0 201137 POSCO SPONSORED ADR 693483109 308 8326 SH SOLE 0 0 8326 RITCHIE BROS AUCTIONEERS COM 767744105 389 9530 SH SOLE 0 0 9530 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 55646 669465 SH SOLE 0 0 669465 ZOETIS INC CL A 98978V103 256 1868 SH SOLE 0 0 1868 VANGUARD INDEX FDS GROWTH ETF 922908736 428 2117 SH SOLE 0 0 2117 WESTERN UN CO COM 959802109 598 27638 SH SOLE 0 0 27638 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADS 606822104 105 26757 SH SOLE 0 0 26757 CITRIX SYS INC COM 177376100 209 1413 SH SOLE 0 0 1413 HONEYWELL INTL INC COM 438516106 255 1764 SH SOLE 0 0 1764 WNS HLDGS LTD SPON ADR 92932M101 575 10460 SH SOLE 0 0 10460 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1248 6989 SH SOLE 0 0 6989 MANULIFE FINL CORP COM 56501R106 646 47451 SH SOLE 0 0 47451 RYERSON HLDG CORP COM 783754104 84 14979 SH SOLE 0 0 14979 SPDR GOLD TR GOLD SHS 78463V107 1056 6309 SH SOLE 0 0 6309 REGENERON PHARMACEUTICALS COM 75886F107 559 896 SH SOLE 0 0 896 PCTEL INC COM 69325Q105 110 16496 SH SOLE 0 0 16496 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 3551 99945 SH SOLE 0 0 99945 WISDOMTREE TR JAPN HEDGE EQT 97717W851 3031 64457 SH SOLE 0 0 64457 MICROSOFT CORP COM 594918104 41 700 SH Call SOLE 0 0 700 INVESCO QQQ TR UNIT SER 1 46090E103 60475 244246 SH SOLE 0 0 244246 AEGLEA BIOTHERAPEUTICS INC COM 00773J103 1615 174646 SH SOLE 0 0 174646 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 2633 42327 SH SOLE 0 0 42327 ASML HOLDING N V N Y REGISTRY SHS N07059210 531 1442 SH SOLE 0 0 1442 INNOVIVA INC COM 45781M101 151 10833 SH SOLE 0 0 10833 CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW 16965P202 651 28719 SH SOLE 0 0 28719 VANGUARD WORLD FDS INF TECH ETF 92204A702 246 882 SH SOLE 0 0 882 MEDTRONIC PLC SHS G5960L103 306 3341 SH SOLE 0 0 3341 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 5516 109604 SH SOLE 0 0 109604 COLGATE PALMOLIVE CO COM 194162103 318 4336 SH SOLE 0 0 4336 BLACKSTONE GROUP INC COM CL A 09260D107 287 5063 SH SOLE 0 0 5063 CIGNA CORP NEW COM 125523100 221 1179 SH SOLE 0 0 1179 DR REDDYS LABS LTD ADR 256135203 527 9948 SH SOLE 0 0 9948 CHEETAH MOBILE INC ADR 163075104 114 66205 SH SOLE 0 0 66205 KRYSTAL BIOTECH INC COM 501147102 422 10200 SH SOLE 0 0 10200 GENERAL ELECTRIC CO COM 369604103 11 7500 SH Call SOLE 0 0 7500 UNIVERSAL TECHNICAL INST INC COM 913915104 95 13604 SH SOLE 0 0 13604 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 990 17444 SH SOLE 0 0 17444 BOOKING HOLDINGS INC COM 09857L108 465 292 SH SOLE 0 0 292 SPDR SER TR NUVEEN BRC MUNIC 78468R721 25809 499590 SH SOLE 0 0 499590 SINOPEC SHANGHAI PETROCHEMIC SPON ADR H 82935M109 211 8846 SH SOLE 0 0 8846 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 269 1350 SH