0001697934-19-000002.txt : 20190503
0001697934-19-000002.hdr.sgml : 20190503
20190503123133
ACCESSION NUMBER: 0001697934-19-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190331
FILED AS OF DATE: 20190503
DATE AS OF CHANGE: 20190503
EFFECTIVENESS DATE: 20190503
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Moloney Securities Asset Management, LLC
CENTRAL INDEX KEY: 0001697934
IRS NUMBER: 371797454
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17870
FILM NUMBER: 19795059
BUSINESS ADDRESS:
STREET 1: 13537 BARRETT PARKWAY DRIVE
STREET 2: SUITE 300
CITY: MANCHESTER
STATE: MO
ZIP: 63021
BUSINESS PHONE: (314) 909-0600
MAIL ADDRESS:
STREET 1: 13537 BARRETT PARKWAY DRIVE
STREET 2: SUITE 300
CITY: MANCHESTER
STATE: MO
ZIP: 63021
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03-31-2019
03-31-2019
Moloney Securities Asset Management, LLC
13537 BARRETT PARKWAY DRIVE
SUITE 300
MANCHESTER
MO
63021
13F HOLDINGS REPORT
028-17870
N
Jeff Roseman
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3149090600
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Manchester
MO
05-03-2019
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7996
0
0
ISHARES TRUST ISHARES CORE S&P
COM
464287663
1043
19027
SH
SOLE
9144
0
9883
ISHARES TRUST ISHARES EDGE MSC
COM
46429b697
662
11257
SH
SOLE
11207
0
50
ISHARES TRUST ISHARES FLOATING
COM
46429b655
468
9190
SH
SOLE
9190
0
0
ISHARES TRUST ISHARES MBS ETF
COM
464288588
274
2574
SH
SOLE
2574
0
0
ISHARES TRUST ISHARES NORTH AM
COM
464287374
256
8171
SH
SOLE
1678
0
6493
ISHARES TRUST ISHARES PREFERRE
COM
464288687
296
8088
SH
SOLE
6708
0
1380
ISHARES TRUST ISHARES U S AERO
COM
464288760
290
1454
SH
SOLE
355
0
1099
ISHARES TRUST ISHARES U S INDU
COM
464287754
220
1452
SH
SOLE
0
0
1452
ISHARES TRUST ISHARES U S TREA
COM
46429b267
322
12761
SH
SOLE
12097
0
664
ISHARES U S ETF TR SHORT MATUR
COM
46431w507
433
8616
SH
SOLE
8496
0
120
ISHARES U S MEDICAL DEVICES ET
COM
464288810
1133
4892
SH
SOLE
3310
0
1582
ISHARES U S TECHNOLOGY ETF
COM
464287721
1074
5637
SH
SOLE
4471
0
1166
JOHNSON & JOHNSON
COM
478160104
7421
53086
SH
SOLE
36879
0
16207
JPMORGAN CHASE & CO
COM
46625h100
915
9038
SH
SOLE
3797
0
5241
KIMBERLY CLARK CORP
COM
494368103
398
3210
SH
SOLE
1990
0
1219
KINDER MORGAN INC
COM
49456b101
274
13699
SH
SOLE
10837
0
2863
KKR & CO INC CLASS A COMMON ST
COM
48251w104
202
8587
SH
SOLE
250
0
8337
LIGHTSTONE VALUE PLUS REAL EST
COM
53227l109
420
42050
SH
SOLE
42050
0
0
LOCKHEED MARTIN CORP
COM
539830109
1223
4075
SH
SOLE
3507
0
568
LOWES COMPANIES INC
COM
548661107
218
1995
SH
SOLE
829
0
1166
MADISON COVERED CALL & EQUITY
COM
557437100
135
19796
SH
SOLE
19796
0
