0001697934-21-000005.txt : 20211027
0001697934-21-000005.hdr.sgml : 20211027
20211027120759
ACCESSION NUMBER: 0001697934-21-000005
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210930
FILED AS OF DATE: 20211027
DATE AS OF CHANGE: 20211027
EFFECTIVENESS DATE: 20211027
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Moloney Securities Asset Management, LLC
CENTRAL INDEX KEY: 0001697934
IRS NUMBER: 371797454
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17870
FILM NUMBER: 211351700
BUSINESS ADDRESS:
STREET 1: 13537 BARRETT PARKWAY DRIVE
STREET 2: SUITE 300
CITY: MANCHESTER
STATE: MO
ZIP: 63021
BUSINESS PHONE: (314) 909-0600
MAIL ADDRESS:
STREET 1: 13537 BARRETT PARKWAY DRIVE
STREET 2: SUITE 300
CITY: MANCHESTER
STATE: MO
ZIP: 63021
13F-HR
1
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09-30-2021
09-30-2021
Moloney Securities Asset Management, LLC
13537 BARRETT PARKWAY DRIVE
SUITE 300
MANCHESTER
MO
63021
13F HOLDINGS REPORT
028-17870
N
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VP & CCO
3149090600
Jeffrey P Roseman
Manchester
MO
10-27-2021
0
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371901109
561
17000
SH
SOLE
11750
0
5250
GILEAD SCIENCES INC
COM
375558103
1383
19807
SH
SOLE
19268
0
538
GLOBAL X FDS GLOBAL X VIDEO GA
COM
37954y392
223
7957
SH
SOLE
7957
0
0
GLOBAL X FUNDS GLOBAL X LITHIU
COM
37954y855
268
3267
SH
SOLE
2360
0
907
GOLDMAN SACHS GROUP INC
COM
38141g104
671
1775
SH
SOLE
1307
0
468
GULF UNITED ENERGY INC
COM
402580104
0
128000
SH
SOLE
0
0
128000
GWG HOLDINGS INC COMMON STOCK
COM
36192a109
710
70990
SH
SOLE
52803
0
18187
HALOZYME THERAPEUTICS INC
COM
40637h109
600
14750
SH
SOLE
10750
0
4000
HERSHEY COMPANY (THE)
COM
427866108
959
5666
SH
SOLE
4692
0
973
HEWLETT PACKARD ENTERPRISE COM
COM
42824c109
1895
132984
SH
SOLE
63250
0
69734
HOME DEPOT INC
COM
437076102
4132
12588
SH
SOLE
10262
0
2325
HONEYWELL INTL INC
COM
438516106
586
2761
SH
SOLE
1862
0
899
HOULIHAN LOKEY INC CLASS A COM
COM
441593100
301
3267
SH
SOLE
2347
0
920
HP INC COM
COM
40434l105
954
34861
SH
SOLE
21709
0
13152
HPIL HOLDING
COM
40432y109
2
400000
SH
SOLE
0
0
400000
ICU MEDICAL INC
COM
44930g107
1072
4592
SH
SOLE
3881
0
711
IDEXX LABORATORIES CORP
COM
45168d104
899
1445
SH
SOLE
1194
0
251
IMPINJ INC COM
COM
453204109
2008
35150
SH
SOLE
19050
0
16100
INTEGRAL TECHNOLOGIES INC
COM
45810j103
0
521800
SH
SOLE
521800
0
0
INTEL CORP
COM
458140100
1735
32555
SH
SOLE
14999
0
17556
INTERNATIONAL BUSINESS MACHINE
COM
459200101
5373
38671
SH
SOLE
26539
0
12132
INTUIT INC
COM
461202103
3289
6097
SH
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6097
0
0
INVESCO EXCHANGE TRADED FD TR
COM
46137v852
234
1453
SH
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1453
0
0