SOLE 0 0 1350 APPLE INC COM 037833100 44 400 SH Call SOLE 0 0 400 COCA COLA CO COM 191216100 341 7636 SH SOLE 0 0 7636 DAVITA INC COM 23918K108 439 5551 SH SOLE 0 0 5551 COMCAST CORP NEW CL A 20030N101 323 8281 SH SOLE 0 0 8281 ORACLE CORP COM 68389X105 1434 25951 SH SOLE 0 0 25951 ABBOTT LABS COM 002824100 294 3213 SH SOLE 0 0 3213 ISHARES TR IBONDS DEC21 ETF 46434VBK5 3131 124480 SH SOLE 0 0 124480 BRISTOL-MYERS SQUIBB CO COM 110122108 535 9104 SH SOLE 0 0 9104 VANGUARD INDEX FDS TOTAL STK MKT 922908769 121622 776989 SH SOLE 0 0 776989 LSI INDS INC COM 50216C108 187 28852 SH SOLE 0 0 28852 GRUPO AEROPUERTO DEL PACIFIC SPON ADR B 400506101 336 4672 SH SOLE 0 0 4672 MORGAN STANLEY COM NEW 617446448 620 12843 SH SOLE 0 0 12843 LEIDOS HOLDINGS INC COM 525327102 589 6290 SH SOLE 0 0 6290 QUALCOMM INC COM 747525103 952 10432 SH SOLE 0 0 10432 TIM PARTICIPACOES S A SPONSORED ADR 88706P205 218 16841 SH SOLE 0 0 16841 GOLDFIELD CORP COM 381370105 57 15393 SH SOLE 0 0 15393 SPDR SER TR S&P DIVID ETF 78464A763 531 5827 SH SOLE 0 0 5827 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 356 1656 SH SOLE 0 0 1656 TERADYNE INC COM 880770102 234 2766 SH SOLE 0 0 2766 ALTRIA GROUP INC COM 02209S103 258 6581 SH SOLE 0 0 6581 LILLY ELI & CO COM 532457108 578 3520 SH SOLE 0 0 3520 ISHARES TR CORE S&P500 ETF 464287200 72723 234825 SH SOLE 0 0 234825 ISHARES TR IBOXX HI YD ETF 464288513 1162 14238 SH SOLE 0 0 14238 THOMSON REUTERS CORP. COM NEW 884903709 351 5171 SH SOLE 0 0 5171 JPMORGAN CHASE & CO COM 46625H100 23 1700 SH Call SOLE 0 0 1700 BIOGEN INC COM 09062X103 205 767 SH SOLE 0 0 767 DISNEY WALT CO COM DISNEY 254687106 2106 18885 SH SOLE 0 0 18885 SUN LIFE FINANCIAL INC. COM 866796105 205 5566 SH SOLE 0 0 5566 CHINA YUCHAI INTL LTD COM G21082105 343 23870 SH SOLE 0 0 23870 HOST HOTELS & RESORTS INC COM 44107P104 240 22208 SH SOLE 0 0 22208 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 338 2691 SH SOLE 0 0 2691 APPLE INC COM 037833100 13233 36274 SH SOLE 0 0 36274 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 917 4250 SH SOLE 0 0 4250 HOME DEPOT INC COM 437076102 8 200 SH Call SOLE 0 0 200 FACEBOOK INC CL A 30303M102 1237 5447 SH SOLE 0 0 5447 PFSWEB INC COM NEW 717098206 68 10180 SH SOLE 0 0 10180 CUMMINS INC COM 231021106 593 3424 SH SOLE 0 0 3424 BEST BUY INC COM 086516101 450 5162 SH SOLE 0 0 5162 LOCKHEED MARTIN CORP COM 539830109 321 880 SH SOLE 0 0 880 TESLA INC COM 88160R101 0 100 SH Put SOLE 0 0 100 WALMART INC COM 931142103 221 1842 SH SOLE 0 0 1842 ISHARES TR 0-5YR HI YL CP 46434V407 408 9523 SH SOLE 0 0 9523 RIO TINTO PLC SPONSORED ADR 767204100 1337 23793 SH SOLE 0 0 23793 VANGUARD INDEX FDS VALUE ETF 922908744 423 4252 SH SOLE 0 0 4252 EBAY INC. COM 278642103 412 7864 SH SOLE 