0001697934-20-000001.txt : 20200206
0001697934-20-000001.hdr.sgml : 20200206
20200206172621
ACCESSION NUMBER: 0001697934-20-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200206
DATE AS OF CHANGE: 20200206
EFFECTIVENESS DATE: 20200206
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Moloney Securities Asset Management, LLC
CENTRAL INDEX KEY: 0001697934
IRS NUMBER: 371797454
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17870
FILM NUMBER: 20583715
BUSINESS ADDRESS:
STREET 1: 13537 BARRETT PARKWAY DRIVE
STREET 2: SUITE 300
CITY: MANCHESTER
STATE: MO
ZIP: 63021
BUSINESS PHONE: (314) 909-0600
MAIL ADDRESS:
STREET 1: 13537 BARRETT PARKWAY DRIVE
STREET 2: SUITE 300
CITY: MANCHESTER
STATE: MO
ZIP: 63021
13F-HR
1
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12-31-2019
12-31-2019
Moloney Securities Asset Management, LLC
13537 BARRETT PARKWAY DRIVE
SUITE 300
MANCHESTER
MO
63021
13F HOLDINGS REPORT
028-17870
N
Jeff Roseman
VP & CCO
314-909-0600
Jeff P. Roseman
Manchester
MO
02-06-2020
0
354
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SH
SOLE
6621
0
343
ISHARES RUSSELL 1000 VALUE ETF
COM
464287598
457
3351
SH
SOLE
2494
0
857
ISHARES RUSSELL 2000 ETF
COM
464287655
2034
12278
SH
SOLE
2378
0
9900
ISHARES S&P 500 GROWTH ETF
COM
464287309
601
3102
SH
SOLE
3102
0
0
ISHARES S&P 500 VALUE ETF
COM
464287408
486
3739
SH
SOLE
1729
0
2010
ISHARES S&P SMALL CAP 600 VALU
COM
464287879
725
4508
SH
SOLE
4
0
4504
ISHARES SELECT DIVIDEND ETF
COM
464287168
513
4854
SH
SOLE
1789
0
3065
ISHARES TR CORE MSCI TOTAL INT
COM
46432f834
788
12726
SH
SOLE
12726
0
0
ISHARES TR ISHARES CORE 1 5 YE
COM
46432f859
265
5266
SH
SOLE
5266
0
0
ISHARES TR ISHARES CORE DIVIDE
COM
46434v621
512
12177
SH
SOLE
11725
0
452
ISHARES TR ISHARES CORE TOTAL
COM
46434v613
1499
28773
SH
SOLE
28773
0
0
ISHARES TR ISHARES EDGE MSCI U
COM
46432f396
357
2840
SH
SOLE
2815
0
25
ISHARES TRUST ISHARES CORE S&P
COM
464287663
1195
18966
SH
SOLE
8883
0
10083
ISHARES TRUST ISHARES EDGE MSC
COM
46429b697
2736
41701
SH
SOLE
41651
0
50
ISHARES TRUST ISHARES FLOATING
COM
46429b655
263
5163
SH
SOLE
5163
0
0
ISHARES TRUST ISHARES NORTH AM
COM
464287374
204
6786
SH
SOLE
1424
0
5362
ISHARES TRUST ISHARES U S AERO
COM
464288760
312
1405
SH
SOLE
350
0
1055
ISHARES TRUST ISHARES U S INDU
COM
464287754
238
1422
SH
SOLE
70
0
1352
ISHARES U S ETF TR SHORT MATUR
COM
46431w507
322
6404
SH
SOLE
6284
0
120
ISHARES U S MEDICAL DEVICES ET
COM
464288810
421
1593
SH
SOLE
21
0
1572
ISHARES U S TECHNOLOGY ETF
COM
464287721
1431
6154
SH
SOLE
5207
0
947
ISHARES U S UTILITIES ETF
COM
464287697
296
1826
SH
SOLE
1475
0
351
J P MORGAN EXCHANGE TRADED FD
COM
46641q837
222
4400
SH
SOLE
4400
0
0
JABIL INC COMMON STOCK
COM