INVESCO EXCHANGE TRADED FD TR
COM
46138e164
1156
151700
SH
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134700
0
17000
INVESCO EXCHANGE TRADED FD TR
COM
46138g706
877
10972
SH
SOLE
7715
0
3257
INVESCO EXCHANGE TRADED FD TR
COM
46138e354
876
14390
SH
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13690
0
700
INVESCO EXCHANGE TRADED FD TR
COM
46137v233
202
612
SH
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60
0
552
INVESCO EXCHANGE TRADED FUND T
COM
46137v142
416
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SH
SOLE
5233
0
2375
INVESCO EXCHANGE TRADED FUND T
COM
46137v613
294
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SH
SOLE
879
0
977
INVESCO EXCHANGE TRADED FUND T
COM
46137v357
3565
23792
SH
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4174
0
19618
INVESCO EXCHANGE TRADED SELF I
COM
46138j619
328
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SH
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6612
0
462
INVESCO QQQ TR UNIT SER 1
COM
46090e103
6583
18391
SH
SOLE
9713
0
8678
ISHARES CORE HIGH DIVIDEND ETF
COM
46429b663
1448
15365
SH
SOLE
4294
0
11071
ISHARES CORE S&P 500 ETF
COM
464287200
3387
7862
SH
SOLE
5144
0
2718
ISHARES CORE S&P MID CAP ETF
COM
464287507
2778
10560
SH
SOLE
5961
0
4599
ISHARES CORE S&P SMALL CAP ETF
COM
464287804
1468
13441
SH
SOLE
3992
0
9450
ISHARES GLOBAL HEALTHCARE ETF
COM
464287325
220
2626
SH
SOLE
1458
0
1168
ISHARES IBOXX $ INVESTMENT GRA
COM
464287242
6001
45111
SH
SOLE
44845
0
266
ISHARES MICRO CAP ETF
COM
464288869
290
2012
SH
SOLE
655
0
1357
ISHARES MSCI EAFE ETF
COM
464287465
930
11919
SH
SOLE
3704
0
8215
ISHARES MSCI EAFE SMALL CAP ET
COM
464288273
431
5795
SH
SOLE
5412
0
383
ISHARES MSCI EMERGING MARKETS
COM
464287234
524
10400
SH
SOLE
2795
0
7605
ISHARES RUSSELL 1000 GROWTH ET
COM
464287614
1404
5124
SH
SOLE
4921
0
203
ISHARES RUSSELL 1000 VALUE ETF
COM
464287598
471
3011
SH
SOLE
2457
0
554
ISHARES RUSSELL 2000 ETF
COM
464287655
4399
20110
SH
SOLE
11743
0
8367
ISHARES RUSSELL MID CAP GROWTH
COM
464287481
204
1822
SH
SOLE
1822
0
0
ISHARES S&P 100 ETF
COM
464287101
234
1185
SH
SOLE
300
0
885
ISHARES S&P 500 VALUE ETF
COM
464287408
464
3192
SH
SOLE
944
0
2248
ISHARES S&P MID CAP 400 VALUE
COM
464287705
2005
19455
SH
SOLE
18849
0
607
ISHARES S&P SMALL CAP 600 GROW
COM
464287887
2078
15978
SH
SOLE
15978
0
0
ISHARES S&P SMALL CAP 600 VALU
COM
464287879
3357
33347
SH
SOLE
20391
0
12956
ISHARES SELECT DIVIDEND ETF
COM
464287168
283
2463
SH
SOLE
674
0
1789
ISHARES TR ISHARES BIOTECHNOLO
COM
464287556
448
2772
SH
SOLE
1320
0
1452
ISHARES TR ISHARES CORE DIVIDE
COM
46434v621
253
5028
SH
SOLE
4770
0
258
ISHARES TR ISHARES SEMICONDUCT
COM
464287523
233
523
SH
SOLE
473
0
50
ISHARES TR MSCI USA SMALL CAP
COM
46435g433
361
9746
SH
SOLE