0 0 7864 SHERWIN WILLIAMS CO COM 824348106 1301 2251 SH SOLE 0 0 2251 KONINKLIJKE PHILIPS N V NY REG SH NEW 500472303 381 8139 SH SOLE 0 0 8139 PERION NETWORK LTD SHS NEW M78673114 161 30842 SH SOLE 0 0 30842 BARCLAYS PLC ADR 06738E204 126 22208 SH SOLE 0 0 22208 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 337 3316 SH SOLE 0 0 3316 KB FINL GROUP INC SPONSORED ADR 48241A105 518 18621 SH SOLE 0 0 18621 SPDR S&P 500 ETF TR TR UNIT 78462F103 28832 93502 SH SOLE 0 0 93502 DIAGEO P L C SPON ADR NEW 25243Q205 403 3002 SH SOLE 0 0 3002 SCHLUMBERGER LTD COM 806857108 258 14016 SH SOLE 0 0 14016 BK OF AMERICA CORP COM 060505104 767 32284 SH SOLE 0 0 32284 TEXAS INSTRS INC COM 882508104 298 2344 SH SOLE 0 0 2344 CHEVRON CORP NEW COM 166764100 821 9197 SH SOLE 0 0 9197 FACEBOOK INC CL A 30303M102 14 300 SH Call SOLE 0 0 300 LANDSTAR SYS INC COM 515098101 205 1824 SH SOLE 0 0 1824 JOYY INC ADS REPSTG COM A 46591M109 327 3696 SH SOLE 0 0 3696 NEW ORIENTAL ED & TECHNOLOGY SPON ADR 647581107 261 2005 SH SOLE 0 0 2005 ISHARES TR CORE MSCI EAFE 46432F842 42851 749672 SH SOLE 0 0 749672 CNOOC LIMITED SPONSORED ADR 126132109 321 2848 SH SOLE 0 0 2848 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 332 8146 SH SOLE 0 0 8146 THERMO FISHER SCIENTIFIC INC COM 883556102 309 852 SH SOLE 0 0 852 ISHARES TR CONSER ALLOC ETF 464289883 207 5678 SH SOLE 0 0 5678 MECHEL PAO SPONSORED ADR NE 583840608 237 137745 SH SOLE 0 0 137745 PHILIP MORRIS INTL INC COM 718172109 384 5482 SH SOLE 0 0 5482 CLOROX CO DEL COM 189054109 200 913 SH SOLE 0 0 913 GRUPO AEROPORTUARIO DEL CENT SPON ADR 400501102 274 7385 SH SOLE 0 0 7385 ISHARES TR TIPS BD ETF 464287176 49613 403354 SH SOLE 0 0 403354 MICROSOFT CORP COM 594918104 5183 25468 SH SOLE 0 0 25468 INTEL CORP COM 458140100 1121 18743 SH SOLE 0 0 18743 COSTCO WHSL CORP NEW COM 22160K105 601 1981 SH SOLE 0 0 1981 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 598 5106 SH SOLE 0 0 5106 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 223 6811 SH SOLE 0 0 6811 POINTS INTL LTD COM NEW 730843208 107 11771 SH SOLE 0 0 11771 BOEING CO COM 097023105 515 2810 SH SOLE 0 0 2810 INTERNATIONAL BUSINESS MACHS COM 459200101 411 3403 SH SOLE 0 0 3403 ROYAL BK SCOTLAND GROUP PLC SPONS ADR 2 ORD 780097689 766 251243 SH SOLE 0 0 251243 WPP PLC NEW ADR 92937A102 293 7476 SH SOLE 0 0 7476 SALESFORCE COM INC COM 79466L302 500 2668 SH SOLE 0 0 2668 ISHARES TR MSCI USA ESG SLC 464288802 482 3602 SH SOLE 0 0 3602 ROYAL BK CDA COM 780087102 201 2967 SH SOLE 0 0 2967 ISHARES TR SH TR CRPORT ETF 464288646 6182 112992 SH SOLE 0 0 112992 UNILEVER N V N Y SHS NEW 904784709 463 8689 SH SOLE 0 0 8689 ISHARES INC CORE MSCI EMKT 46434G103 19976 419662 SH SOLE 0 0 419662 ISHARES TR HDG MSCI JAPAN 