466313103
347
8398
SH
SOLE
8101
0
297
JOHN HANCOCK EXCHANGE TRADED F
COM
47804j107
456
11070
SH
SOLE
11070
0
0
JOHNSON & JOHNSON
COM
478160104
7715
52887
SH
SOLE
37853
0
15034
JPMORGAN CHASE & CO
COM
46625h100
1455
10440
SH
SOLE
4996
0
5444
KEYCORP NEW
COM
493267108
1154
57032
SH
SOLE
57032
0
0
KEYSIGHT TECHNOLOGIES INC COM
COM
49338l103
332
3237
SH
SOLE
3121
0
116
KIMBERLY CLARK CORP
COM
494368103
417
3033
SH
SOLE
2158
0
875
KINDER MORGAN INC
COM
49456b101
257
12147
SH
SOLE
9302
0
2846
KKR & CO INC CLASS A COMMON ST
COM
48251w104
205
7028
SH
SOLE
250
0
6778
L3HARRIS TECHNOLOGIES INC COMM
COM
502431109
386
1952
SH
SOLE
1872
0
80
LIBERTY BROADBAND CORPORATION
COM
530307305
209
1664
SH
SOLE
1630
0
34
LIGHTSTONE VALUE PLUS REAL EST
COM
53227l109
420
42050
SH
SOLE
42050
0
0
LOCKHEED MARTIN CORP
COM
539830109
1617
4154
SH
SOLE
3386
0
768
LOWES COMPANIES INC
COM
548661107
223
1863
SH
SOLE
743
0
1120
MADISON COVERED CALL & EQUITY
COM
557437100
80
12114
SH
SOLE
12114
0
0
MASTERCARD INCORPORATED
COM
57636q104
610
2042
SH
SOLE
1007
0
1035
MCDONALDS CORP
COM
580135101
948
4796
SH
SOLE
2466
0
2329
MEDALIST DIVERSIFIED REIT INC
COM
58403p105
55
15845
SH
SOLE
14295
0
1550
MERCK & CO INC
COM
58933y105
3346
36789
SH
SOLE
29389
0
7400
MICRON TECHNOLOGY INC
COM
595112103
333
6201
SH
SOLE
2993
0
3208
MICROSOFT CORP
COM
594918104
8019
50847
SH
SOLE
25681
0
25166
MODERNA INC COMMON STOCK
COM
60770k107
708
36200
SH
SOLE
8700
0
27500
MONDELEZ INTERNATIONAL INC COM
COM
609207105
430
7807
SH
SOLE
4239
0
3568
MOODYS CORP
COM
615369105
742
3127
SH
SOLE
1758
0
1369
NATIONAL STORAGE AFFILIATES TR
COM
637870106
324
9647
SH
SOLE
9303
0
344
NEOGENOMICS INC
COM
64049m209
371
12677
SH
SOLE
12226
0
451
NETFLIX COM INC
COM
64110l106
235
726
SH
SOLE
218
0
508
NEW MOUNTAIN FINANCE CORPORATI
COM
647551100
213
15501
SH
SOLE
13542
0
1959
NEXTERA ENERGY INC
COM
65339f101
1127
4655
SH
SOLE
4020
0
635
NIKE INC CLASS B COM
COM
654106103
1411
13932
SH
SOLE
10518
0
3414
NORTHROP GRUMMAN CORP
COM
666807102
421
1224
SH
SOLE
644
0
580
NOW INC
COM
67011p100
126
11187
SH
SOLE
5525
0
5662
NUVEEN CREDIT STRATEGIES INCOM
COM
67073d102
92
12000
SH
SOLE
0
0
12000
NUVEEN PREFERRED & INCOME OPPO
COM
67073b106
125
11944
SH
SOLE
8544
0
3400
NVIDIA CORP
COM
67066g104
726
3084
SH
SOLE
1196
0
1888
NVR INC
COM
62944t105
267
70
SH
SOLE
5
0
65
O REILLY AUTOMOTIVE INC
COM
67103h107
320
730
SH
SOLE
613
0
117
OLD REPUBLIC INTL CORP
COM
680223104
209
9345
SH
SOLE
6684
0
2661
ONEOK INC
COM
682680103
620
8196
SH
SOLE
7996
0
200
ORACLE CORPORATION
COM
68389x105
236
4454
SH
SOLE
1344
0
3110
OXFORD SQUARE CAPITAL CORP COM
COM
69181v107
430
79073
SH
SOLE
79073
0
0
PACIFIC BIOSCIENCES OF CALIFOR
COM
69404d108
157
30500
SH
SOLE
