0001697934-23-000004.txt : 20231031 0001697934-23-000004.hdr.sgml : 20231031 20231031111738 ACCESSION NUMBER: 0001697934-23-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231031 DATE AS OF CHANGE: 20231031 EFFECTIVENESS DATE: 20231031 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Moloney Securities Asset Management, LLC CENTRAL INDEX KEY: 0001697934 IRS NUMBER: 371797454 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17870 FILM NUMBER: 231362861 BUSINESS ADDRESS: STREET 1: 13537 BARRETT PARKWAY DRIVE STREET 2: SUITE 300 CITY: MANCHESTER STATE: MO ZIP: 63021 BUSINESS PHONE: (314) 909-0600 MAIL ADDRESS: STREET 1: 13537 BARRETT PARKWAY DRIVE STREET 2: SUITE 300 CITY: MANCHESTER STATE: MO ZIP: 63021 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001697934 XXXXXXXX 09-30-2023 09-30-2023 Moloney Securities Asset Management, LLC
13537 BARRETT PARKWAY DRIVE SUITE 300 MANCHESTER MO 63021
13F HOLDINGS REPORT 028-17870 N
Jeff Roseman VP & CCO 3149090600 Jeff Roseman Manchester MO 10-31-2023 0 439 554968807 false
INFORMATION TABLE 2 inftable.xml ACCENTURE PLC IRELAND SHS C COM g1151c101 535907 1745 SH SOLE 1253 0 492 AIR LIQUIDE-ADR COM 009126202 1371000 40507 SH SOLE 28423 0 12084 ARCH CAPITAL GROUP LTD COM g0450a105 1463316 18358 SH SOLE 14094 0 4264 ARIZONA GOLD & SILVER INC C COM 04051n109 2479 10000 SH SOLE 10000 0 0 ASML HOLDING N V N Y REGIST COM n07059210 357905 608 SH SOLE 328 0 280 BANCO BILBAO VIZCAYA ARGENT COM 05946k101 114148 14180 SH SOLE 3000 0 11180 BAYER AKTIENGESELLSCHAFT AD COM 072730302 661301 54971 SH SOLE 42250 0 12721 BP P L C SPONSORED ADR (FRM COM 055622104 380697 9832 SH SOLE 4725 0 5107 CANADIAN CRITICAL MINERALS COM 13561d105 189 10000 SH SOLE 10000 0 0 CHUBB LTD COM COM h1467j104 377847 1815 SH SOLE 961 0 854 DRONE DELIVERY CDA CORP COM COM 26210w605 3040 16470 SH SOLE 11420 0 5050 ENBRIDGE INC COM 29250n105 334024 10064 SH SOLE 9458 0 606 EVAXION BIOTECH AS AMERICAN COM 29970r105 9163 11000 SH SOLE 1000 0 10000 FABRINET COM g3323l100 239933 1440 SH SOLE 1280 0 160 GENMAB A S ADS COM 372303206 800770 22704 SH SOLE 9704 0 13000 GENPACT LIMITED COM g3922b107 351140 9700 SH SOLE 2850 0 6850 GRAYSCALE DIGITAL LARGE CAP COM g40705108 120805 14485 SH SOLE 14485 0 0 GRUPO TELEVISA SA DE CV SPO COM 40049j206 34557 11330 SH SOLE 11330 0 0 INFOSYS LIMITED SPONS ADR R COM 456788108 1906242 111411 SH SOLE 74379 0 37032 ING GROEP NV-SPONSORED ADR COM 456837103 168782 12806 SH SOLE 6752 0 6054 LINDE PLC ORDINARY SHARES COM g54950103 355594 955 SH SOLE 259 0 696 LINK MOTION INC AMERICAN DE COM 53577l105 0 10000 SH SOLE 10000 0 0 MEDTRONIC PLC COM COM g5960l103 2212057 28229 SH SOLE 27398 0 831 MINERA ALAMOS INC COM COM 60283l105 2173 10000 SH SOLE 10000 0 0 NEVADA KING GOLD CORP COMMO COM 641353107 2305 10000 SH SOLE 10000 0 0 NOVARTIS AG AMERICAN DEPOSI COM 66987v109 260252 2555 SH SOLE 1985 0 570 NOVO NORDISK A/S-ADR EACH C COM 670100205 1106194 12164 SH SOLE 7264 0 4900 OPEN TEXT CORP COM 683715106 3354016 95556 SH SOLE 66391 0 29165 OSINO RESOURCES CORP COM COM 68828l100 7750 10000 SH SOLE 10000 0 0 RESTAURANT BRANDS INTERNATI COM 76131d103 1258985 18898 SH SOLE 18735 0 163 RIO2 LIMITED NEW COM COM 767217102 3258 20000 SH SOLE 20000 0 0 ROCHE HOLDING LTD SPONSORED COM 771195104 1913207 55906 SH SOLE 34273 0 21633 ROYAL BANK OF CANADA COM 780087102 366024 4186 SH SOLE 1470 0 2716 ROYAL CARIBBEAN GROUP COMMO COM v7780t103 210266 2282 SH SOLE 924 0 1358 SHELL PLC AMERICAN DEPOSITA COM 780259305 237755 3693 SH SOLE 2647 0 1046 SHOPIFY INC CL A COM 82509l107 2502307 45855 SH SOLE 28670 0 17185 SIEMENS AG AMERICAN DEPOSIT COM 826197501 476780 6639 SH SOLE 5400 0 1239 SOPHIA GENETICS SA ORDINARY COM h82027105 62353 24500 SH SOLE 13500 0 11000 STATEHOUSE HOLDINGS INC COM COM 85754g301 973 17500 SH SOLE 17500 0 0 STRATASYS LTD COM m85548101 285810 21000 SH SOLE 12000 0 9000 TAIWAN SEMICONDUCTOR MFG CO COM 874039100 568742 6545 SH SOLE 3879 0 2666 TE CONNECTIVITY LTD COM h84989104 1044817 8458 SH SOLE 5650 0 2808 UNILEVER PLC SPONSORED ADR COM 904767704 629949 12752 SH SOLE 10635 0 2117 VOXTUR