0001697934-19-000004.txt : 20191101
0001697934-19-000004.hdr.sgml : 20191101
20191101144130
ACCESSION NUMBER: 0001697934-19-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190930
FILED AS OF DATE: 20191101
DATE AS OF CHANGE: 20191101
EFFECTIVENESS DATE: 20191101
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Moloney Securities Asset Management, LLC
CENTRAL INDEX KEY: 0001697934
IRS NUMBER: 371797454
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17870
FILM NUMBER: 191186523
BUSINESS ADDRESS:
STREET 1: 13537 BARRETT PARKWAY DRIVE
STREET 2: SUITE 300
CITY: MANCHESTER
STATE: MO
ZIP: 63021
BUSINESS PHONE: (314) 909-0600
MAIL ADDRESS:
STREET 1: 13537 BARRETT PARKWAY DRIVE
STREET 2: SUITE 300
CITY: MANCHESTER
STATE: MO
ZIP: 63021
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09-30-2019
Moloney Securities Asset Management, LLC
13537 BARRETT PARKWAY DRIVE
SUITE 300
MANCHESTER
MO
63021
13F HOLDINGS REPORT
028-17870
N
Jeff Roseman
VP & CCO
(314) 909-0600
Jeff Roseman
Manchester
MO
11-01-2019
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336
ISHARES RUSSELL 1000 VALUE ETF
COM
464287598
428
3340
SH
SOLE
2484
0
856
ISHARES RUSSELL 2000 ETF
COM
464287655
1967
12995
SH
SOLE
2761
0
10235
ISHARES S&P 500 GROWTH ETF
COM
464287309
525
2917
SH
SOLE
2917
0
0
ISHARES S&P 500 VALUE ETF
COM
464287408
277
2321
SH
SOLE
1511
0
810
ISHARES S&P SMALL CAP 600 VALU
COM
464287879
713
4749
SH
SOLE
0
0
4749
ISHARES SELECT DIVIDEND ETF
COM
464287168
493
4833
SH
SOLE
1769
0
3064
ISHARES TR CORE MSCI TOTAL INT
COM
46432f834
753
13034
SH
SOLE
13034
0
0
ISHARES TR ISHARES CORE 1 5 YE
COM
46432f859
282
5592
SH
SOLE
5592
0
0
ISHARES TR ISHARES CORE DIVIDE
COM
46434v621
449
11463
SH
SOLE
11178
0
285
ISHARES TR ISHARES CORE TOTAL
COM
46434v613
1186
22630
SH
SOLE
22630
0
0
ISHARES TR ISHARES EDGE MSCI U
COM
46432f396
361
3028
SH
SOLE
3003
0
25
ISHARES TRUST ISHARES CORE S&P
COM
464287663
1102
19066
SH
SOLE
9183
0
9883
ISHARES TRUST ISHARES EDGE MSC
COM
46429b697
2453
38271
SH
SOLE
38221
0
50
ISHARES TRUST ISHARES FLOATING
COM
46429b655
281
5510
SH
SOLE
5510
0
0
ISHARES TRUST ISHARES U S AERO
COM
464288760
317
1409
SH
SOLE
355
0
1054
ISHARES TRUST ISHARES U S INDU
COM
464287754
231
1452
SH
SOLE
0
0
1452
ISHARES U S ETF TR SHORT MATUR
COM
46431w507
339
6725
SH
SOLE
6605
0
120
ISHARES U S MEDICAL DEVICES ET
COM
464288810
394
1593
SH
SOLE
21
0
1572
ISHARES U S TECHNOLOGY ETF
COM
464287721
1176
5759
SH
SOLE
4747
0
1012