0
MASTERCARD INCORPORATED
COM
57636q104
696
2955
SH
SOLE
1945
0
1010
MCDONALDS CORP
COM
580135101
1408
7416
SH
SOLE
4929
0
2487
MERCK & CO INC
COM
58933y105
3307
39756
SH
SOLE
30058
0
9698
MICRON TECHNOLOGY INC
COM
595112103
306
7404
SH
SOLE
3821
0
3583
MICROSOFT CORP
COM
594918104
6441
54611
SH
SOLE
26438
0
28173
MODERNA INC COMMON STOCK
COM
60770k107
1051
51638
SH
SOLE
14300
0
37338
MONDELEZ INTERNATIONAL INC COM
COM
609207105
398
7964
SH
SOLE
3479
0
4485
MOODYS CORP
COM
615369105
615
3397
SH
SOLE
1712
0
1685
NEW MOUNTAIN FINANCE CORPORATI
COM
647551100
143
10508
SH
SOLE
8590
0
1918
NEXTERA ENERGY INC
COM
65339f101
944
4882
SH
SOLE
4244
0
638
NIKE INC CLASS B COM
COM
654106103
1220
14485
SH
SOLE
10708
0
3778
NORTHROP GRUMMAN CORP
COM
666807102
282
1045
SH
SOLE
523
0
522
NOW INC
COM
67011p100
1119
80162
SH
SOLE
35685
0
44477
NUVEEN CREDIT STRATEGIES INCOM
COM
67073d102
93
12000
SH
SOLE
0
0
12000
NUVEEN HIGH INCOME DECEMBER 20
COM
67076e107
288
29111
SH
SOLE
6488
0
22623
NUVEEN PREFERRED & INCOME OPPO
COM
67073b106
142
14951
SH
SOLE
11551
0
3400
NVIDIA CORP
COM
67066g104
556
3098
SH
SOLE
1540
0
1558
O REILLY AUTOMOTIVE INC
COM
67103h107
259
666
SH
SOLE
570
0
96
OILSANDS QUEST INC
COM
678046103
0
18000
SH
SOLE
18000
0
0
ONCOSEC MEDICAL INCORPORATED C
COM
68234l207
31
55000
SH
SOLE
18000
0
37000
ONEOK INC
COM
682680103
537
7682
SH
SOLE
7082
0
600
ORACLE CORPORATION
COM
68389x105
245
4564
SH
SOLE
1454
0
3110
OXFORD SQUARE CAPITAL CORP COM
COM
69181v107
395
60708
SH
SOLE
60708
0
0
PACIFIC BIOSCIENCES OF CALIFOR
COM
69404d108
881
121890
SH
SOLE
47290
0
74600
PAVMED INC COM
COM
70387r106
13
11440
SH
SOLE
9095
0
2345
PAYPAL HOLDINGS INC COM
COM
70450y103
284
2739
SH
SOLE
1043
0
1696
PEPSICO INC COMMON STOCK
COM
713448108
1201
9804
SH
SOLE
6601
0
3203
PETROSHARE CORP COM
COM
71677l106
5
11200
SH
SOLE
0
0
11200
PFIZER INC
COM
717081103
1103
25976
SH
SOLE
14517
0
11460
PHILIP MORRIS INTERNATIONAL IN
COM
718172109
1457
16486
SH
SOLE
12215
0
4271
PHILLIPS 66 COM
COM
718546104
421
4419
SH
SOLE
2246
0
2173
PNC FINANCIAL SVCS GROUP INC
COM
693475105
228
1857
SH
SOLE
1378
0
479
PROCTER & GAMBLE CO
COM
742718109
4810
46224
SH
SOLE
32649
0
13575
PROSPECT CAPITAL CORPORATION
COM
74348t102
148
22694
SH
SOLE
9441
0
13253
QUALCOMM INC
COM
747525103
778
13644
SH
SOLE
10549
0
3095
QUEST DIAGNOSTICS INC
COM
74834l100
465
5170
SH
SOLE
4145
0
1025
REDWOOD FINANCIAL INC-MINN
COM
757903109
209
2200
SH
SOLE
0
0
2200
RINGCENTRAL INC CL A
COM
76680r206
345
3200
SH
SOLE
100
0
3100
RIVERNORTH DOUBLELINE STRATEGC
COM
76882g107
1136
69279
SH
SOLE
11132
0
58147
ROSS STORES INC
COM
778296103
1002
10758
SH
SOLE
9726
0
1032