46434V886 294 9580 SH SOLE 0 0 9580 KAMADA LTD SHS M6240T109 227 29237 SH SOLE 0 0 29237 ISHARES TR IBOXX INV CP ETF 464287242 2904 21590 SH SOLE 0 0 21590 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 258 7844 SH SOLE 0 0 7844 EASTMAN KODAK CO COM NEW 277461406 37 16452 SH SOLE 0 0 16452 ANGLOGOLD ASHANTI LIMITED SPONSORED ADR 035128206 222 7521 SH SOLE 0 0 7521 ISHARES TR 1 3 YR TREAS BD 464287457 5007 57807 SH SOLE 0 0 57807 STANTEC INC COM 85472N109 475 15393 SH SOLE 0 0 15393 ISHARES TR IBONDS DEC25 ETF 46434VBD1 295 10950 SH SOLE 0 0 10950 BHP GROUP LTD SPONSORED ADS 088606108 279 5618 SH SOLE 0 0 5618 RAYTHEON TECHNOLOGIES CORP COM 75513E101 451 7319 SH SOLE 0 0 7319 CENTURYLINK INC COM 156700106 167 16604 SH SOLE 0 0 16604 NVIDIA CORPORATION COM 67066G104 1667 4387 SH SOLE 0 0 4387 ISHARES TR CORE US AGGBD ET 464287226 19461 164629 SH SOLE 0 0 164629 CHINA PETE & CHEM CORP SPON ADR H SHS 16941R108 222 5296 SH SOLE 0 0 5296 T-MOBILE US INC COM 872590104 211 2023 SH SOLE 0 0 2023 AMERISOURCEBERGEN CORP COM 03073E105 333 3304 SH SOLE 0 0 3304 TARGET CORP COM 87612E106 363 3026 SH SOLE 0 0 3026 ABBVIE INC COM 00287Y109 393 4006 SH SOLE 0 0 4006 FIAT CHRYSLER AUTOMOBILES N SHS N31738102 175 17042 SH SOLE 0 0 17042 ABBOTT LABS COM 002824100 21 1300 SH Call SOLE 0 0 1300 NEXTERA ENERGY INC COM 65339F101 270 1126 SH SOLE 0 0 1126 ISHARES TR MODERT ALLOC ETF 464289875 791 19835 SH SOLE 0 0 19835 CATERPILLAR INC DEL COM 149123101 339 2677 SH SOLE 0 0 2677 DHI GROUP INC COM 23331S100 38 18249 SH SOLE 0 0 18249 ISHARES TR IBONDS DEC22 ETF 46434VBA7 3484 135674 SH SOLE 0 0 135674 TARGET CORP COM 87612E106 6 300 SH Call SOLE 0 0 300 NOVARTIS AG SPONSORED ADR 66987V109 1034 11843 SH SOLE 0 0 11843 ISHARES TR 3 7 YR TREAS BD 464288661 6050 45260 SH SOLE 0 0 45260 BP PLC SPONSORED ADR 055622104 376 16143 SH SOLE 0 0 16143 DANAHER CORPORATION COM 235851102 227 1285 SH SOLE 0 0 1285 CISCO SYS INC COM 17275R102 953 20429 SH SOLE 0 0 20429 SUNCOR ENERGY INC NEW COM 867224107 252 14945 SH SOLE 0 0 14945 AIR PRODS & CHEMS INC COM 009158106 365 1513 SH SOLE 0 0 1513 EXXON MOBIL CORP COM 30231G102 1241 27741 SH SOLE 0 0 27741 STARBUCKS CORP COM 855244109 651 8841 SH SOLE 0 0 8841 PAYPAL HLDGS INC COM 70450Y103 21 500 SH Call SOLE 0 0 500 VAALCO ENERGY INC COM NEW 91851C201 22 17636 SH SOLE 0 0 17636 NOMURA HLDGS INC SPONSORED ADR 65535H208 247 55703 SH SOLE 0 0 55703 ORION ENERGY SYSTEMS INC COM 686275108 64 18402 SH SOLE 0 0 18402 NORFOLK SOUTHERN CORP COM 655844108 1377 7843 SH SOLE 0 0 7843 SANOFI SPONSORED ADR 80105N105 453 8876 SH SOLE 0 0 8876 SPDR SER TR PORTFLI TIPS ETF 78464A656 2228 73916 SH SOLE 0 0 73916 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 319 3055 SH SOLE 0 0 3055 COMMUNICATIONS