ANALYTICS CORP COM COM 929082105 1100 10000 SH SOLE 10000 0 0 3M COMPANY COM 88579y101 3300985 35259 SH SOLE 34135 0 1124 ABBOTT LABORATORIES COM 002824100 2314253 23895 SH SOLE 19843 0 4052 ABBVIE INC COM 00287y109 4131787 27719 SH SOLE 22723 0 4996 ACTIVISION BLIZZARD INC COM 00507v109 562248 6005 SH SOLE 4000 0 2005 ADOBE INC COMMON STOCK COM 00724f101 2936514 5759 SH SOLE 3627 0 2132 ADVANCED MICRO DEVICES INC COM COM 007903107 863688 8400 SH SOLE 2365 0 6035 AFLAC INC COM 001055102 529422 6898 SH SOLE 5698 0 1200 AGCO CORP COM 001084102 811861 6864 SH SOLE 6233 0 630 AGILENT TECHNOLOGIES INC COM 00846u101 566171 5063 SH SOLE 4413 0 650 AIRBNB INC CLASS A COMMON STOC COM 009066101 419863 3060 SH SOLE 2300 0 760 AKAMAI TECHNOLOGIES INC COM 00971t101 2083390 19555 SH SOLE 10880 0 8675 ALPHABET INC CLASS A COMMON ST COM 02079k305 7909833 60445 SH SOLE 39180 0 21265 ALPHABET INC CLASS C CAPITAL S COM 02079k107 4947408 37523 SH SOLE 32504 0 5019 ALPS ETF TRUST ALERIAN MLP ETF COM 00162q452 861724 20420 SH SOLE 18557 0 1863 ALTERYX INC CLASS A COMMON STO COM 02156b103 599271 15900 SH SOLE 4600 0 11300 ALTRIA GROUP INC COM 02209s103 1307808 31101 SH SOLE 17988 0 13113 AMAZON.COM INC COM 023135106 9058825 71262 SH SOLE 54233 0 17029 AMEREN CORP COM 023608102 216261 2890 SH SOLE 1863 0 1027 AMERICAN EXPRESS COMPANY COM 025816109 1268627 8503 SH SOLE 2523 0 5980 AMERIPRISE FINL INC COM 03076c106 273498 830 SH SOLE 230 0 600 AMGEN INC COM 031162100 4360080 16223 SH SOLE 13509 0 2714 ANALOG DEVICES INC COM 032654105 948638 5418 SH SOLE 3418 0 2000 ANNALY CAPITAL MANAGEMENT INC COM 035710839 295016 15684 SH SOLE 14349 0 1335 APPLE INC COM 037833100 18852056 110111 SH SOLE 85275 0 24835 APPLIED MATERIALS INC COM 038222105 322119 2327 SH SOLE 1311 0 1016 APPLIED VISUAL SCIENCES INC COM 038287108 11 113780 SH SOLE 113780 0 0 ARCBEST CORPORATION COM 03937c105 828483 8150 SH SOLE 7424 0 726 ARES CAPITAL CORPORATION COM 04010l103 250053 12843 SH SOLE 12592 0 251 ARK ETF TR ISRAEL INNOVATIVE T COM 00214q609 211092 11425 SH SOLE 10422 0 1003 ARK ETF TR NEXT GENERATION INT COM 00214q401 201475 3720 SH SOLE 2533 0 1187 ARK ETF TRUST ARK INNOVATION E COM 00214q104 317128 7994 SH SOLE 4902 0 3092 AT&T INC COM 00206r102 1690855 112574 SH SOLE 106971 0 5603 ATLANTIS GAMING CORPORATION CO COM 04914u100 14 69000 SH SOLE 69000 0 0 AUTOZONE INC COM 053332102 462278 182 SH SOLE 154 0 28 BANK OF AMERICA CORP COM 060505104 598260 21850 SH SOLE 13882 0 7968 BECTON DICKINSON & CO COM 075887109 244052 944 SH SOLE 470 0 474 BENSON HILL INC COMMON STOCK COM 082490103 56213 169573 SH SOLE 60166 0 109407 BERKSHIRE HATHAWAY INC DEL CL COM 084670702 10154496 28988 SH SOLE 19619 0 9369 BLACKROCK DEBT STRATEGIES FUND COM 09255r202 390525 38026 SH SOLE 27651 0 10375 BLACKROCK INC COM 09247x101 1312375 2030 SH SOLE 1940 0 90 BLACKROCK MUNIHOLDINGS FD INC COM 09253n104 321258 31160 SH SOLE 19585 0 11575 BLACKSTONE INC COMMON STOCK COM 09260d107 498432 4652 SH SOLE 2323 0 2329 BLACKSTONE SENIOR FLOATING RAT COM 09256u105 135105 10197 SH SOLE 6260 0 3936 BLOCK INC CLASS A COMMON STOCK COM 852234103 2987860 67507 SH SOLE 38281 0 29226 BOEING CO COM 097023105 1010415 5271 SH SOLE 2941 0 2330 BOOKING HOLDINGS INC COMMON ST COM 09857l108 663049 215 SH SOLE 129 0 86 BRAEMAR HOTELS & RESORTS INC C COM 10482b101 32154 11608 SH SOLE 4000 0 7608 BRISTOL MYERS SQUIBB CO COM 110122108 1616680 27855 SH SOLE 15550 0 12305 BROADCOM INC COMMON STOCK COM 11135f101 731804 881 SH SOLE 779 0 102 CAPITAL GROUP CORE EQUITY ETF COM 14020v108 279989 11151 SH SOLE 10925 0 226 CAPITAL GROUP DIVIDEND VALUE E COM 14020w106 345778 13063 SH SOLE 13063 0 0 CAPITAL GROUP FIXED INCOME ETF COM 14020y102 569983 26511 SH SOLE 26511 0 0 CAPITAL GROUP GLOBAL GROWTH EQ COM 14020x104 301085 13136 SH SOLE 12981 0 156 CAPITAL GROUP GROWTH ETF CAPIT COM 14020g101 488903 19955 SH SOLE 19714 0 242 CARDINAL HEALTH INC COM 14149y108 851976 9813 SH SOLE 8958 0 855 CATERPILLAR INC COM 149123101 277916 1018 SH SOLE 663 0 355 CENCORA INC COMMON STOCK COM 03073e105 847297 4708 SH SOLE 4286 0 422 CHEMED CORPORATION