8000
0
22500
PAYPAL HOLDINGS INC COM
COM
70450y103
278
2569
SH
SOLE
1159
0
1410
PEPSICO INC COMMON STOCK
COM
713448108
1846
13504
SH
SOLE
10112
0
3392
PFIZER INC
COM
717081103
1343
34269
SH
SOLE
16713
0
17556
PHILIP MORRIS INTERNATIONAL IN
COM
718172109
887
10422
SH
SOLE
6151
0
4271
PHILLIPS 66 COM
COM
718546104
402
3611
SH
SOLE
1173
0
2438
PIMCO EQUITY SERIES PIMCO RAFI
COM
72202l363
612
19609
SH
SOLE
9904
0
9705
PINNACLE WEST CAPITAL CORP
COM
723484101
340
3781
SH
SOLE
3647
0
134
PNC FINANCIAL SVCS GROUP INC
COM
693475105
215
1346
SH
SOLE
1167
0
179
PRECISION BIOSCIENCES INC COMM
COM
74019p108
405
29150
SH
SOLE
5650
0
23500
PROCTER & GAMBLE CO
COM
742718109
5663
45340
SH
SOLE
31581
0
13760
PROSHARES S&P 500 DIVIDEND ARI
COM
74348a467
208
2751
SH
SOLE
1151
0
1600
PROSPECT CAPITAL CORPORATION
COM
74348t102
101
15736
SH
SOLE
5732
0
10003
PTC INC
COM
69370c100
327
4363
SH
SOLE
4207
0
156
QUALCOMM INC
COM
747525103
960
10879
SH
SOLE
8139
0
2740
QUEST DIAGNOSTICS INC
COM
74834l100
549
5145
SH
SOLE
4145
0
1000
REDWOOD FINANCIAL INC-MINN
COM
757903109
253
2200
SH
SOLE
0
0
2200
RINGCENTRAL INC CL A
COM
76680r206
413
2450
SH
SOLE
100
0
2350
RIVERNORTH DOUBLELINE STRATEGC
COM
76882g107
548
33369
SH
SOLE
7284
0
26085
ROSS STORES INC
COM
778296103
895
7689
SH
SOLE
7016
0
673
SABRA HEALTH CARE REIT INC
COM
78573l106
321
15029
SH
SOLE
14401
0
628
SAFETY INSURANCE GROUP INC
COM
78648t100
321
3472
SH
SOLE
3349
0
123
SCHWAB STRATEGIC TR INTERMEDIA
COM
808524854
279
5072
SH
SOLE
4636
0
436
SECTOR SPDR TRUST SBI CONSUMER
COM
81369y308
377
5979
SH
SOLE
3424
0
2555
SELECT SECTOR SPDR FUND SHS BE
COM
81369y407
433
3453
SH
SOLE
1836
0
1617
SELECT SECTOR SPDR TRUST THE F
COM
81369y605
683
22202
SH
SOLE
5792
0
16410
SELECT SECTOR SPDR TRUST THE H
COM
81369y209
2330
22876
SH
SOLE
19254
0
3622
SELECT SECTOR SPDR TRUST THE T
COM
81369y803
892
9731
SH
SOLE
2848
0
6884
SELECT SECTOR SPDR TRUST THE U
COM
81369y886
297
4599
SH
SOLE
1038
0
3561
SERVICE PROPERTIES TRUST COMMO
COM
81761l102
347
14254
SH
SOLE
13746
0
508
SIMON PROPERTY GROUP INC
COM
828806109
1150
7717
SH
SOLE
7717
0
0
SOUTHERN CO
COM
842587107
413
6490
SH
SOLE
4178
0
2312
SPDR DOW JONES REIT ETF
COM
78464a607
267
2614
SH
SOLE
693
0
1921
SPDR GOLD TR GOLD SHS
COM
78463v107
366
2563
SH
SOLE
1097
0
1466
SPDR INDEX SHARES FUNDS SPDR P
COM
78463x509
291
7738
SH
SOLE
3780
0
3958
SPDR S&P 500 ETF TRUST
COM
78462f103
2926
9090
SH
SOLE
3144
0
5946
SPDR S&P 600 SMALL CAP ETF USD
COM
78464a813
240
3310
SH
SOLE
800
0
2510
SPDR S&P DIVIDEND ETF
COM
78464a763
5013
46605
SH
SOLE
31521
0
15083
SPDR SER TR NUVEEN BLOOMBERG B
COM
78464a284
3001
50869
SH
SOLE
50869
0
0
SPDR SER TR S&P BIOTECH ETF
COM
78464a870
206
2164
SH
SOLE
345
0