SYS INC COM 203900105 56 11068 SH SOLE 0 0 11068 SPDR SER TR S&P 600 SMCP VAL 78464A300 4394 89456 SH SOLE 0 0 89456 DISCOVERY INC COM SER A 25470F104 272 12891 SH SOLE 0 0 12891 ISHARES TR MSCI LW CRB TG 46434V464 1145 9474 SH SOLE 0 0 9474 AMAZON COM INC COM 023135106 4180 1515 SH SOLE 0 0 1515 BOEING CO COM 097023105 5 100 SH Call SOLE 0 0 100 MASTERCARD INCORPORATED CL A 57636Q104 868 2934 SH SOLE 0 0 2934 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 4986 66654 SH SOLE 0 0 66654 SHOPIFY INC CL A 82509L107 81 200 SH Call SOLE 0 0 200 AMCOR PLC ORD G0250X107 137 13377 SH SOLE 0 0 13377 SPDR SER TR PORTFOLIO AGRGTE 78464A649 4538 147048 SH SOLE 0 0 147048 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 204 8812 SH SOLE 0 0 8812 HONDA MOTOR LTD AMERN SHS 438128308 802 31360 SH SOLE 0 0 31360 UNITEDHEALTH GROUP INC COM 91324P102 597 2026 SH SOLE 0 0 2026 BANCO SANTANDER S.A. ADR 05964H105 29 11894 SH SOLE 0 0 11894 ISHARES TR RUS 2000 GRW ETF 464287648 413 1998 SH SOLE 0 0 1998 BIO RAD LABS INC CL A 090572207 284 628 SH SOLE 0 0 628 COCA COLA EUROPEAN PARTNERS SHS G25839104 341 9034 SH SOLE 0 0 9034 UNITED MICROELECTRONICS CORP SPON ADR NEW 910873405 284 107540 SH SOLE 0 0 107540 SPDR SER TR PORTFOLIO S&P500 78464A854 678 18692 SH SOLE 0 0 18692 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 2579 9098 SH SOLE 0 0 9098 PFIZER INC COM 717081103 801 24507 SH SOLE 0 0 24507 ISHARES TR IBONDS DEC20 ETF 46434VAQ3 1702 67213 SH SOLE 0 0 67213 GENERAL ELECTRIC CO COM 369604103 69 10156 SH SOLE 0 0 10156 COSTCO WHSL CORP NEW COM 22160K105 26 700 SH Call SOLE 0 0 700 TOTAL S.A. SPONSORED ADS 89151E109 306 7966 SH SOLE 0 0 7966 VEON LTD SPONSORED ADR 91822M106 86 47602 SH SOLE 0 0 47602 FORTERRA INC COM 34960W106 137 12252 SH SOLE 0 0 12252 PINDUODUO INC SPONSORED ADS 722304102 279 3254 SH SOLE 0 0 3254 VISA INC COM CL A 92826C839 1674 8666 SH SOLE 0 0 8666 MARTIN MARIETTA MATLS INC COM 573284106 227 1101 SH SOLE 0 0 1101 VERIZON COMMUNICATIONS INC COM 92343V104 599 10871 SH SOLE 0 0 10871 WIPRO LTD SPON ADR 1 SH 97651M109 117 35422 SH SOLE 0 0 35422 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 220 5671 SH SOLE 0 0 5671 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 3484 73178 SH SOLE 0 0 73178 ALPHABET INC CAP STK CL A 02079K305 1445 1019 SH SOLE 0 0 1019 NOVO-NORDISK A S ADR 670100205 294 4493 SH SOLE 0 0 4493 SHOPIFY INC CL A 82509L107 215 226 SH SOLE 0 0 226 SAP SE SPON ADR 803054204 285 2037 SH SOLE 0 0 2037 DISNEY WALT CO COM DISNEY 254687106 11 900 SH Call SOLE 0 0 900 UNION PAC CORP COM 907818108 356 2108 SH SOLE 0 0 2108 JPMORGAN CHASE & CO COM 46625H100 1451 15432 SH SOLE 0 0 15432 ISHARES TR NATIONAL MUN ETF 464288414 2708 23468 SH SOLE 0 0 23468 FS KKR