COM 16359r103 396805 764 SH SOLE 764 0 0 CHESAPEAKE ENERGY CORPORATION COM 165167735 243772 2827 SH SOLE 2420 0 407 CHEVRON CORPORATION COM 166764100 4161327 24679 SH SOLE 16346 0 8332 CHIMERA INVESTMENT CORPORATION COM 16934q208 145749 26694 SH SOLE 13094 0 13600 CHIPOTLE MEXICAN GRILL INC COM COM 169656105 393843 215 SH SOLE 59 0 156 CISCO SYSTEMS INC COM 17275r102 3356775 62440 SH SOLE 51771 0 10669 CLOROX CO COM 189054109 1141236 8708 SH SOLE 8529 0 179 CLOUDFLARE INC CLASS A COMMON COM 18915m107 303348 4812 SH SOLE 2312 0 2500 COCA COLA COMPANY (THE) COM 191216100 2914116 52056 SH SOLE 46369 0 5687 COHEN & STEERS REAL ESTATE OPP COM 19249q103 550198 42161 SH SOLE 13087 0 29073 COHEN & STEERS TOTAL RETURN RE COM 19247r103 214997 20515 SH SOLE 17515 0 3000 COLGATE PALMOLIVE COMPANY COM 194162103 244712 3441 SH SOLE 2783 0 658 COMMVAULT SYSTEMS INC COM 204166102 817946 12098 SH SOLE 11009 0 1089 COMPASS INC CLASS A COMMON STO COM 20464u100 72500 25000 SH SOLE 0 0 25000 CONOCOPHILLIPS COMMON STOCK COM 20825c104 442804 3696 SH SOLE 1956 0 1740 CORNING INC COM 219350105 938956 30816 SH SOLE 17075 0 13741 COSTCO WHOLESALE CORP-NEW COM 22160k105 960355 1700 SH SOLE 1424 0 276 CROWN CASTLE INC COMMON STOCK COM 22822v101 1165284 12662 SH SOLE 12124 0 538 CSX CORPORATION COM COM 126408103 415641 13517 SH SOLE 4605 0 8912 CUMMINS INC COM 231021106 356398 1560 SH SOLE 1092 0 468 CVS HEALTH CORPORATION COM 126650100 1448974 20753 SH SOLE 19764 0 989 CYTODYN INC COM 23283m101 5196 28025 SH SOLE 28025 0 0 DANAHER CORPORATION COM 235851102 678554 2735 SH SOLE 2284 0 451 DECKERS OUTDOOR CORPORATION COM 243537107 800438 1557 SH SOLE 1416 0 141 DEERE & CO COM 244199105 853410 2261 SH SOLE 1912 0 349 DESKTOP METAL INC CLASS A COMM COM 25058x105 148555 101750 SH SOLE 51750 0 50000 DIGITAL REALTY TRUST INC COM 253868103 1405785 11616 SH SOLE 11416 0 200 DISCOVER FINANCIAL SERVICES COM 254709108 300379 3467 SH SOLE 2125 0 1342 DOCUMENT CAPTURE TECHNOLOGIES COM 256esc104 0 60000 SH SOLE 60000 0 0 DOMINION ENERGY INC COMMON STO COM 25746u109 1149761 25739 SH SOLE 25739 0 0 DOMINOS PIZZA INC COM 25754a201 853793 2254 SH SOLE 2058 0 196 DOW INC COMMON STOCK COM 260557103 638467 12383 SH SOLE 7455 0 4928 DUKE ENERGY CORPORATION HOLDIN COM 26441c204 1731919 19623 SH SOLE 19161 0 462 EATON VANCE NATIONAL MUNICIPAL COM 27826u108 982190 110235 SH SOLE 72175 0 38060 EATON VANCE TAX MANAGD GLBL DI COM 27829f108 172816 23449 SH SOLE 8269 0 15180 ECOLAB INC COM 278865100 2651203 15651 SH SOLE 15200 0 450 ELEVANCE HEALTH INC COM 036752103 941481 2162 SH SOLE 2101 0 61 ELI LILLY & CO COM 532457108 2810704 5233 SH SOLE 3878 0 1355 EMCOR GROUP INC COM 29084q100 846899 4025 SH SOLE 3567 0 459 EMERSON ELECTRIC CO COM 291011104 1113160 11527 SH SOLE 9379 0 2148 ENERGY TRANSFER LP COMMON UNIT COM 29273v100 491380 35024 SH SOLE 33594 0 1430 ENTERPRISE PRODUCTS PARTNERS L COM 293792107 679436 24824 SH SOLE 19132 0 5692 ESTEE LAUDER COMPANIES INC CL COM 518439104 296291 2050 SH SOLE 1883 0 167 ETSY INC COM COM 29786a106 246373 3815 SH SOLE 2515 0 1300 EXPEDITORS INTERNATIONAL OF WA COM 302130109 386418 3371 SH SOLE 3287 0 84 EXXON MOBIL CORP COM 30231g102 6614803 56258 SH SOLE 38449 0 17809 FASTENAL CO COM 311900104 288991 5289 SH SOLE 4545 0 744 FEDERAL NATIONAL MORTGAGE ASSO COM 313586109 6190 10000 SH SOLE 10000 0 0 FEDEX CORP COM 31428x106 677591 2558 SH SOLE 1883 0 675 FIRST TR ENERGY INFRASTRUCTURE COM 33738c103 920167 60777 SH SOLE 53780 0 6998 FIRST TR EXCHANGE TRADED FD II COM 33734x119 1900799 31501 SH SOLE 31501 0 0 FIRST TR EXCHANGE TRADED FD II COM 33734x143 384297 3955 SH SOLE 3855 0 100 FIRST TR EXCHANGE TRADED FD II COM 33734x184 389720 13646 SH SOLE 13646 0 0 FIRST TR EXCHANGE TRADED FD IV COM 33739q408 4527727 76199 SH SOLE 28826 0 47373 FIRST TR EXCHANGE TRADED FD IV COM 33738d879 406609 19298 SH SOLE 8266 0 11032 FIRST TR EXCHANGE TRADED FD VI COM 33740f805 204387 4860 SH SOLE 3440 0 1420 FIRST TR VALUE LINE DIVID INDE COM 33734h106 603208 16133 SH SOLE 6612 0 9521 FIRST TRUST CAPITAL STRENGTH E COM 33733e104 1571034 21337 SH SOLE 