1819
SPDR SERIES TRUST HLTH CR EQUI
COM
78464a581
229
2673
SH
SOLE
984
0
1689
SPDR SERIES TRUST S&P AEROSPAC
COM
78464a631
464
4256
SH
SOLE
1897
0
2359
SPDR SERIES TRUST SPDR BLOOMBE
COM
78468r663
1462
15994
SH
SOLE
11173
0
4821
SPDR SERIES TRUST SPDR BLOOMBE
COM
78464a359
263
4732
SH
SOLE
4055
0
677
SPDR SERIES TRUST SPDR PORTFOL
COM
78464a649
1033
35143
SH
SOLE
34728
0
415
SPDR SERIES TRUST SPDR PORTFOL
COM
78464a144
1497
44250
SH
SOLE
44250
0
0
SPDR SERIES TRUST SPDR PORTFOL
COM
78464a805
1242
31167
SH
SOLE
3477
0
27690
SPDR SERIES TRUST SPDR PORTFOL
COM
78464a847
581
16037
SH
SOLE
15740
0
297
SPDR SERIES TRUST SPDR PORTFOL
COM
78464a854
356
9409
SH
SOLE
7513
0
1896
SPDR SERIES TRUST SPDR PORTFOL
COM
78464a409
1059
25279
SH
SOLE
19058
0
6221
SPDR SERIES TRUST SPDR PORTFOL
COM
78468r788
316
8015
SH
SOLE
3739
0
4276
SPDR SERIES TRUST SPDR PORTFOL
COM
78464a508
1931
55310
SH
SOLE
31737
0
23572
SPDR SERIES TRUST SPDR PORTFOL
COM
78468r853
559
17126
SH
SOLE
15101
0
2025
SPDR SERIES TRUST SPDR PORTFOL
COM
78468r101
334
11151
SH
SOLE
9070
0
2080
SPDR SERIES TRUST SPDR SSGA US
COM
78468r804
272
2382
SH
SOLE
270
0
2112
SPIRIT REALTY CAPITAL INC COMM
COM
84860w300
227
4624
SH
SOLE
3817
0
808
SPO NETWORKS INC COMMON STOCK
COM
78471b101
0
200000
SH
SOLE
200000
0
0
SQUARE INC CLASS A COM
COM
852234103
2974
47542
SH
SOLE
15857
0
31685
SSGA ACTIVE TRUST SPDR SSGA UL
COM
78467v707
466
11544
SH
SOLE
8324
0
3220
STANDARD & POORS MIDCAP 400 SP
COM
78467y107
1169
3114
SH
SOLE
799
0
2315
STARBUCKS CORP
COM
855244109
897
10199
SH
SOLE
8186
0
2013
STERICYCLE INC
COM
858912108
295
4627
SH
SOLE
1380
0
3247
SUPER LEAGUE GAMING INC COMMON
COM
86804f202
57
24000
SH
SOLE
14000
0
10000
SYNAPTICS INC
COM
87157d109
373
5672
SH
SOLE
5468
0
204
SYSCO CORP
COM
871829107
378
4415
SH
SOLE
4072
0
344
TARGET CORP
COM
87612e106
330
2570
SH
SOLE
1836
0
734
TEJON RANCH CO
COM
879080109
1173
73400
SH
SOLE
19900
0
53500
TEKLA HEALTHCARE INVS SH BEN I
COM
87911j103
252
12092
SH
SOLE
5318
0
6774
TEMPLETON EMERGING MARKETS FUN
COM
880191101
725
46536
SH
SOLE
41172
0
5364
TEXAS INSTRUMENTS INCORPORATED
COM
882508104
737
5748
SH
SOLE
5263
0
485
TEXAS PACIFIC LAND TRUST SUB-S
COM
882610108
267
341
SH
SOLE
0
0
341
THERAPEUTICSMD INC COMMON STOC
COM
88338n107
37
15200
SH
SOLE
1500
0
13700
THERMO FISHER SCIENTIFIC INC
COM
883556102
855
2633
SH
SOLE
1303
0
1330
TOMPKINS FINANCIAL CORPORATION
COM
890110109
458
5000
SH
SOLE
5000
0
0
TRACTOR SUPPLY CO
COM
892356106
500
5350
SH
SOLE
1794
0
3556
TRUIST FINANCIAL CORPORATION C
COM
89832q109
726
12897
SH
SOLE
11149
0
1748
U S PHYSICAL THERAPY INC
COM
90337l108
332
2899
SH
SOLE
2796
0
103
UBER TECHNOLOGIES INC COMMON S
COM
90353t100
1219
40975
SH
SOLE
17675
0
