0001697934-19-000001.txt : 20190211 0001697934-19-000001.hdr.sgml : 20190211 20190211152821 ACCESSION NUMBER: 0001697934-19-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190211 DATE AS OF CHANGE: 20190211 EFFECTIVENESS DATE: 20190211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Moloney Securities Asset Management, LLC CENTRAL INDEX KEY: 0001697934 IRS NUMBER: 371797454 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17870 FILM NUMBER: 19585087 BUSINESS ADDRESS: STREET 1: 13537 BARRETT PARKWAY DRIVE STREET 2: SUITE 300 CITY: MANCHESTER STATE: MO ZIP: 63021 BUSINESS PHONE: (314) 909-0600 MAIL ADDRESS: STREET 1: 13537 BARRETT PARKWAY DRIVE STREET 2: SUITE 300 CITY: MANCHESTER STATE: MO ZIP: 63021 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001697934 XXXXXXXX 12-31-2018 12-31-2018 Moloney Securities Asset Management, LLC

13537 BARRETT PARKWAY DRIVE SUITE 300 MANCHESTER MO 63021

13F HOLDINGS REPORT 028-17870 N Jeff Roseman 3149090600 Jeff Roseman Manchester MO 02-11-2019 0 292 244474 true INFORMATION TABLE 2 inftable.xml ABB LTD SPONSORED ADR COM 000375204 242 12731 SH SOLE 6893 0 5838 ACCENTURE PLC IRELAND SHS C COM g1151c101 312 2212 SH SOLE 1433 0 779 ALIBABA GROUP HOLDING LTD S COM 01609w102 362 2643 SH SOLE 711 0 1932 ARCH CAPITAL GROUP LTD COM g0450a105 646 24168 SH SOLE 16622 0 7546 AURORA CANNABIS INC COM COM 05156x108 54 10820 SH SOLE 5850 0 4970 BANCO BILBAO VIZCAYA ARGENT COM 05946k101 101 19053 SH SOLE 2000 0 17053 BANK OF MONTREAL COM 063671101 762 11665 SH SOLE 11318 0 347 BCE INC COM NEW COM 05534b760 770 19468 SH SOLE 19468 0 0 BP P L C SPONSORED ADR (FRM COM 055622104 551 14526 SH SOLE 6271 0 8255 CHINA MOBILE LIMITED SPONSO COM 16941m109 225 4695 SH SOLE 511 0 4184 EATON CORPORATION PLC COM g29183103 766 11163 SH SOLE 10958 0 205 ENBRIDGE INC COM 29250n105 399 12849 SH SOLE 9610 0 3239 GLAXOSMITHKLINE PLC SPONSOR COM 37733w105 1092 28567 SH SOLE 25611 0 2956 HEXO CORP COM COM 428304109 43 12680 SH SOLE 5000 0 7680 HSBC HOLDINGS PLC SPONSORED COM 404280406 810 19693 SH SOLE 19194 0 499 INFOSYS LIMITED SPONS ADR R COM 456788108 1191 125125 SH SOLE 39050 0 86075 INVICTUS MD STRATEGIES CORP COM 46183x802 7 12500 SH SOLE 0 0 12500 LLOYDS BANKING GROUP PLC SP COM 539439109 38 14675 SH SOLE 8500 0 6175 MEDTRONIC PLC COM COM g5960l103 774 8507 SH SOLE 7754 0 753 NESTLE SA-SPONSORED ADR REP COM 641069406 216 2669 SH SOLE 1725 0 944 NOVAGOLD RESOURCES INC COM COM 66987e206 59 15000 SH SOLE 0 0 15000 NOVARTIS AG AMERICAN DEPOSI COM 66987v109 678 7905 SH SOLE 3860 0 4045 NOVO NORDISK A/S-ADR REPSTG COM 670100205 587 12748 SH SOLE 3623 0 9125 NOVOZYMES A/S ADR COM 670108109 912 20472 SH SOLE 8922 0 11550 PAN AMERICAN SILVER CORP COM 697900108 158 10825 SH SOLE 825 0 10000 PENGROWTH ENERGY CORPORATIO COM 70706p104 5 10650 SH SOLE 2200 0 8450 PODA TECHNOLOGIES LTD CL A COM 73044h107 0 12500 SH SOLE 0 0 12500 ROCHE HOLDING LTD SPONSORED COM 771195104 1379 44678 SH SOLE 16256 