8956
0
790
ISHARES TRUST ISHARES CORE S&P
COM
464287663
1342
18931
SH
SOLE
8848
0
10083
ISHARES TRUST ISHARES INTERNAT
COM
464288448
265
8710
SH
SOLE
6121
0
2588
ISHARES TRUST ISHARES MSCI USA
COM
46429b697
4259
57942
SH
SOLE
57862
0
80
ISHARES TRUST ISHARES PREFERRE
COM
464288687
325
8374
SH
SOLE
5860
0
2514
ISHARES TRUST ISHARES U S AERO
COM
464288760
322
3089
SH
SOLE
1096
0
1993
ISHARES TRUST ISHARES U S INDU
COM
464287754
511
4770
SH
SOLE
1481
0
3289
ISHARES TRUST ISHARES U S TREA
COM
46429b267
202
7618
SH
SOLE
7491
0
127
ISHARES U S BASIC MATERIALS ET
COM
464287838
1885
15133
SH
SOLE
15133
0
0
ISHARES U S ETF TR EVOLVED U S
COM
46431w648
278
4980
SH
SOLE
1775
0
3205
ISHARES U S FINANCIALS ETF
COM
464287788
3570
43243
SH
SOLE
43243
0
0
ISHARES U S HEALTHCARE ETF
COM
464287762
3239
11737
SH
SOLE
11667
0
70
ISHARES U S MEDICAL DEVICES ET
COM
464288810
637
10146
SH
SOLE
2250
0
7896
ISHARES U S REAL ESTATE ETF
COM
464287739
5496
53675
SH
SOLE
53527
0
148
ISHARES U S TECHNOLOGY ETF
COM
464287721
5381
53137
SH
SOLE
48908
0
4230
ISHARES U S UTILITIES ETF
COM
464287697
224
2836
SH
SOLE
2290
0
546
J P MORGAN EXCHANGE TRADED FUN
COM
46641q761
487
11903
SH
SOLE
11903
0
0
JOHN HANCOCK EXCHANGE TRADED F
COM
47804j107
1289
23695
SH
SOLE
21725
0
1970
JOHN HANCOCK EXCHANGE TRADED F
COM
47804j206
1471
28488
SH
SOLE
28488
0
0
JOHN WILEY & SONS INC-CL A
COM
968223206
1347
25800
SH
SOLE
17200
0
8600
JOHNSON & JOHNSON
COM
478160104
8706
53907
SH
SOLE
41202
0
12706
JOUNCE THERAPEUTICS INC COMMON
COM
481116101
2097
282250
SH
SOLE
203750
0
78500
JPMORGAN CHASE & CO
COM
46625h100
4534
27696
SH
SOLE
23371
0
4325
KAYNE ANDERSON ENERGY INFRASTR
COM
486606106
84
10463
SH
SOLE
0
0
10463
KAYNE ANDERSON NEXTGEN ENERGY
COM
48661e108
668
91777
SH
SOLE
78786
0
12991
KELLOGG CO
COM
487836108
201
3150
SH
SOLE
2150
0
1000
KEYCORP NEW
COM
493267108
1318
60972
SH
SOLE
60972
0
0
KEYSIGHT TECHNOLOGIES INC COM
COM
49338l103
878
5345
SH
SOLE
4401
0
944
KIMBERLY CLARK CORP
COM
494368103
339
2558
SH
SOLE
1570
0
988
KKR & CO INC COMMON STOCK
COM
48251w104
447
7334
SH
SOLE
1515
0
5819
KOSMOS ENERGY LTD COMMON SHARE
COM
500688106
84
28500
SH
SOLE
28500
0
0
L3HARRIS TECHNOLOGIES INC COMM
COM
502431109
804
3653
SH
SOLE
2143
0
1510
LABOR SMART INC
COM
50541a108
1
300000
SH
SOLE
0
0
300000
LABORATORY CORP AMER HLDGS
COM
50540r409
635
2257
SH
SOLE
1632
0
625
LIBERTY BROADBAND CORPORATION
COM
530307305
254
1470
SH
SOLE
1470
0
0
LIGHTSTONE VALUE PLUS REAL EST
COM
53227l109
338
42050
SH
SOLE
39361
0
2688
LIPOCINE INC
COM
53630x104
33
30000
SH
SOLE
30000
0
0
LOCKHEED MARTIN CORP
COM
539830109
2187
6336
SH
SOLE
5483
0
853
LOWES COMPANIES INC
COM
548661107
933
4600
SH
SOLE
2693
0
1907
LULULEMON ATHLETICA INC
COM
550021109
202
499
SH
SOLE
440
0
59