23300
UNION PACIFIC CORP
COM
907818108
980
5421
SH
SOLE
2529
0
2892
UNITED PARCEL SVC INC CL B
COM
911312106
1273
10875
SH
SOLE
3220
0
7655
UNITED TECHNOLOGIES CORP
COM
913017109
239
1594
SH
SOLE
307
0
1287
UNITEDHEALTH GROUP INC
COM
91324p102
2979
10133
SH
SOLE
6780
0
3353
UNITY BIOTECHNOLOGY INC COMMON
COM
91381u101
602
83450
SH
SOLE
21000
0
62450
US BANCORP DEL COM
COM
902973304
1053
17766
SH
SOLE
14516
0
3250
US ECOLOGY INC COMMON STOCK
COM
91734m103
463
8000
SH
SOLE
8000
0
0
VANECK VECTORS ETF TRUST VANEC
COM
92189h300
247
7264
SH
SOLE
5238
0
2026
VANGUARD FTSE DEVELOPED MARKET
COM
921943858
1346
30560
SH
SOLE
22613
0
7947
VANGUARD FTSE EMERGING MARKETS
COM
922042858
541
12168
SH
SOLE
10691
0
1477
VANGUARD INDEX FUNDS VANGUARD
COM
921946406
270
2876
SH
SOLE
1905
0
971
VANGUARD INTERMEDIATE TERM COR
COM
92206c870
431
4721
SH
SOLE
4283
0
438
VANGUARD INTERNATIONAL DIVIDEN
COM
921946810
430
5963
SH
SOLE
5863
0
100
VANGUARD S&P 500 ETF
COM
922908363
522
1765
SH
SOLE
518
0
1246
VANGUARD SECTOR INDEX FDS VANG
COM
92204a108
218
1149
SH
SOLE
1095
0
54
VANGUARD SPECIALIZED FUNDS VAN
COM
921908844
721
5781
SH
SOLE
3463
0
2318
VANGUARD SPECIALIZED FUNDS VAN
COM
922908553
570
6148
SH
SOLE
2180
0
3968
VANGUARD TOTAL BOND MARKET ETF
COM
921937835
433
5168
SH
SOLE
4282
0
885
VANGUARD TOTAL INTERNATIONAL B
COM
92203j407
206
3639
SH
SOLE
3071
0
568
VERIZON COMMUNICATIONS
COM
92343v104
3329
54213
SH
SOLE
39988
0
14225
VIASAT INC
COM
92552v100
335
4579
SH
SOLE
4416
0
163
VISA INC CL A COMMON STOCK
COM
92826c839
2644
14070
SH
SOLE
9246
0
4824
WALGREEN BOOTS ALLIANCE INC CO
COM
931427108
1850
31371
SH
SOLE
12213
0
19157
WALMART INC COMMON STOCK
COM
931142103
2326
19569
SH
SOLE
12984
0
6585
WALT DISNEY CO
COM
254687106
2552
17646
SH
SOLE
11077
0
6569
WASTE MANAGEMENT INC DEL
COM
94106l109
1034
9075
SH
SOLE
6470
0
2605
WELLS FARGO & CO
COM
949746101
409
7612
SH
SOLE
4144
0
3468
WELLTOWER INC COMMON STOCK
COM
95040q104
1741
21286
SH
SOLE
19449
0
1837
WILLIAMS COMPANIES INC
COM
969457100
1179
49706
SH
SOLE
49706
0
0
WORLD MOTO INC
COM
98158h106
0
700000
SH
SOLE
0
0
700000
XCEL ENERGY INC COMMON STOCK
COM
98389b100
963
15172
SH
SOLE
8862
0
6309
ZOETIS INC CL A
COM
98978v103
620
4682
SH
SOLE
2939
0
1743
CHS INC 8 CUM REDEEMABLE PFD
PFD
12542r209
311
11113
SH
SOLE
8763
0
2350
CHS INC PFD CL B SER 4
PFD
12542r803
2172
79372
SH
SOLE
67618
0
11755
GWG HLDGS INC PFD 7 DTD
PFD
36192a810
207
207
SH
SOLE
193
0
14
GWG HLDGS INC PFD 7 DTD
PFD
36192a836
567
567
SH
SOLE
567
0
0
GWG HLDGS INC PFD 7 DTD
PFD
36192a844
470
470
SH
SOLE
470
0
0
GWG HLDGS INC SER 2 PFD 7 DTD
PFD
36192a687
1173
1173
SH
SOLE
110
0
1063
REKOR SYSTEMS INC PREFERRED ST
PFD
759419203
162
17000
SH
SOLE
13000
0
4000