J P MORGAN EXCHANGE TRADED FD
COM
46641q837
222
4400
SH
SOLE
4400
0
0
JOHN HANCOCK EXCHANGE TRADED F
COM
47804j107
210
5458
SH
SOLE
5458
0
0
JOHNSON & JOHNSON
COM
478160104
6821
52719
SH
SOLE
37593
0
15126
JPMORGAN CHASE & CO
COM
46625h100
1189
10101
SH
SOLE
4606
0
5495
KEYCORP NEW
COM
493267108
1093
61254
SH
SOLE
61254
0
0
KIMBERLY CLARK CORP
COM
494368103
444
3128
SH
SOLE
2254
0
874
KINDER MORGAN INC
COM
49456b101
255
12384
SH
SOLE
9558
0
2826
KKR & CO INC CLASS A COMMON ST
COM
48251w104
231
8593
SH
SOLE
250
0
8343
LIGHTSTONE VALUE PLUS REAL EST
COM
53227l109
420
42050
SH
SOLE
42050
0
0
LKQ CORPORATION
COM
501889208
404
12832
SH
SOLE
12241
0
591
LOCKHEED MARTIN CORP
COM
539830109
1705
4371
SH
SOLE
3703
0
668
LOWES COMPANIES INC
COM
548661107
208
1894
SH
SOLE
779
0
1115
MADISON COVERED CALL & EQUITY
COM
557437100
77
12041
SH
SOLE
12041
0
0
MASTERCARD INCORPORATED
COM
57636q104
654
2407
SH
SOLE
1397
0
1010
MCDONALDS CORP
COM
580135101
1030
4795
SH
SOLE
2306
0
2489
MCKESSON CORP
COM
58155q103
335
2448
SH
SOLE
2345
0
103
MEDALIST DIVERSIFIED REIT INC
COM
58403p105
51
12054
SH
SOLE
10504
0
1550
MERCK & CO INC
COM
58933y105
2955
35105
SH
SOLE
28116
0
6989
MICRON TECHNOLOGY INC
COM
595112103
388
9051
SH
SOLE
4543
0
4508
MICROSOFT CORP
COM
594918104
6957
50043
SH
SOLE
25269
0
24774
MODERNA INC COMMON STOCK
COM
60770k107
2212
138950
SH
SOLE
37550
0
101400
MONDELEZ INTERNATIONAL INC COM
COM
609207105
788
14240
SH
SOLE
10137
0
4103
MOODYS CORP
COM
615369105
680
3322
SH
SOLE
1678
0
1644
NEOGENOMICS INC
COM
64049m209
269
14089
SH
SOLE
13601
0
488
NEW MOUNTAIN FINANCE CORPORATI
COM
647551100
212
15530
SH
SOLE
13571
0
1959
NEXTERA ENERGY INC
COM
65339f101
1079
4632
SH
SOLE
3972
0
660
NIKE INC CLASS B COM
COM
654106103
1328
14144
SH
SOLE
10592
0
3552
NORTHROP GRUMMAN CORP
COM
666807102
442
1179
SH
SOLE
599
0
580
NOW INC
COM
67011p100
167
14537
SH
SOLE
7175
0
7362
NUVEEN CREDIT STRATEGIES INCOM
COM
67073d102
90
12000
SH
SOLE
0
0
12000
NUVEEN HIGH INCOME DECEMBER 20
COM
67076e107
297
30139
SH
SOLE
7091
0
23047
NUVEEN PREFERRED & INCOME OPPO
COM
67073b106
140
13944
SH
SOLE
10544
0
3400
NVIDIA CORP
COM
67066g104
551
3163
SH
SOLE
1453
0
1710
NVR INC
COM
62944t105
260
70
SH
SOLE
5
0
65
O REILLY AUTOMOTIVE INC
COM
67103h107
275
691
SH
SOLE
579
0
112
OILSANDS QUEST INC
COM
678046103
0
18000
SH
SOLE
18000
0
0
OLD REPUBLIC INTL CORP
COM
680223104
219
9280
SH
SOLE
6635
0
2645
OMEGA HEALTHCARE INVESTORS INC
COM
681936100
306