MARAVAI LIFESCIENCES HOLDINGS
COM
56600d107
871
17750
SH
SOLE
10850
0
6900
MARSH & MCLENNAN COMPANIES INC
COM
571748102
918
6061
SH
SOLE
4981
0
1080
MASTERCARD INCORPORATED
COM
57636q104
779
2240
SH
SOLE
1170
0
1070
MCDONALDS CORP
COM
580135101
3278
13596
SH
SOLE
10925
0
2671
MERCK & CO INC
COM
58933y105
1438
19149
SH
SOLE
12661
0
6489
METLIFE INC
COM
59156r108
2133
34547
SH
SOLE
34547
0
0
MICRON TECHNOLOGY INC
COM
595112103
502
7072
SH
SOLE
2627
0
4445
MICROSOFT CORP
COM
594918104
16665
59113
SH
SOLE
40447
0
18666
MODERNA INC COMMON STOCK
COM
60770k107
5097
13243
SH
SOLE
6143
0
7100
MONDELEZ INTERNATIONAL INC COM
COM
609207105
404
6950
SH
SOLE
3725
0
3225
MOODYS CORP
COM
615369105
1081
3045
SH
SOLE
2175
0
870
MOTOROLA SOLUTIONS INC
COM
620076307
881
3793
SH
SOLE
3106
0
688
NERDY INC CLASS A COMMON STOCK
COM
64081v109
111
11150
SH
SOLE
5675
0
5475
NET SAVINGS LINK INC
COM
64112l203
1
50000
SH
SOLE
0
0
50000
NETFLIX INC COM
COM
64110l106
380
622
SH
SOLE
139
0
483
NEW MOUNTAIN FINANCE CORPORATI
COM
647551100
347
26093
SH
SOLE
20518
0
5575
NEXTERA ENERGY INC
COM
65339f101
3117
39697
SH
SOLE
36990
0
2707
NIKE INC CLASS B COM
COM
654106103
1103
7595
SH
SOLE
6805
0
790
NORTHROP GRUMMAN CORP
COM
666807102
321
890
SH
SOLE
403
0
487
NORTHWEST BIOTHERAPEUTICS INC
COM
66737p600
215
168265
SH
SOLE
66100
0
102165
NUCOR CORP
COM
670346105
4022
40841
SH
SOLE
40791
0
50
NUVEEN CREDIT STRATEGIES INCOM
COM
67073d102
79
12000
SH
SOLE
1667
0
10333
NUVEEN MUNICIPAL VALUE FUND IN
COM
670928100
136
11988
SH
SOLE
11988
0
0
NUVEEN PREFERRED & INCOME OPPO
COM
67073b106
113
11384
SH
SOLE
7984
0
3400
NVIDIA CORP
COM
67066g104
5892
28444
SH
SOLE
22199
0
6245
NVR INC
COM
62944t105
307
64
SH
SOLE
12
0
52
OLD REPUBLIC INTL CORP
COM
680223104
276
11926
SH
SOLE
9599
0
2327
OLLIE S BARGAIN OUTLET HOLDING
COM
681116109
336
5567
SH
SOLE
4560
0
1007
ORACLE CORPORATION
COM
68389x105
561
6438
SH
SOLE
4303
0
2135
OXFORD SQUARE CAPITAL CORP COM
COM
69181v107
602
148549
SH
SOLE
133014
0
15535
PACIFIC OAK STRATEGIC OPPORTUN
COM
694701103
103
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SOLE
10606
0
0
PALANTIR TECHNOLOGIES INC CLAS
COM
69608a108
355
14776
SH
SOLE
3081
0
11695
PALO ALTO NETWORKS INC COMMON
COM
697435105
337
703
SH
SOLE
501
0
202
PAYPAL HOLDINGS INC COM
COM
70450y103
757
2911
SH
SOLE
1964
0
947
PEPSICO INC COMMON STOCK
COM
713448108
3858
25648
SH
SOLE
19235
0
6413
PFIZER INC
COM
717081103
1129
26260
SH
SOLE
15920
0
10340
PHILIP MORRIS INTERNATIONAL IN
COM
718172109
954
10063
SH
SOLE
6565
0
3498
PIMCO ENHANCED SHORT MATURITY
COM
72201r833
238
2338
SH
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2150
0
187
PIMCO EQUITY SERIES PIMCO RAFI
COM
72202l389
378
12853
SH
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12853