16091 0 5246 FIRST TRUST ETF DOW JONES INTE COM 33733e302 234307 1468 SH SOLE 76 0 1392 FIRST TRUST ETF NASDAQ CLEAN E COM 33733e500 339548 7965 SH SOLE 4650 0 3315 FIRST TRUST EXCHANGE TRADED FD COM 33734x846 558726 12299 SH SOLE 7953 0 4346 FIRST TRUST EXCHANGE TRADED FU COM 33740j203 302402 15015 SH SOLE 10930 0 4085 FIRST TRUST EXCHANGE TRADED FU COM 33738d408 596422 15203 SH SOLE 9030 0 6173 FIRST TRUST EXCHANGE TRADED FU COM 336920103 399567 4758 SH SOLE 2458 0 2300 FIRST TRUST LARGE CAP VALUE AL COM 33735j101 393798 6079 SH SOLE 5696 0 383 FIRST TRUST MORNINGSTAR DIVIDE COM 336917109 1332572 39850 SH SOLE 32680 0 7170 FIRST TRUST RISING DIVIDEND AC COM 33738r506 774181 16848 SH SOLE 9464 0 7384 FIRST TRUST SENIOR LOAN FUND E COM 33738d309 1397600 30555 SH SOLE 20932 0 9623 FISERV INC COMMON STOCK COM 337738108 1212061 10730 SH SOLE 7635 0 3095 FORD MOTOR CO PAR $0.01 COM 345370860 272289 21923 SH SOLE 11324 0 10599 FORTITUDE GOLD CORP COM COM 34962k100 113620 19000 SH SOLE 10000 0 9000 FRANKLIN RESOURCES INC COM 354613101 260697 10606 SH SOLE 7615 0 2991 FRANKLIN UNIVERSAL TRUST-SBI COM 355145103 3150205 496095 SH SOLE 439311 0 56784 FRONTDOOR INC COMMON STOCK COM 35905a109 806842 26376 SH SOLE 24005 0 2371 GALLAGHER ARTHUR J & CO COM 363576109 832053 3650 SH SOLE 3325 0 325 GAMCO GLOBAL GOLD NATURAL RESO COM 36465a109 362340 99000 SH SOLE 98000 0 1000 GARTNER INC COM 366651107 786523 2289 SH SOLE 2078 0 211 GENERAL DYNAMICS CORP COM 369550108 2549713 11539 SH SOLE 11439 0 100 GENERAL MILLS INC COM 370334104 697495 10900 SH SOLE 8150 0 2750 GILEAD SCIENCES INC COM 375558103 1466576 19570 SH SOLE 19570 0 0 GINKGO BIOWORKS HOLDINGS INC C COM 37611x100 144800 80000 SH SOLE 20000 0 60000 GLOBAL X FUNDS GLOBAL X LITHIU COM 37954y855 243099 4406 SH SOLE 3529 0 878 GOLDMAN SACHS GROUP INC COM 38141g104 699172 2161 SH SOLE 1549 0 612 GRANITE POINT MORTGAGE TRUST I COM 38741l107 146400 30000 SH SOLE 30000 0 0 GWG SERIES A1 WDT INTERESTS CO COM 361esc056 0 3088051 SH SOLE 2454548 0 633503 GWG SERIES C WDT INTERESTS COM COM 361esc064 0 278000 SH SOLE 178000 0 100000 GWG SERIES D WDT INTERESTS COM COM 361esc072 0 1605000 SH SOLE 505000 0 1100000 GWG SERIES E WDT COMMON STOCK COM 361esc080 0 64271 SH SOLE 41225 0 23046 HERSHEY COMPANY (THE) COM 427866108 877351 4385 SH SOLE 2345 0 2040 HOME DEPOT INC COM 437076102 3898414 12902 SH SOLE 10900 0 2002 HONEYWELL INTL INC COM 438516106 2572174 13923 SH SOLE 13233 0 690 HOULIHAN LOKEY INC CLASS A COM COM 441593100 220346 2057 SH SOLE 1582 0 475 HP INC COM COM 40434l105 314002 12218 SH SOLE 6322 0 5896 HPIL HOLDING COM 40432y109 0 400000 SH SOLE 0 0 400000 HUMANA INC COM 444859102 961013 1975 SH SOLE 1702 0 274 IMPINJ INC COM COM 453204109 346689 6300 SH SOLE 3800 0 2500 INTEGRAL TECHNOLOGIES INC COM 45810j103 0 521800 SH SOLE 521800 0 0 INTEGRATED BIOPHARMA INC COM 45811v105 5600 20000 SH SOLE 20000 0 0 INTEGRIS SECD CR FD II LLC LTD COM 45791k103 850000 850 SH SOLE 850 0 0 INTEL CORP COM 458140100 1456163 40961 SH SOLE 23287 0 17674 INTERNATIONAL BUSINESS MACHINE COM 459200101 3604499 25691 SH SOLE 18647 0 7044 INTUIT INC COM 461202103 1525156 2985 SH SOLE 1870 0 1115 INVESCO DB COMMODITY INDEX TRA COM 46138b103 20861765 835808 SH SOLE 830733 0 5075 INVESCO EXCHANGE TRADED FD TR COM 46138g474 1477766 25903 SH SOLE 24881 0 1022 INVESCO EXCHANGE TRADED FD TR COM 46138g706 287227 5546 SH SOLE 3676 0 1870 INVESCO EXCHANGE TRADED FD TR COM 46138e354 688901 11718 SH SOLE 11318 0 400 INVESCO EXCHANGE TRADED FD TR COM 46138g508 11318173 539217 SH SOLE 539217 0 0 INVESCO EXCHANGE TRADED FD TR COM 46137v233 207835 6120 SH SOLE 600 0 5520 INVESCO EXCHANGE TRADED FUND T COM 46137v142 320239 6022 SH SOLE 3985 0 2037 INVESCO EXCHANGE TRADED FUND T COM 46137v613 243880 7664 SH SOLE 3386 0 4279 INVESCO EXCHANGE TRADED FUND T COM 46137v266 11519802 382083 SH SOLE 382083 0 0 INVESCO EXCHANGE TRADED FUND T COM 46137v357 3349916 23643 SH SOLE 5539 0 18103 INVESCO QQQ TR UNIT SER 1 COM 46090e103 8116761 22655 SH SOLE 12339 0 10316 ISHARES CORE HIGH DIVIDEND ETF COM 46429b663 1735692 17552 SH SOLE 