7325
SH
SOLE
5400
0
1925
ONEOK INC
COM
682680103
507
6879
SH
SOLE
6679
0
200
ORACLE CORPORATION
COM
68389x105
245
4451
SH
SOLE
1341
0
3110
OXFORD SQUARE CAPITAL CORP COM
COM
69181v107
399
64115
SH
SOLE
64115
0
0
PACIFIC BIOSCIENCES OF CALIFOR
COM
69404d108
181
35000
SH
SOLE
5000
0
30000
PAVMED INC COM
COM
70387r106
11
11440
SH
SOLE
9095
0
2345
PAYPAL HOLDINGS INC COM
COM
70450y103
307
2961
SH
SOLE
1265
0
1696
PEPSICO INC COMMON STOCK
COM
713448108
1721
12556
SH
SOLE
9163
0
3394
PFIZER INC
COM
717081103
1144
31843
SH
SOLE
15749
0
16094
PHILIP MORRIS INTERNATIONAL IN
COM
718172109
1198
15777
SH
SOLE
11506
0
4271
PHILLIPS 66 COM
COM
718546104
451
4401
SH
SOLE
2263
0
2138
PIMCO EQUITY SERIES PIMCO RAFI
COM
72202l363
609
20270
SH
SOLE
10565
0
9705
PINNACLE WEST CAPITAL CORP
COM
723484101
356
3667
SH
SOLE
3539
0
129
PNC FINANCIAL SVCS GROUP INC
COM
693475105
226
1613
SH
SOLE
1208
0
405
PROCTER & GAMBLE CO
COM
742718109
5756
46276
SH
SOLE
33481
0
12795
PROSPECT CAPITAL CORPORATION
COM
74348t102
118
17976
SH
SOLE
5632
0
12344
QUALCOMM INC
COM
747525103
971
12728
SH
SOLE
9533
0
3195
QUEST DIAGNOSTICS INC
COM
74834l100
553
5170
SH
SOLE
4145
0
1025
REDWOOD FINANCIAL INC-MINN
COM
757903109
221
2200
SH
SOLE
0
0
2200
RINGCENTRAL INC CL A
COM
76680r206
402
3200
SH
SOLE
100
0
3100
ROSS STORES INC
COM
778296103
936
8518
SH
SOLE
7834
0
684
SCHWAB STRATEGIC TR INTERMEDIA
COM
808524854
218
3924
SH
SOLE
3924
0
0
SECTOR SPDR TRUST SBI CONSUMER
COM
81369y308
351
5710
SH
SOLE
3028
0
2682
SELECT SECTOR SPDR FUND SHS BE
COM
81369y407
356
2947
SH
SOLE
1486
0
1461
SELECT SECTOR SPDR TRUST THE F
COM
81369y605
624
22302
SH
SOLE
5892
0
16410
SELECT SECTOR SPDR TRUST THE H
COM
81369y209
2083
23111
SH
SOLE
19685
0
3426
SELECT SECTOR SPDR TRUST THE T
COM
81369y803
786
9758
SH
SOLE
2847
0
6912
SELECT SECTOR SPDR TRUST THE U
COM
81369y886
459
7089
SH
SOLE
3141
0
3948
SIMON PROPERTY GROUP INC
COM
828806109
825
5301
SH
SOLE
5301
0
0
SONOCO PRODUCTS CO
COM
835495102
363
6228
SH
SOLE
6016
0
213
SOUTHERN CO
COM
842587107
425
6882
SH
SOLE
4198
0
2684
SOUTHWEST GAS HOLDINGS INC
COM
844895102
374
4108
SH
SOLE
3974
0
133
SPDR DOW JONES REIT ETF
COM
78464a607
272
2599
SH
SOLE
693
0
1906
SPDR GOLD TR GOLD SHS
COM
78463v107
431
3102
SH
SOLE
1133
0
1969
SPDR S&P 500 ETF TRUST
COM
78462f103
2743
9242
SH
SOLE
3068
0
6173
SPDR S&P 600 SMALL CAP ETF USD
COM
78464a813
229
3400
SH
SOLE
800
0
2600
SPDR S&P DIVIDEND ETF
COM
78464a763
4542
44270
SH
SOLE
28965