0
0
PIMCO EQUITY SERIES PIMCO RAFI
COM
72202l363
1934
50166
SH
SOLE
42954
0
7211
PIMCO EQUITY SERIES PIMCO RAFI
COM
72202l371
286
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SH
SOLE
9771
0
0
PIONEER MUNICIPAL HIGH INCOME
COM
723762100
174
14962
SH
SOLE
8262
0
6700
PLAINS ALL AMERICAN PIPELINE L
COM
726503105
114
11166
SH
SOLE
9848
0
1318
PNC FINANCIAL SVCS GROUP INC
COM
693475105
1554
7943
SH
SOLE
7841
0
102
PRECISION BIOSCIENCES INC COMM
COM
74019p108
4329
375125
SH
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230625
0
144500
PRIORITY INCOME FUND INC COM C
COM
74272v305
161
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SH
SOLE
7325
0
5566
PROCORE TECHNOLOGIES INC COMMO
COM
74275k108
414
4633
SH
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3823
0
810
PROCTER & GAMBLE CO
COM
742718109
6161
44067
SH
SOLE
25052
0
19014
PROGRESSIVE CORP-OHIO
COM
743315103
480
5307
SH
SOLE
3825
0
1482
PROSHARES S&P 500 DIVIDEND ARI
COM
74348a467
455
5139
SH
SOLE
4539
0
600
PRUDENTIAL FINANCIAL INC
COM
744320102
1350
12831
SH
SOLE
12664
0
167
QUALCOMM INC
COM
747525103
498
3863
SH
SOLE
1343
0
2520
QUEST DIAGNOSTICS INC
COM
74834l100
705
4852
SH
SOLE
4672
0
180
RAYTHEON TECHNOLOGIES CORPORAT
COM
75513e101
500
5820
SH
SOLE
3103
0
2717
REDWOOD FINANCIAL INC-MINN
COM
757903109
338
2250
SH
SOLE
150
0
2100
REKOR SYSTEMS INC COMMON STOCK
COM
759419104
934
81297
SH
SOLE
55490
0
25807
RINGCENTRAL INC CL A
COM
76680r206
505
2320
SH
SOLE
100
0
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ROCKWELL AUTOMATION INC
COM
773903109
1001
3403
SH
SOLE
2512
0
891
ROSS STORES INC
COM
778296103
527
4838
SH
SOLE
4630
0
208
S&P GLOBAL INC COM
COM
78409v104
911
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SH
SOLE
1760
0
383
SALESFORCE.COM INC
COM
79466l302
1878
6925
SH
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4481
0
2444
SCHRODINGER INC COMMON STOCK
COM
80810d103
717
13120
SH
SOLE
8870
0
4250
SECTOR SPDR TRUST SBI CONSUMER
COM
81369y308
1188
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SH
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0
2686
SELECT SECTOR SPDR FUND SHS BE
COM
81369y407
937
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SH
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2921
0
2298
SELECT SECTOR SPDR FUND SHS BE
COM
81369y100
250
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SH
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0
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SELECT SECTOR SPDR TRUST THE C
COM
81369y852
856
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SH
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0
0
SELECT SECTOR SPDR TRUST THE F
COM
81369y605
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SH