6942 0 10610 ISHARES CORE S&P 500 ETF COM 464287200 17398907 40516 SH SOLE 38003 0 2513 ISHARES CORE S&P MID CAP ETF COM 464287507 2203926 8839 SH SOLE 4662 0 4177 ISHARES CORE S&P SMALL CAP ETF COM 464287804 1365474 14476 SH SOLE 4891 0 9585 ISHARES MSCI EAFE ETF COM 464287465 528315 7666 SH SOLE 2427 0 5239 ISHARES MSCI EAFE SMALL CAP ET COM 464288273 323985 5737 SH SOLE 5281 0 456 ISHARES MSCI EMERGING MARKETS COM 464287234 352561 9290 SH SOLE 1403 0 7887 ISHARES RUSSELL 1000 GROWTH ET COM 464287614 1073484 4036 SH SOLE 3874 0 162 ISHARES RUSSELL 1000 VALUE ETF COM 464287598 523269 3447 SH SOLE 2893 0 554 ISHARES RUSSELL 2000 ETF COM 464287655 1894574 10720 SH SOLE 3060 0 7660 ISHARES S&P 500 GROWTH ETF COM 464287309 203587 2976 SH SOLE 2202 0 774 ISHARES S&P 500 VALUE ETF COM 464287408 427521 2779 SH SOLE 890 0 1889 ISHARES S&P SMALL CAP 600 VALU COM 464287879 668615 7494 SH SOLE 1000 0 6494 ISHARES SELECT DIVIDEND ETF COM 464287168 222791 2070 SH SOLE 608 0 1462 ISHARES SILVER SHARES COM 46428q109 234744 11541 SH SOLE 8841 0 2700 ISHARES TR ISHARES BIOTECHNOLO COM 464287556 297813 2435 SH SOLE 1856 0 579 ISHARES TR ISHARES CORE DIVIDE COM 46434v621 414589 8370 SH SOLE 5913 0 2458 ISHARES TR MSCI USA SMALL CAP COM 46435g433 201934 6110 SH SOLE 5747 0 363 ISHARES TREASURY FLOATING RATE COM 46434v860 1257081 24775 SH SOLE 15616 0 9159 ISHARES TRUST ISHARES 0 3 MONT COM 46436e718 1694880 16836 SH SOLE 16836 0 0 ISHARES TRUST ISHARES CORE S&P COM 464287663 1721334 23068 SH SOLE 13795 0 9273 ISHARES TRUST ISHARES INTERNAT COM 464288448 272324 10721 SH SOLE 7811 0 2910 ISHARES TRUST ISHARES MSCI USA COM 46429b697 5040762 69643 SH SOLE 69573 0 70 ISHARES TRUST ISHARES U S AERO COM 464288760 259944 2453 SH SOLE 749 0 1704 ISHARES TRUST ISHARES U S INDU COM 464287754 352005 3489 SH SOLE 300 0 3189 ISHARES U S BASIC MATERIALS ET COM 464287838 414456 3281 SH SOLE 3114 0 167 ISHARES U S ENERGY ETF COM 464287796 745837 15725 SH SOLE 14400 0 1325 ISHARES U S ETF TR ISHARES U S COM 46431w648 344930 6480 SH SOLE 2575 0 3905 ISHARES U S HEALTHCARE ETF COM 464287762 698401 2586 SH SOLE 2453 0 133 ISHARES U S MEDICAL DEVICES ET COM 464288810 344350 7100 SH SOLE 462 0 6638 ISHARES U S TECHNOLOGY ETF COM 464287721 1155555 11014 SH SOLE 8421 0 2593 J P MORGAN EXCHANGE TRADED FUN COM 46641q332 678123 12661 SH SOLE 6504 0 6157 J P MORGAN EXCHANGE-TRADED FD COM 46654q203 4086122 87068 SH SOLE 30021 0 57048 JOHN HANCOCK EXCHANGE TRADED F COM 47804j107 1293423 24395 SH SOLE 21534 0 2861 JOHN HANCOCK EXCHANGE TRADED F COM 47804j206 1206707 25501 SH SOLE 25451 0 50 JOHNSON & JOHNSON COMMON STOCK COM 478160104 6029402 38712 SH SOLE 27883 0 10830 JOUNCE THERAPEU CVR CONTRA CUS COM 481cvr017 0 176450 SH SOLE 93750 0 82700 JPMORGAN CHASE & CO COM 46625h100 4040673 27863 SH SOLE 25193 0 2670 KAYNE ANDERSON ENERGY INFRASTR COM 486606106 103970 12363 SH SOLE 830 0 11533 KAYNE ANDERSON NEXTGEN ENERGY COM 48661e108 639808 89861 SH SOLE 79038 0 10822 KBR INC COM 48242w106 789501 13395 SH SOLE 12162 0 1233 KBS REAL ESTATE INVT TR III IN COM 48668l105 96569 10730 SH SOLE 10730 0 0 KELLANOVA COMMON STOCK COM 487836108 304558 5118 SH SOLE 2703 0 2415 KIMBERLY CLARK CORP COM 494368103 244928 2027 SH SOLE 1489 0 538 KINDER MORGAN INC COM 49456b101 353903 21345 SH SOLE 18176 0 3169 KKR & CO INC COMMON STOCK COM 48251w104 440296 7148 SH SOLE 1515 0 5633 KOSMOS ENERGY LTD COMMON SHARE COM 500688106 327200 40000 SH SOLE 40000 0 0 L3HARRIS TECHNOLOGIES INC COMM COM 502431109 716504 4115 SH SOLE 2525 0 1590 LIBERTY ALL STAR EQUITY FUND S COM 530158104 65347 11038 SH SOLE 0 0 11038 LOCKHEED MARTIN CORP COM 539830109 2531055 6189 SH SOLE 5395 0 794 LOWES COMPANIES INC COM 548661107 882895 4248 SH SOLE 2443 0 1805 MANHATTAN ASSOCIATES INC COM 562750109 822463 4161 SH SOLE 3792 0 369 MARSH & MCLENNAN COMPANIES INC COM 571748102 796786 4187 SH SOLE 3811 0 376 MASTERCARD INCORPORATED COM 57636q104 1531485 3868 SH SOLE 3037 0 831 MCDONALDS CORP COM 580135101 3255293 12357 SH SOLE 10155 0 2201 MEDICAL PROPERTIES TRUST INC COM 58463j304 70170 12875 SH SOLE 8591 0 4284 