0
15305
SPDR SERIES TRUST S&P AEROSPAC
COM
78464a631
390
3649
SH
SOLE
1659
0
1989
SPDR SERIES TRUST SPDR BLOOMBE
COM
78468r663
1289
14070
SH
SOLE
11356
0
2714
SPDR SERIES TRUST SPDR BLOOMBE
COM
78464a359
249
4748
SH
SOLE
4055
0
693
SPDR SERIES TRUST SPDR PORTFOL
COM
78464a649
659
22223
SH
SOLE
21959
0
264
SPDR SERIES TRUST SPDR PORTFOL
COM
78464a144
1409
41642
SH
SOLE
41642
0
0
SPDR SERIES TRUST SPDR PORTFOL
COM
78464a854
312
8951
SH
SOLE
7306
0
1645
SPDR SERIES TRUST SPDR PORTFOL
COM
78464a847
480
14149
SH
SOLE
13589
0
560
SPDR SERIES TRUST SPDR PORTFOL
COM
78464a409
567
14592
SH
SOLE
8740
0
5852
SPDR SERIES TRUST SPDR PORTFOL
COM
78468r788
252
6641
SH
SOLE
3901
0
2740
SPDR SERIES TRUST SPDR PORTFOL
COM
78464a508
315
9859
SH
SOLE
7224
0
2636
SPDR SERIES TRUST SPDR PORTFOL
COM
78468r101
271
9014
SH
SOLE
6441
0
2573
SPDR SERIES TRUST SPDR PORTFOL
COM
78468r853
241
8049
SH
SOLE
8049
0
0
SPDR SERIES TRUST SPDR SSGA US
COM
78468r804
2572
23073
SH
SOLE
2785
0
20288
SPIRIT REALTY CAPITAL INC COMM
COM
84860w300
227
4744
SH
SOLE
3846
0
898
SPO NETWORKS INC COMMON STOCK
COM
78471b101
0
200000
SH
SOLE
200000
0
0
SQUARE INC CLASS A COM
COM
852234103
2904
46882
SH
SOLE
16337
0
30545
SSGA ACTIVE TRUST SPDR SSGA UL
COM
78467v707
465
11508
SH
SOLE
7108
0
4400
STANDARD & POORS MIDCAP 400 SP
COM
78467y107
1065
3021
SH
SOLE
912
0
2109
STARBUCKS CORP
COM
855244109
327
3694
SH
SOLE
1598
0
2096
STERICYCLE INC
COM
858912108
397
7800
SH
SOLE
2330
0
5470
SYSCO CORP
COM
871829107
378
4761
SH
SOLE
4401
0
360
TARGET CORP
COM
87612e106
274
2566
SH
SOLE
1833
0
733
TEJON RANCH CO
COM
879080109
967
56989
SH
SOLE
15089
0
41900
TEKLA HEALTHCARE INVS SH BEN I
COM
87911j103
256
13932
SH
SOLE
6362
0
7570
TEMPLETON EMERGING MARKETS FUN
COM
880191101
630
42951
SH
SOLE
37666
0
5285
TEXAS INSTRUMENTS INCORPORATED
COM
882508104
688
5326
SH
SOLE
4976
0
350
TEXAS PACIFIC LAND TRUST SUB-S
COM
882610108
222
341
SH
SOLE
0
0
341
THERAPEUTICSMD INC COMMON STOC
COM
88338n107
54
15000
SH
SOLE
1500
0
13500
THERMO FISHER SCIENTIFIC INC
COM
883556102
830
2849
SH
SOLE
1438
0
1411
TOMPKINS FINANCIAL CORPORATION
COM
890110109
406
5000
SH
SOLE
5000
0
0
TRACTOR SUPPLY CO
COM
892356106
492
5439
SH
SOLE
1794
0
3645
TWITTER INC
COM
90184l102
394
9564
SH
SOLE
7492
0
2072
U S PHYSICAL THERAPY INC
COM
90337l108
328
2511
SH
SOLE
2423
0
88
UNION PACIFIC CORP
COM
907818108
871
5378
SH
SOLE
2362
0
3016
UNITED PARCEL SVC INC CL B
COM
911312106
1843
15385
SH
SOLE
7955
0