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SELECT SECTOR SPDR TRUST THE H
COM
81369y209
2824
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SH
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SELECT SECTOR SPDR TRUST THE T
COM
81369y803
1746
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SH
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0
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SELECT SECTOR SPDR TRUST THE U
COM
81369y886
246
3855
SH
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2307
0
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SENSEONICS HOLDINGS INC COMMON
COM
81727u105
58
17200
SH
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17200
0
0
SERVICESOURCE INTERNATIONAL IN
COM
81763u100
18
13000
SH
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0
0
13000
SIMON PROPERTY GROUP INC
COM
828806109
711
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SH
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1238
0
4236
SMARTSTOP SELF STORAGE REIT IN
COM
83192d105
177
17035
SH
SOLE
17035
0
0
SORRENTO THERAPEUTICS INC
COM
83587f202
330
43200
SH
SOLE
24700
0
18500
SOUTHERN CO
COM
842587107
417
6727
SH
SOLE
4843
0
1883
SOUTHWEST AIRLINES CO
COM
844741108
245
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SH
SOLE
2018
0
2753
SPDR DOW JONES MID CAP GROWTH
COM
78464a821
1314
17373
SH
SOLE
16837
0
536
SPDR DOW JONES MID CAP VALUE E
COM
78464a839
348
5250
SH
SOLE
2830
0
2420
SPDR DOW JONES REIT ETF
COM
78464a607
271
2569
SH
SOLE
808
0
1761
SPDR GOLD TR GOLD SHS
COM
78463v107
994
6055
SH
SOLE
4359
0
1696
SPDR INDEX SHS FDS MSCI ACWI E
COM
78463x848
214
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SH
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0
135
SPDR S&P 500 ETF TRUST
COM
78462f103
5756
13413
SH
SOLE
7486
0
5926
SPDR S&P 600 SMALL CAP ETF USD
COM
78464a813
277
2929
SH
SOLE
595
0
2334
SPDR S&P DIVIDEND ETF
COM
78464a763
3340
28411
SH
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15153
0
13258
SPDR SER TR S&P 600 SMALL CAP
COM
78464a201
299
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SH
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0
50
SPDR SER TR S&P BIOTECH ETF
COM
78464a870
273
2173
SH
SOLE
386
0
1787
SPDR SERIES TRUST FACTSET INNO
COM
78464a110
590
2735
SH
SOLE
366
0
2369
SPDR SERIES TRUST HLTH CR EQUI
COM
78464a581
334
2666
SH
SOLE
658
0
2008
SPDR SERIES TRUST S&P AEROSPAC
COM
78464a631
499
4180
SH
SOLE
1879
0
2301
SPDR SERIES TRUST SPDR BLOOMBE
COM
78468r663
1279
13989
SH
SOLE
10602
0
3387
SPDR SERIES TRUST SPDR BLOOMBE
COM
78464a359
968
11338
SH
SOLE
11273
0
65
SPDR SERIES TRUST SPDR PORTFOL
COM
78464a649
294
9845
SH
SOLE
8645
0
1200
SPDR SERIES TRUST SPDR PORTFOL
COM
78464a805