SCHWAB STRATEGIC TR INTERMEDIA
COM
808524854
218
4047
SH
SOLE
4047
0
0
SECTOR SPDR TRUST SBI CONSUMER
COM
81369y308
301
5368
SH
SOLE
2787
0
2581
SELECT SECTOR SPDR FUND SHS BE
COM
81369y407
335
2946
SH
SOLE
1523
0
1423
SELECT SECTOR SPDR TRUST THE F
COM
81369y605
564
21935
SH
SOLE
3805
0
18130
SELECT SECTOR SPDR TRUST THE H
COM
81369y209
4302
46891
SH
SOLE
43126
0
3765
SELECT SECTOR SPDR TRUST THE T
COM
81369y803
884
11951
SH
SOLE
3078
0
8872
SELECT SECTOR SPDR TRUST THE U
COM
81369y886
475
8166
SH
SOLE
4308
0
3858
SIMON PROPERTY GROUP INC
COM
828806109
915
5022
SH
SOLE
5022
0
0
SOUTHERN CO
COM
842587107
332
6426
SH
SOLE
4125
0
2301
SPDR DOW JONES MID CAP VALUE E
COM
78464a839
209
4156
SH
SOLE
476
0
3680
SPDR DOW JONES REIT ETF
COM
78464a607
383
3873
SH
SOLE
905
0
2968
SPDR GOLD TR GOLD SHS
COM
78463v107
371
3037
SH
SOLE
1088
0
1949
SPDR S&P 500 ETF TRUST
COM
78462f103
2595
9187
SH
SOLE
2946
0
6241
SPDR S&P 600 SMALL CAP ETF USD
COM
78464a813
219
3286
SH
SOLE
579
0
2707
SPDR S&P DIVIDEND ETF
COM
78464a763
5875
59095
SH
SOLE
36119
0
22975
SPDR SER TR S&P 600 SMALL CAP
COM
78464a300
1371
22738
SH
SOLE
3163
0
19575
SPDR SER TR S&P BIOTECH ETF
COM
78464a870
223
2458
SH
SOLE
378
0
2080
SPDR SERIES TRUST SPDR BLOOMBE
COM
78468r663
1096
11966
SH
SOLE
9251
0
2715
SPDR SERIES TRUST SPDR BLOOMBE
COM
78464a359
242
4641
SH
SOLE
4079
0
562
SPDR SERIES TRUST SPDR BLOOMBE
COM
78464a672
1717
28435
SH
SOLE
28174
0
261
SPDR SERIES TRUST SPDR PORTFOL
COM
78464a847
482
14467
SH
SOLE
13937
0
530
SPDR SERIES TRUST SPDR PORTFOL
COM
78464a409
2245
60324
SH
SOLE
55435
0
4888
SPDR SERIES TRUST SPDR PORTFOL
COM
78468r788
321
8479
SH
SOLE
5151
0
3328
SPDR SERIES TRUST SPDR PORTFOL
COM
78464a508
1970
65062
SH
SOLE
16385
0
48677
SPDR SERIES TRUST SPDR PORTFOL
COM
78468r853
258
8539
SH
SOLE
8539
0
0
SQUARE INC CLASS A COM
COM
852234103
3994
53312
SH
SOLE
15517
0
37795
SSGA ACTIVE TRUST SPDR SSGA UL
COM
78467v707
483
11975
SH
SOLE
7205
0
4770
STANDARD & POORS MIDCAP 400 SP
COM
78467y107
1168
3383
SH
SOLE
830
0
2553
STARBUCKS CORP
COM
855244109
317
4265
SH
SOLE
1908
0
2357
STERICYCLE INC
COM
858912108
699
12843
SH
SOLE
4773
0
8070
TARGET CORP
COM
87612e106
244
3044
SH
SOLE
2313
0
731
TEJON RANCH CO
COM
879080109
1120
63625
SH
SOLE
17895
0
45730
TEKLA HEALTHCARE INVS SH BEN I
COM
87911j103
340
16567
SH
SOLE
9308
0
7258
TEMPLETON EMERGING MARKETS FUN
COM
880191101
503
33816
SH
SOLE
31541
0
2275
TEXAS INSTRUMENTS INCORPORATED
COM
882508104
633
5970
SH
SOLE
5620
0
350
TEXAS PACIFIC LAND TRUST SUB-S
COM
882610108
293
379
SH
SOLE
0
0
379
THERMO FISHER SCIENTIFIC INC
COM
883556102
858
3135
SH
SOLE
1407
0
1728
TOMPKINS FINANCIAL CORPORATION
COM
890110109