MERCADOLIBRE INC COM 58733r102 285273 225 SH SOLE 178 0 47 MERCK & CO INC COM 58933y105 1540377 14962 SH SOLE 11306 0 3657 META PLATFORMS INC CLASS A COM COM 30303m102 4343738 14469 SH SOLE 10851 0 3618 METLIFE INC COM 59156r108 2609311 41477 SH SOLE 41477 0 0 MICRON TECHNOLOGY INC COM 595112103 416348 6120 SH SOLE 2305 0 3815 MICROSOFT CORP COM 594918104 16389684 51907 SH SOLE 37938 0 13970 MODERNA INC COMMON STOCK COM 60770k107 615712 5961 SH SOLE 3348 0 2613 MONDELEZ INTERNATIONAL INC COM COM 609207105 543541 7832 SH SOLE 3735 0 4097 MOODYS CORP COM 615369105 904637 2861 SH SOLE 2373 0 488 MORGAN STANLEY COM 617446448 252233 3088 SH SOLE 1943 0 1145 MURPHY USA INC COM COM 626755102 823228 2409 SH SOLE 2185 0 224 MYR GROUP INC COM 55405w104 942377 6993 SH SOLE 6429 0 564 NATIONAL BEVERAGE CORP COM 635017106 823649 17517 SH SOLE 15964 0 1553 NEKTAR THERAPEUTICS COM 640268108 107271 180105 SH SOLE 80000 0 100105 NEOS ETF TRUST NEOS ENHANCED I COM 78433h501 224256 4495 SH SOLE 4495 0 0 NERDY INC CLASS A COMMON STOCK COM 64081v109 38388 10375 SH SOLE 7775 0 2600 NET SAVINGS LINK INC COM 64112l203 60 50000 SH SOLE 0 0 50000 NEW MOUNTAIN FINANCE CORPORATI COM 647551100 365433 28219 SH SOLE 24095 0 4124 NEXTERA ENERGY INC COM 65339f101 2324637 40577 SH SOLE 37870 0 2707 NIKE INC CLASS B COM COM 654106103 744675 7788 SH SOLE 6594 0 1194 NORTHROP GRUMMAN CORP COM 666807102 860099 1954 SH SOLE 1478 0 476 NORTHWEST BIOTHERAPEUTICS INC COM 66737p600 320815 352660 SH SOLE 215700 0 136960 NUVEEN CORPORATE INCOME 2023 T COM 67079f101 303324 31795 SH SOLE 23343 0 8452 NUVEEN MUNICIPAL VALUE FUND IN COM 670928100 198240 24000 SH SOLE 24000 0 0 NUVEEN PREFERRED & SECURITIES COM 67072c105 66764 10821 SH SOLE 8821 0 2000 NVIDIA CORP COM 67066g104 4971752 11430 SH SOLE 6423 0 5006 NVR INC COM 62944t105 345871 58 SH SOLE 25 0 33 O REILLY AUTOMOTIVE INC COM 67103h107 1122442 1235 SH SOLE 1149 0 86 OLD REPUBLIC INTL CORP COM 680223104 369393 13712 SH SOLE 10922 0 2789 OMNICOM GROUP INC COM 681919106 811609 10897 SH SOLE 9509 0 1388 ORACLE CORPORATION COM 68389x105 644100 6081 SH SOLE 4380 0 1701 OXFORD SQUARE CAPITAL CORP COM COM 69181v107 410102 136247 SH SOLE 136247 0 0 PACER FDS TR PACER US SMALL CA COM 69374h857 2700840 64768 SH SOLE 21945 0 42823 PALO ALTO NETWORKS INC COMMON COM 697435105 375807 1603 SH SOLE 1015 0 588 PAYCHEX INC COM 704326107 1041429 9030 SH SOLE 7097 0 1933 PAYPAL HOLDINGS INC COM COM 70450y103 247286 4230 SH SOLE 3416 0 814 PBF ENERGY INC CLASS A COMMON COM 69318g106 804128 15022 SH SOLE 13652 0 1370 PEPSICO INC COMMON STOCK COM 713448108 2969185 17524 SH SOLE 11996 0 5528 PFIZER INC COM 717081103 577559 17412 SH SOLE 13480 0 3932 PHILIP MORRIS INTERNATIONAL IN COM 718172109 935513 10105 SH SOLE 6817 0 3288 PHILLIPS 66 COM COM 718546104 1059374 8817 SH SOLE 7247 0 1570 PIMCO ENHANCED SHORT MATURITY COM 72201r833 270358 2700 SH SOLE 2700 0 0 PIMCO EQUITY SERIES PIMCO RAFI COM 72202l389 197330 10884 SH SOLE 10884 0 0 PIMCO EQUITY SERIES PIMCO RAFI COM 72202l363 1625437 42388 SH SOLE 34198 0 8190 PIMCO EQUITY SERIES PIMCO RAFI COM 72202l371 278475 10295 SH SOLE 10295 0 0 PIONEER MUNICIPAL HIGH INCOME COM 723762100 150108 22304 SH SOLE 15004 0 7300 PIONEER NATURAL RESOURCES COMP COM 723787107 530523 2311 SH SOLE 2211 0 100 PNC FINANCIAL SVCS GROUP INC COM 693475105 1448932 11802 SH SOLE 11700 0 102 PRECISION BIOSCIENCES INC COMM COM 74019p108 218944 641500 SH SOLE 429000 0 212500 PROCTER & GAMBLE CO COM 742718109 4740832 32503 SH SOLE 16463 0 16040 PROGRESSIVE CORP-OHIO COM 743315103 1064809 7644 SH SOLE 6480 0 1164 PROSHARES S&P 500 DIVIDEND ARI COM 74348a467 922337 10416 SH SOLE 7763 0 2653 PROSHARES TR SHORT QQQ NEW COM 74347b714 110784 10173 SH SOLE 10173 0 0 PROSPECT CAPITAL CORPORATION COM 74348t102 359101 59355 SH SOLE 53355 0 6000 PRUDENTIAL FINANCIAL INC COM 744320102 1513802 15953 SH SOLE 15386 0 567 PULTEGROUP INC COM 745867101 399204 5391 SH SOLE 0 0 5391 QUALCOMM INC COM 747525103 317820 2862 SH SOLE 715 0 2147 RBB FD INC US TREASURY 3 MONTH COM 74933w452 11929388 238254 SH SOLE 220895 0 17359 REDWOOD