1396
26343
SH
SOLE
26343
0
0
SPDR SERIES TRUST SPDR PORTFOL
COM
78464a847
224
4853
SH
SOLE
4738
0
115
SPDR SERIES TRUST SPDR PORTFOL
COM
78464a854
1465
29039
SH
SOLE
27475
0
1564
SPDR SERIES TRUST SPDR PORTFOL
COM
78464a409
6522
101867
SH
SOLE
85566
0
16301
SPDR SERIES TRUST SPDR PORTFOL
COM
78468r788
295
7536
SH
SOLE
2253
0
5283
SPDR SERIES TRUST SPDR PORTFOL
COM
78464a508
405
10382
SH
SOLE
7125
0
3257
SPDR SERIES TRUST SPDR PORTFOL
COM
78468r853
462
10855
SH
SOLE
10855
0
0
SPDR SERIES TRUST SPDR PORTFOL
COM
78468r101
226
7368
SH
SOLE
6748
0
620
SPDR SERIES TRUST SPDR SSGA US
COM
78468r804
300
2252
SH
SOLE
320
0
1932
SQUARE INC CLASS A COM
COM
852234103
5482
22855
SH
SOLE
10979
0
11876
SSGA ACTIVE ETF TR SPDR DOUBLE
COM
78467v848
236
4880
SH
SOLE
4335
0
545
SSGA ACTIVE TR SPDR DOUBLELINE
COM
78470p200
760
15334
SH
SOLE
15334
0
0
SSGA ACTIVE TRUST SPDR SSGA UL
COM
78467v707
1179
29139
SH
SOLE
29139
0
0
STANDARD & POORS MIDCAP 400 SP
COM
78467y107
3282
6826
SH
SOLE
4688
0
2138
STARBUCKS CORP
COM
855244109
4381
39714
SH
SOLE
31614
0
8101
STRYKER CORP
COM
863667101
1145
4340
SH
SOLE
3616
0
724
SYSCO CORP
COM
871829107
279
3559
SH
SOLE
1884
0
1675
TARGET CORP
COM
87612e106
709
3101
SH
SOLE
2188
0
913
TEKLA HEALTHCARE INVS SH BEN I
COM
87911j103
259
10136
SH
SOLE
3097
0
7040
TELLURIAN INC COMMON STOCK
COM
87968a104
117
30000
SH
SOLE
30000
0
0
TEMPLETON EMERGING MARKETS FUN
COM
880191101
1114
65636
SH
SOLE
58550
0
7085
TESLA INC COMMON STOCK
COM
88160r101
983
1268
SH
SOLE
578
0
690
TEXAS INSTRUMENTS INCORPORATED
COM
882508104
2288
11904
SH
SOLE
11419
0
485
TEXAS PACIFIC LAND CORPORATION
COM
88262p102
385
318
SH
SOLE
0
0
318
THERMO FISHER SCIENTIFIC INC
COM
883556102
2330
4078
SH
SOLE
2891
0
1187
TJX COMPANIES INC NEW
COM
872540109
372
5641
SH
SOLE
5126
0
515
TOMPKINS FINANCIAL CORPORATION
COM
890110109
364
4500
SH
SOLE
4500
0
0
TRACTOR SUPPLY CO
COM
892356106
622
3070
SH
SOLE
2200
0
870
TRUIST FINANCIAL CORPORATION C
COM
89832q109
2586
44086
SH
SOLE
42313
0
1773
UBER TECHNOLOGIES INC COMMON S
COM
90353t100
342
7635
SH
SOLE
5070
0
2565
UNION PACIFIC CORP
COM
907818108
1010
5151
SH
SOLE
4718
0
433
UNITED PARCEL SVC INC CL B
COM
911312106
1685
9254
SH
SOLE
4796
0
4459
UNITEDHEALTH GROUP INC
COM
91324p102
4383
11218
SH
SOLE
9623
0
1594
UNITY BIOTECHNOLOGY INC COMMON
COM
91381u101
63
21000
SH
SOLE
21000
0
0
UPSTART HOLDINGS INC COMMON ST
COM
91680m107
651
2057
SH
SOLE
1532
0
525
US BANCORP DEL COM
COM
902973304
2257
37964
SH
SOLE
35876
0
2088
US ECOLOGY INC COMMON STOCK
COM
91734m103
259
8000
SH
SOLE
8000
0
0
VANECK ETF TR VANECK SEMICONDU
COM
92189f676
318
1241
SH
SOLE
660
0
581
VANGUARD FTSE DEVELOPED MARKET
COM
921943858
1325
26249
SH
SOLE
18976
0
7273
VANGUARD FTSE EMERGING MARKETS
COM
922042858
327
6533