0 28422 ROYAL DUTCH SHELL PLC SPONS COM 780259107 923 15391 SH SOLE 13970 0 1421 SPROTT INC COM 852066109 40 21033 SH SOLE 21033 0 0 TORONTO-DOMINION BANK COM 891160509 415 8339 SH SOLE 8259 0 80 UNILEVER PLC SPONSORED ADR COM 904767704 637 12184 SH SOLE 11474 0 710 2U INC COM 90214j101 1781 35829 SH SOLE 14919 0 20910 3M COMPANY COM 88579y101 4318 22662 SH SOLE 14740 0 7922 ABBOTT LABORATORIES COM 002824100 2693 37236 SH SOLE 31338 0 5898 ABBVIE INC COM 00287y109 2599 28189 SH SOLE 24408 0 3781 ACETO CORP N/C FR ACETO CHEMIC COM 004446100 11 12750 SH SOLE 7750 0 5000 ADVANCED MICRO DEVICES INC COM COM 007903107 317 17154 SH SOLE 554 0 16600 AFLAC INC COM 001055102 626 13738 SH SOLE 10138 0 3600 AKAMAI TECHNOLOGIES INC COM 00971t101 1011 16550 SH SOLE 5000 0 11550 ALBEMARLE CORPORATION COM 012653101 254 3301 SH SOLE 3003 0 298 ALPHABET INC CLASS A COMMON ST COM 02079k305 2845 2723 SH SOLE 1100 0 1623 ALPHABET INC CLASS C CAPITAL S COM 02079k107 905 874 SH SOLE 623 0 251 ALPS ETF TR ALERIAN MLP COM 00162q866 212 24313 SH SOLE 20637 0 3676 ALTRIA GROUP INC COM 02209s103 2095 42427 SH SOLE 24489 0 17938 AMAZON.COM INC COM 023135106 1627 1083 SH SOLE 718 0 365 AMEREN CORP COM 023608102 264 4041 SH SOLE 2956 0 1085 AMERICAN DEFENSE SYSTEMS INC COM 025351107 1 32200 SH SOLE 0 0 32200 AMERICAN ELECTRIC POWER CO INC COM 025537101 1123 15031 SH SOLE 14196 0 835 AMERICAN EXPRESS COMPANY COM 025816109 691 7250 SH SOLE 750 0 6500 AMGEN INC COM 031162100 1948 10007 SH SOLE 4782 0 5224 ANNALY CAPITAL MANAGEMENT INC COM 035710409 538 54760 SH SOLE 50737 0 4023 APPLE INC COM 037833100 5028 31878 SH SOLE 19054 0 12824 APPLIED VISUAL SCIENCES INC COM 038287108 2 1325000 SH SOLE 150000 0 1175000 AT&T INC COM 00206r102 2715 95146 SH SOLE 70317 0 24828 ATLANTIS INTERNET GROUP CORP COM 04914u100 0 69000 SH SOLE 69000 0 0 AUTOMATIC DATA PROCESSING INC COM 053015103 290 2208 SH SOLE 955 0 1253 AUTOZONE INC COM 053332102 218 260 SH SOLE 156 0 104 BANK OF AMERICA CORP COM 060505104 1001 40643 SH SOLE 21365 0 19277 BERKSHIRE HATHAWAY INC DEL CL COM 084670702 5663 27734 SH SOLE 12345 0 15389 BLACKROCK 2022 GLOBAL INCOME O COM 09258p104 132 15833 SH SOLE 5037 0 10796 BLACKSTONE GROUP L P (THE) COM COM 09253u108 418 14025 SH SOLE 2053 0 11973 BLACKSTONE REAL ESTATE INCOME COM 09259k401 250 23024 SH SOLE 23024 0 0 BOEING CO COM 097023105 1458 4521 SH SOLE 1817 0 2704 BOOKING HOLDINGS INC COMMON ST COM 09857l108 234 136 SH SOLE 63 0 73 BRISTOL MYERS SQUIBB CO COM 110122108 1147 22061 SH SOLE 17441 0 4620 CASTLIGHT HEALTH INC CL B COM 14862q100 23 10500 SH SOLE 0 0 10500 CATERPILLAR INC COM 149123101 889 6995 SH SOLE 6257 0 738 CHEMED CORPORATION COM 16359r103 215 760 SH SOLE 760 0 0 CHEVRON CORPORATION COM 166764100 2428 22321 SH SOLE 12967 0 9353 CISCO SYSTEMS INC COM 17275r102 1403 32371 SH SOLE 21372 0 10999 COCA COLA COMPANY (THE) COM 191216100 1337 28235 SH SOLE 16618 0 11617 COGNIZANT TECHNOLOGY SOLUTIONS COM 192446102 478 