CAP CORP II COM 35952V303 230 17815 SH SOLE 0 0 17815 AEGON N V NY REGISTRY SHS 007924103 173 58870 SH SOLE 0 0 58870 TESLA INC COM 88160R101 808 748 SH SOLE 0 0 748 NIKE INC CL B 654106103 247 2524 SH SOLE 0 0 2524 PROCTER AND GAMBLE CO COM 742718109 1285 10746 SH SOLE 0 0 10746 ISHARES TR BARCLAYS 7 10 YR 464287440 1993 16356 SH SOLE 0 0 16356 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 172 13550 SH SOLE 0 0 13550 NVIDIA CORPORATION COM 67066G104 65 500 SH Call SOLE 0 0 500 SAPIENS INTL CORP N V SHS G7T16G103 393 14029 SH SOLE 0 0 14029 SILVERCORP METALS INC COM 82835P103 135 25112 SH SOLE 0 0 25112 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 3140 39982 SH SOLE 0 0 39982 ISHARES TR S&P MC 400GR ETF 464287606 580 2588 SH SOLE 0 0 2588 TOPBUILD CORP COM 89055F103 238 2091 SH SOLE 0 0 2091 3M CO COM 88579Y101 302 1939 SH SOLE 0 0 1939 WELLS FARGO CO NEW COM 949746101 401 15646 SH SOLE 0 0 15646 ISHARES TR CRE U S REIT ETF 464288521 678 15594 SH SOLE 0 0 15594 ISHARES TR SHORT TREAS BD 464288679 2820 25466 SH SOLE 0 0 25466 ECOPETROL S A SPONSORED ADS 279158109 481 43179 SH SOLE 0 0 43179 CSX CORP COM 126408103 370 5302 SH SOLE 0 0 5302 ISHARES TR IBONDS DEC24 ETF 46434VBG4 1397 52985 SH SOLE 0 0 52985 PEPSICO INC COM 713448108 782 5910 SH SOLE 0 0 5910 MCDONALDS CORP COM 580135101 562 3049 SH SOLE 0 0 3049 CELESTICA INC SUB VTG SHS 15101Q108 350 51251 SH SOLE 0 0 51251 JOHNSON & JOHNSON COM 478160104 1700 12090 SH SOLE 0 0 12090 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1566 39529 SH SOLE 0 0 39529 SEAGATE TECHNOLOGY PLC SHS G7945M107 414 8557 SH SOLE 0 0 8557 HERSHA HOSPITALITY TR PR SHS BEN INT 427825500 69 11956 SH SOLE 0 0 11956 ISHARES TR AGGRES ALLOC ETF 464289859 1745 31789 SH SOLE 0 0 31789 JD.COM INC SPON ADR CL A 47215P106 242 4016 SH SOLE 0 0 4016 ISHARES TR US TREAS BD ETF 46429B267 366 13081 SH SOLE 0 0 13081 AMAZON COM INC COM 023135106 157 300 SH Call SOLE 0 0 300 GILEAD SCIENCES INC COM 375558103 312 4057 SH SOLE 0 0 4057 ALASKA COMMUNICATIONS SYS GR COM 01167P101 97 34601 SH SOLE 0 0 34601 ISHARES TR IBONDS DEC23 ETF 46434VAX8 3980 151753 SH SOLE 0 0 151753 CRH MED CORP COM 12626F105 63 30420 SH SOLE 0 0 30420 AT&T INC COM 00206R102 1096 36255 SH SOLE 0 0 36255 NETFLIX INC COM 64110L106 405 890 SH SOLE 0 0 890 ADOBE INC COM 00724F101 567 1302 SH SOLE 0 0 1302 D R HORTON INC COM 23331A109 259 4665 SH SOLE 0 0 4665 CITIGROUP INC COM NEW 172967424 864 16907 SH SOLE 0 0 16907 ISHARES TR PFD AND INCM SEC 464288687 1086 31355 SH SOLE 0 0 31355 SMITH & NEPHEW GROUP PLC SPDN ADR NEW 83175M205 441 11574 SH SOLE 0 0 11574 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 2754 82308 SH SOLE 0 0 82308 POLARITYTE INC COM 731094108 77 61700 SH SOLE 0 0 61700