SH
SOLE
5272
0
1261
VANGUARD INDEX FUNDS SMALLCAP
COM
922908595
205
730
SH
SOLE
155
0
575
VANGUARD INDEX FUNDS VANGUARD
COM
921946406
314
3042
SH
SOLE
1410
0
1633
VANGUARD INDEX FUNDS VANGUARD
COM
922908629
1985
8386
SH
SOLE
2026
0
6360
VANGUARD INDEX FUNDS VANGUARD
COM
922908538
216
913
SH
SOLE
165
0
748
VANGUARD INDEX FUNDS VANGUARD
COM
922908512
363
2599
SH
SOLE
769
0
1830
VANGUARD MEGA CAP ETF MSCI US
COM
921910873
258
1690
SH
SOLE
0
0
1690
VANGUARD S&P 500 ETF
COM
922908363
595
1510
SH
SOLE
439
0
1071
VANGUARD SECTOR INDEX FDS VANG
COM
92204a108
705
2275
SH
SOLE
2067
0
208
VANGUARD SECTOR INDEX FDS VANG
COM
92204a207
444
2476
SH
SOLE
2476
0
0
VANGUARD SHORT TERM INFLATION
COM
922020805
674
12824
SH
SOLE
12824
0
0
VANGUARD SPECIALIZED FUNDS VAN
COM
921908844
874
5693
SH
SOLE
3730
0
1962
VANGUARD SPECIALIZED FUNDS VAN
COM
922908553
506
4973
SH
SOLE
1291
0
3682
VANGUARD TOTAL BOND MARKET ETF
COM
921937835
1131
13242
SH
SOLE
12295
0
947
VEEVA SYSTEMS INC CL A COM
COM
922475108
281
976
SH
SOLE
76
0
900
VERIZON COMMUNICATIONS
COM
92343v104
3190
59054
SH
SOLE
49919
0
9135
VISA INC CL A COMMON STOCK
COM
92826c839
5695
25566
SH
SOLE
21518
0
4049
WALGREEN BOOTS ALLIANCE INC CO
COM
931427108
737
15662
SH
SOLE
5455
0
10207
WALMART INC COMMON STOCK
COM
931142103
2772
19889
SH
SOLE
9394
0
10495
WALT DISNEY CO
COM
254687106
2666
15762
SH
SOLE
9970
0
5792
WASTE MANAGEMENT INC DEL
COM
94106l109
636
4261
SH
SOLE
2352
0
1909
WELLS FARGO & CO
COM
949746101
323
6962
SH
SOLE
2633
0
4329
WELLTOWER INC COMMON STOCK
COM
95040q104
222
2692
SH
SOLE
1545
0
1147
WISDOMTREE CLOUD COMPUTING FUN
COM
97717y691
1174
20373
SH
SOLE
7929
0
12444
WISDOMTREE EMERGING CURRENCY S
COM
97717w133
183
10270
SH
SOLE
9899
0
371
WISDOMTREE TRUST U S QUALITY D
COM
97717x669
3128
53168
SH
SOLE
41995
0
11173
WISDOMTREE TRUST WISDOMTREE GR
COM
97717y717
205
4450
SH
SOLE
4217
0
233
WISDOMTREE TRUST WISDOMTREE U
COM
97717w307
213
1783
SH
SOLE
453
0
1330
WISDOMTREE TRUST WISDOMTREE U
COM
97717w588
2027
44073
SH
SOLE
44073
0
0
WISDOMTREE TRUST WISDOMTREE U
COM
97717w505
311
7505
SH
SOLE
4556
0
2949
WISDOMTREE TRUST WISDOMTREE U
COM
97717w109
243
2067
SH
SOLE
897
0
1170
WORLD MOTO INC
COM
98158h106
0
700000
SH
SOLE
700000
0
0
WYNN RESORTS LTD
COM
983134107
220
2590
SH
SOLE
2065
0
525
XCEL ENERGY INC COMMON STOCK
COM
98389b100
2968
47492
SH
SOLE
40455
0
7037
ZOETIS INC CL A
COM
98978v103
1259
6485
SH
SOLE
4674
0
1811
CHS INC 8 CUM REDEEMABLE PFD
PFD
12542r209
283
9168
SH
SOLE
7418
0
1750
CHS INC PFD CL B SER 4
PFD
12542r803
2028
69425
SH
SOLE
64808
0
4617
GWG HLDGS INC PFD 7 DTD
PFD
36192a836
525
525
SH
SOLE
525
0
0
GWG HLDGS INC PFD 7 DTD
PFD
36192a844
470
470
SH
SOLE
470
0
0
GWG HLDGS INC SER 2 PFD 7 DTD
PFD
36192a687
1173
1173
SH
SOLE
110
0
1063