FINANCIAL INC-MINN COM 757903109 269389 1796 SH SOLE 1496 0 300 REKOR SYSTEMS INC COMMON STOCK COM 759419104 492375 174601 SH SOLE 147594 0 27007 RELIANCE STEEL & ALUMINUM CO COM 759509102 847772 3233 SH SOLE 2885 0 348 RIVERNORTH DOUBLELINE STRATEGC COM 76882g107 95439 12066 SH SOLE 6767 0 5298 ROCKWELL AUTOMATION INC COM 773903109 479912 1679 SH SOLE 1380 0 299 ROSS STORES INC COM 778296103 815499 7220 SH SOLE 6881 0 339 RTX CORPORATION COMMON STOCK COM 75513e101 859385 11941 SH SOLE 8332 0 3609 SALESFORCE INC COMMON STOCK COM 79466l302 918188 4528 SH SOLE 3398 0 1130 SCHWAB STRATEGIC TR US DIVIDEN COM 808524797 815982 11532 SH SOLE 7469 0 4063 SECTOR SPDR TRUST SBI CONSUMER COM 81369y308 1174449 17068 SH SOLE 15970 0 1098 SELECT SECTOR SPDR FUND SHS BE COM 81369y407 433338 2692 SH SOLE 1581 0 1111 SELECT SECTOR SPDR FUND SHS BE COM 81369y100 269269 3428 SH SOLE 977 0 2451 SELECT SECTOR SPDR TRUST SHS B COM 81369y506 968856 10719 SH SOLE 5902 0 4816 SELECT SECTOR SPDR TRUST THE F COM 81369y605 331567 9996 SH SOLE 7458 0 2538 SELECT SECTOR SPDR TRUST THE H COM 81369y209 2865950 22262 SH SOLE 19797 0 2465 SELECT SECTOR SPDR TRUST THE T COM 81369y803 1324662 8081 SH SOLE 3037 0 5044 SELECT SECTOR SPDR TRUST THE U COM 81369y886 506028 8587 SH SOLE 7047 0 1540 SENSEONICS HOLDINGS INC COMMON COM 81727u105 7971 13200 SH SOLE 13200 0 0 SERVICENOW INC COM COM 81762p102 364442 652 SH SOLE 356 0 296 SHP ETF TR NEOS S&P 500 HIGH I COM 78433h303 367149 7820 SH SOLE 7690 0 130 SOUTHERN CO COM 842587107 471912 7292 SH SOLE 5775 0 1516 SPDR DOW JONES INDL AVERAGE ET COM 78467x109 341459 1019 SH SOLE 728 0 291 SPDR DOW JONES MID CAP GROWTH COM 78464a821 1192650 17250 SH SOLE 17160 0 90 SPDR DOW JONES MID CAP VALUE E COM 78464a839 419383 6466 SH SOLE 4431 0 2035 SPDR GOLD TR GOLD SHS COM 78463v107 1027671 5994 SH SOLE 3659 0 2335 SPDR S&P 500 ETF TRUST COM 78462f103 5120066 11977 SH SOLE 5992 0 5985 SPDR S&P DIVIDEND ETF COM 78464a763 3357445 29193 SH SOLE 16816 0 12376 SPDR SER TR S&P 600 SMALL CAP COM 78464a201 667493 9110 SH SOLE 9060 0 50 SPDR SERIES TRUST FACTSET INNO COM 78464a110 338982 2740 SH SOLE 132 0 2608 SPDR SERIES TRUST S&P AEROSPAC COM 78464a631 310203 2767 SH SOLE 1126 0 1641 SPDR SERIES TRUST SPDR BLOOMBE COM 78464a359 221683 3270 SH SOLE 3240 0 30 SPDR SERIES TRUST SPDR PORTFOL COM 78464a805 1132790 21581 SH SOLE 21580 0 1 SPDR SERIES TRUST SPDR PORTFOL COM 78464a847 209523 4785 SH SOLE 4785 0 0 SPDR SERIES TRUST SPDR PORTFOL COM 78464a854 4254099 84642 SH SOLE 84266 0 376 SPDR SERIES TRUST SPDR PORTFOL COM 78464a409 4019319 67802 SH SOLE 56610 0 11193 SPDR SERIES TRUST SPDR PORTFOL COM 78468r788 264498 7542 SH SOLE 2037 0 5505 SPDR SERIES TRUST SPDR PORTFOL COM 78464a508 228006 5526 SH SOLE 4302 0 1224 SPDR SERIES TRUST SPDR PORTFOL COM 78468r853 480913 13033 SH SOLE 6229 0 6804 SPDR SERIES TRUST SPDR SSGA US COM 78468r804 233669 1750 SH SOLE 310 0 1440 SSGA ACTIVE TRUST SPDR SSGA UL COM 78467v707 2823203 70107 SH SOLE 70107 0 0 STANDARD & POORS MIDCAP 400 SP COM 78467y107 1618539 3544 SH SOLE 1061 0 2483 STARBUCKS CORP COM 855244109 3243387 35536 SH SOLE 30976 0 4560 TARGET CORP COM 87612e106 371238 3357 SH SOLE 2572 0 786 TELLURIAN INC COMMON STOCK COM 87968a104 46403 40003 SH SOLE 40003 0 0 TEMPLETON EMERGING MARKETS FUN COM 880191101 777430 68738 SH SOLE 61297 0 7441 TESLA INC COMMON STOCK COM 88160r101 1330170 5316 SH SOLE 3028 0 2288 TEXAS INSTRUMENTS INCORPORATED COM 882508104 2310885 14533 SH SOLE 14018 0 515 TEXAS PACIFIC LAND CORPORATION COM 88262p102 412125 226 SH SOLE 0 0 226 THERMO FISHER SCIENTIFIC INC COM 883556102 1133444 2239 SH SOLE 1350 0 889 TJX COMPANIES INC NEW COM 872540109 421487 4742 SH SOLE 4341 0 401 TRACTOR SUPPLY CO COM 892356106 690251 3399 SH SOLE 2749 0 650 TRUIST FINANCIAL CORPORATION C COM 89832q109 2453005 85739 SH SOLE 82321 0 3418 TRUST FOR PROFESSIONAL MANAGER COM 89834g836 251317 12100 SH SOLE 11100 0 1000 ULTA BEAUTY INC COMMON STOCK COM 90384s303 566820 1419 SH SOLE 1185 0 234 UNION PACIFIC CORP COM 907818108 1820985 8943 SH SOLE 8398 0 545 UNITED PARCEL SVC INC CL B COM 