7431
UNITED TECHNOLOGIES CORP
COM
913017109
228
1669
SH
SOLE
382
0
1287
UNITEDHEALTH GROUP INC
COM
91324p102
2194
10095
SH
SOLE
6737
0
3358
UNITY BIOTECHNOLOGY INC COMMON
COM
91381u101
61
10000
SH
SOLE
3000
0
7000
US BANCORP DEL COM
COM
902973304
893
16136
SH
SOLE
13413
0
2723
US ECOLOGY INC
COM
91732j102
512
8000
SH
SOLE
8000
0
0
VANGUARD FTSE DEVELOPED MARKET
COM
921943858
914
22245
SH
SOLE
17998
0
4247
VANGUARD FTSE EMERGING MARKETS
COM
922042858
460
11428
SH
SOLE
9632
0
1796
VANGUARD INDEX FUNDS VANGUARD
COM
921946406
251
2823
SH
SOLE
1904
0
919
VANGUARD INDEX FUNDS VANGUARD
COM
922908629
229
1364
SH
SOLE
1034
0
330
VANGUARD INTERMEDIATE TERM COR
COM
92206c870
353
3874
SH
SOLE
3874
0
0
VANGUARD INTERNATIONAL DIVIDEN
COM
921946810
391
5875
SH
SOLE
5875
0
0
VANGUARD S&P 500 ETF
COM
922908363
460
1688
SH
SOLE
563
0
1125
VANGUARD SPECIALIZED FUNDS VAN
COM
921908844
671
5612
SH
SOLE
3345
0
2267
VANGUARD SPECIALIZED FUNDS VAN
COM
922908553
601
6446
SH
SOLE
2479
0
3967
VANGUARD TOTAL BOND MARKET ETF
COM
921937835
1137
13463
SH
SOLE
12585
0
878
VERIZON COMMUNICATIONS
COM
92343v104
3252
53883
SH
SOLE
39084
0
14799
VISA INC CL A COMMON STOCK
COM
92826c839
2401
13961
SH
SOLE
9099
0
4862
WALGREEN BOOTS ALLIANCE INC CO
COM
931427108
1630
29462
SH
SOLE
11306
0
18156
WALMART INC COMMON STOCK
COM
931142103
2345
19760
SH
SOLE
13119
0
6641
WALT DISNEY CO
COM
254687106
2195
16843
SH
SOLE
10380
0
6463
WASTE MANAGEMENT INC DEL
COM
94106l109
1079
9379
SH
SOLE
6630
0
2749
WELLS FARGO & CO
COM
949746101
333
6596
SH
SOLE
3832
0
2764
WELLTOWER INC COMMON STOCK
COM
95040q104
1826
20139
SH
SOLE
18032
0
2106
WORLD MOTO INC
COM
98158h106
0
700000
SH
SOLE
0
0
700000
XCEL ENERGY INC COMMON STOCK
COM
98389b100
891
13737
SH
SOLE
7346
0
6390
YUM BRANDS INC
COM
988498101
465
4098
SH
SOLE
3110
0
987
ZIMMER BIOMET HOLDINGS INC
COM
98956p102
452
3295
SH
SOLE
2795
0
500
ZOETIS INC CL A
COM
98978v103
202
1619
SH
SOLE
249
0
1370
CHS INC 8 CUM REDEEMABLE PFD
PFD
12542r209
208
7400
SH
SOLE
6450
0
950
CHS INC PFD CL B SER 4
PFD
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2033
74459
SH
SOLE
63086
0
11373
GWG HLDGS INC PFD 7 DTD
PFD
36192a810
207
207
SH
SOLE
193
0
14
GWG HLDGS INC PFD 7 DTD
PFD
36192a836
567
567
SH
SOLE
567
0
0
GWG HLDGS INC PFD 7 DTD
PFD
36192a844
470
470
SH
SOLE
470
0
0
GWG HLDGS INC SER 2 PFD 7 DTD
PFD
36192a687
1173
1173
SH
SOLE
110
0
1063
REKOR SYSTEMS INC PREFERRED ST
PFD
759419203
162
17000
SH
SOLE
13000
0
4000