380
5000
SH
SOLE
5000
0
0
TRACTOR SUPPLY CO
COM
892356106
798
8165
SH
SOLE
3510
0
4655
UNION PACIFIC CORP
COM
907818108
879
5258
SH
SOLE
2211
0
3047
UNITED PARCEL SVC INC CL B
COM
911312106
1949
17442
SH
SOLE
8976
0
8466
UNITED TECHNOLOGIES CORP
COM
913017109
251
1947
SH
SOLE
660
0
1287
UNITEDHEALTH GROUP INC
COM
91324p102
2138
8649
SH
SOLE
5611
0
3038
US BANCORP DEL COM
COM
902973304
687
14258
SH
SOLE
12432
0
1826
US ECOLOGY INC
COM
91732j102
448
8000
SH
SOLE
8000
0
0
VANGUARD FTSE DEVELOPED MARKET
COM
921943858
890
21783
SH
SOLE
17936
0
3847
VANGUARD FTSE EMERGING MARKETS
COM
922042858
674
15853
SH
SOLE
13557
0
2296
VANGUARD INDEX FUNDS VANGUARD
COM
921946406
249
2907
SH
SOLE
1991
0
916
VANGUARD INDEX FUNDS VANGUARD
COM
922908629
220
1366
SH
SOLE
1036
0
330
VANGUARD INTERMEDIATE TERM COR
COM
92206c870
454
5227
SH
SOLE
5227
0
0
VANGUARD INTERNATIONAL DIVIDEN
COM
921946810
434
6724
SH
SOLE
6724
0
0
VANGUARD INTL EQUITY INDEX FD
COM
922042742
895
12226
SH
SOLE
12226
0
0
VANGUARD S&P 500 ETF
COM
922908363
403
1555
SH
SOLE
437
0
1118
VANGUARD SPECIALIZED FUNDS VAN
COM
921908844
598
5453
SH
SOLE
3211
0
2242
VANGUARD SPECIALIZED FUNDS VAN
COM
922908553
551
6345
SH
SOLE
2481
0
3864
VANGUARD TOTAL BOND MARKET ETF
COM
921937835
653
8044
SH
SOLE
7944
0
100
VANGUARD TOTAL INTERNATIONAL B
COM
92203j407
224
4020
SH
SOLE
3810
0
210
VERIZON COMMUNICATIONS
COM
92343v104
2679
45299
SH
SOLE
32500
0
12800
VISA INC CL A COMMON STOCK
COM
92826c839
2168
13880
SH
SOLE
8980
0
4900
WALGREEN BOOTS ALLIANCE INC CO
COM
931427108
1524
24082
SH
SOLE
9482
0
14601
WALMART INC COMMON STOCK
COM
931142103
1582
16222
SH
SOLE
10003
0
6219
WALT DISNEY CO
COM
254687106
1870
16844
SH
SOLE
9488
0
7356
WASTE MANAGEMENT INC DEL
COM
94106l109
871
8384
SH
SOLE
5425
0
2959
WELLS FARGO & CO
COM
949746101
296
6129
SH
SOLE
3346
0
2783
WELLTOWER INC COMMON STOCK
COM
95040q104
1606
20697
SH
SOLE
18278
0
2420
WORLD MOTO INC
COM
98158h106
0
700000
SH
SOLE
0
0
700000
XCEL ENERGY INC COMMON STOCK
COM
98389b100
886
15769
SH
SOLE
8049
0
7719
CHS INC 8 CUM REDEEMABLE PFD
PFD
12542r209
226
7850
SH
SOLE
6700
0
1150
CHS INC PFD CL B SER 4
PFD
12542r803
1835
67554
SH
SOLE
56498
0
11056
GWG HLDGS INC PFD 7 DTD
PFD
36192a810
207
207
SH
SOLE
193
0
14
GWG HLDGS INC PFD 7 DTD
PFD
36192a836
567
567
SH
SOLE
567
0
0
GWG HLDGS INC PFD 7 DTD
PFD
36192a844
470
470
SH
SOLE
470
0
0
GWG HLDGS INC SER 2 PFD 7 DTD
PFD
36192a687
1173
1173
SH
SOLE
110
0
1063
GWG HLDGS INC SER 2 PFD 7 DTD
PFD
36192a778
319
319
SH
SOLE
319
0
0
NOVUME SOLUTIONS INC PFD CUM C
PFD
67012d205
242
25500
SH
SOLE
20000
0
5500
ALLEGIANCY LLC 6 UNIT MEMBERS
PFD
01748m106
439
70307
SH
SOLE
16307
0
54000