911312106 1335737 8570 SH SOLE 5079 0 3491 UNITEDHEALTH GROUP INC COM 91324p102 5231524 10376 SH SOLE 9092 0 1284 US BANCORP DEL COM COM 902973304 1477790 44700 SH SOLE 43204 0 1496 VANECK ETF TR VANECK SEMICONDU COM 92189f676 333744 2302 SH SOLE 1260 0 1042 VANECK ETF TRUST VANECK MORTGA COM 92189f452 114359 10058 SH SOLE 6386 0 3672 VANGUARD ADMIRAL FDS INC S&P 5 COM 921932505 234251 949 SH SOLE 325 0 624 VANGUARD FTSE DEVELOPED MARKET COM 921943858 1271780 29089 SH SOLE 21759 0 7330 VANGUARD FTSE EMERGING MARKETS COM 922042858 204559 5217 SH SOLE 3735 0 1482 VANGUARD INDEX FUNDS SMALLCAP COM 922908595 263452 1230 SH SOLE 411 0 819 VANGUARD INDEX FUNDS VANGUARD COM 921946406 358224 3467 SH SOLE 2696 0 771 VANGUARD INDEX FUNDS VANGUARD COM 922908629 277667 1333 SH SOLE 963 0 371 VANGUARD INDEX FUNDS VANGUARD COM 922908538 398889 2048 SH SOLE 1524 0 524 VANGUARD INDEX FUNDS VANGUARD COM 922908512 238871 1824 SH SOLE 518 0 1306 VANGUARD INDEX FUNDS VANGUARD COM 922908769 5623729 26476 SH SOLE 11688 0 14788 VANGUARD INDEX FUNDS VANGUARD COM 922908744 935653 6784 SH SOLE 6091 0 692 VANGUARD MEGA CAP ETF MSCI US COM 921910873 236310 1556 SH SOLE 0 0 1556 VANGUARD S&P 500 ETF COM 922908363 894003 2277 SH SOLE 749 0 1527 VANGUARD SECTOR INDEX FDS VANG COM 92204a207 721503 3950 SH SOLE 3950 0 0 VANGUARD SECTOR INDEX FDS VANG COM 92204a702 280058 675 SH SOLE 50 0 625 VANGUARD SHORT TERM BOND ETF COM 921937827 950300 12642 SH SOLE 11353 0 1289 VANGUARD SHORT TERM CORPORATE COM 92206c409 667132 8877 SH SOLE 5147 0 3730 VANGUARD SHORT TERM INFLATION COM 922020805 854203 18067 SH SOLE 18067 0 0 VANGUARD SPECIALIZED FUNDS VAN COM 921908844 2219780 14286 SH SOLE 9754 0 4532 VANGUARD SPECIALIZED FUNDS VAN COM 922908553 326337 4313 SH SOLE 1454 0 2859 VEEVA SYSTEMS INC CL A COM COM 922475108 210571 1035 SH SOLE 109 0 926 VERIZON COMMUNICATIONS COM 92343v104 2341778 72255 SH SOLE 66283 0 5972 VERTEX PHARMACEUTICALS INC COM 92532f100 800497 2302 SH SOLE 1662 0 640 VICOR CORP COM 925815102 250283 4250 SH SOLE 2000 0 2250 VISA INC CL A COMMON STOCK COM 92826c839 4793487 20840 SH SOLE 18191 0 2650 VISHAY INTERTECHNOLOGY INC COM 928298108 828619 33520 SH SOLE 30524 0 2996 W W GRAINGER INC COM 384802104 206860 299 SH SOLE 296 0 3 WALGREEN BOOTS ALLIANCE INC CO COM 931427108 365578 16438 SH SOLE 5831 0 10606 WALMART INC COMMON STOCK COM 931142103 3800953 23766 SH SOLE 14422 0 9344 WALT DISNEY CO COM 254687106 949168 11711 SH SOLE 8098 0 3613 WASTE MANAGEMENT INC DEL COM 94106l109 459322 3013 SH SOLE 1668 0 1345 WESTERN ASSET INVESTMENT GRADE COM 95790a101 1602258 101217 SH SOLE 58140 0 43077 WEX INC COM 96208t104 769664 4092 SH SOLE 3718 0 374 WILLIAMS COMPANIES INC COM 969457100 1473095 43725 SH SOLE 42275 0 1450 WISDOMTREE CLOUD COMPUTING FUN COM 97717y691 328567 11089 SH SOLE 5585 0 5504 WISDOMTREE TR WISDOMTREE ARTIF COM 97717y543 320998 18427 SH SOLE 6612 0 11815 WISDOMTREE TRUST U S QUALITY D COM 97717x669 3692149 58153 SH SOLE 51762 0 6391 WISDOMTREE TRUST WISDOMTREE FL COM 97717y527 886396 17615 SH SOLE 14923 0 2692 WISDOMTREE TRUST WISDOMTREE U COM 97717w307 421569 6856 SH SOLE 2404 0 4452 WISDOMTREE TRUST WISDOMTREE U COM 97717w588 1881082 41117 SH SOLE 37132 0 3985 WORLD MOTO INC COM 98158h106 0 700000 SH SOLE 700000 0 0 XCEL ENERGY INC COMMON STOCK COM 98389b100 3038500 53102 SH SOLE 48546 0 4556 YUM BRANDS INC COM 988498101 911473 7295 SH SOLE 6015 0 1280 iShares 20 Year Treasury BD B COM 46436e338 231958 8029 SH SOLE 8029 0 0 AFFILIATED MANAGERS GROUP INC PFD 008252835 171716 11194 SH SOLE 9898 0 1296 CHS INC 8 CUM REDEEMABLE PFD PFD 12542r209 492286 16088 SH SOLE 15638 0 450 CHS INC PFD CL B SER 4 PFD 12542r803 2033890 80327 SH SOLE 75232 0 5096 GLADSTONE LAND CORPORATION 6.0 PFD 376549408 215196 11909 SH SOLE 10834 0 1075 HIGHLAND OPPORTUNITIES AND INC PFD 43010e503 228420 12599 SH SOLE 11058 0 1541 PROSPECT CAP CORP 5.5PFD CONV PFD 74348t441 482500 19300 SH SOLE 11400 0 7900 PROSPECT CAP CORP PFD CONV SER PFD 74348t144 204000 8160 SH SOLE 1160 0 7000 RIVERNORTH DOUBLELINE STRATEGI PFD 76882g206 189780 10826 SH SOLE 9257 0 1569