7533 SH SOLE 2181 0 5352 COHEN & STEERS TOTAL RETURN RE COM 19247r103 124 11505 SH SOLE 11395 0 110 COLGATE PALMOLIVE COMPANY COM 194162103 239 4022 SH SOLE 1571 0 2451 COMCAST CORP CL A COM 20030n101 220 6466 SH SOLE 4615 0 1851 COMMERCE BANCSHARES INC COM 200525103 258 4584 SH SOLE 0 0 4584 CONOCOPHILLIPS COM 20825c104 443 7111 SH SOLE 2042 0 5069 CORNING INC COM 219350105 2677 88622 SH SOLE 30187 0 58435 COSTCO WHOLESALE CORP-NEW COM 22160k105 267 1312 SH SOLE 942 0 370 CROWN CASTLE INTERNATIONAL COR COM 22822v101 872 8025 SH SOLE 7777 0 248 CSX CORPORATION COM COM 126408103 399 6415 SH SOLE 754 0 5661 CUMMINS INC COM 231021106 202 1512 SH SOLE 668 0 844 DANAHER CORPORATION COM 235851102 371 3599 SH SOLE 973 0 2626 DEERE & CO COM 244199105 309 2072 SH SOLE 897 0 1175 DIGITAL REALTY TRUST INC COM 253868103 1012 9500 SH SOLE 8916 0 584 DOMINION ENERGY INC COMMON STO COM 25746u109 221 3097 SH SOLE 2776 0 321 DOWDUPONT INC COMMON STOCK COM 26078j100 641 11991 SH SOLE 5091 0 6900 DUKE ENERGY CORPORATION HOLDIN COM 26441c204 1306 15136 SH SOLE 13919 0 1218 EATON VANCE TAX MANAGD GLBL DI COM 27829f108 119 15969 SH SOLE 4719 0 11250 ELI LILLY & CO COM 532457108 448 3871 SH SOLE 2152 0 1719 EMERSON ELECTRIC CO COM 291011104 757 12673 SH SOLE 6961 0 5713 ENERGY TRANSFER LP COMMON UNIT COM 29273v100 257 19438 SH SOLE 19417 0 21 ENTERPRISE PRODUCTS PARTNERS L COM 293792107 403 16397 SH SOLE 14281 0 2115 ESTEE LAUDER COMPANIES INC CL COM 518439104 583 4482 SH SOLE 3560 0 922 EXPEDIA GROUP INC COMMON STOCK COM 30212p303 298 2641 SH SOLE 573 0 2068 EXPEDITORS INTERNATIONAL OF WA COM 302130109 262 3843 SH SOLE 2382 0 1461 EXXON MOBIL CORP COM 30231g102 2835 41577 SH SOLE 28889 0 12688 F5 NETWORKS INC COM 315616102 378 2330 SH SOLE 950 0 1380 FACEBOOK INC CL A COM 30303m102 1782 13596 SH SOLE 4509 0 9087 FASTENAL CO COM 311900104 301 5755 SH SOLE 2000 0 3755 FEDEX CORP COM 31428x106 482 2987 SH SOLE 967 0 2020 FIRST TR ENERGY INFRASTRUCTURE COM 33738c103 432 33315 SH SOLE 32468 0 846 FIRST TRUST CLOUD COMPUTING ET COM 33734x192 901 18583 SH SOLE 16868 0 1715 FIRST TRUST ETF NYSE ARCA BIOT COM 33733e203 840 6765 SH SOLE 6589 0 176 FIRST TRUST MANAGED MUNICIPAL COM 33739n108 660 12536 SH SOLE 12536 0 0 FIRSTENERGY CORP COM 337932107 206 5483 SH SOLE 5443 0 40 FORD MOTOR CO PAR $0.01 COM 345370860 578 75620 SH SOLE 61558 0 14062 FRANKLIN UNIVERSAL TRUST-SBI COM 355145103 548 86340 SH SOLE 86340 0 0 FS KKR CAPITAL CORP COMMON STO COM 302635107 1239 239214 SH SOLE 239214 0 0 GAMCO GLOBAL GOLD NATURAL RESO COM 36465a109 466 125900 SH SOLE 125900 0 0 GENERAL ELECTRIC COMPANY COM COM 369604103 672 88760 SH SOLE 38991 0 49768 GENERAL MILLS INC COM 370334104 740 19005 SH SOLE 10066 0 8939 GILEAD SCIENCES INC COM 375558103 294 4693 SH SOLE 1279 0 3414 GLOBAL X FDS GLOBAL X MLP ETF COM 37950e473 1214 158285 SH SOLE 158285 0 0 GOLDMAN SACHS GROUP INC COM 38141g104 218 1304 SH SOLE 580 0 724 GREAT ELM CAPITAL CORP COMMON COM 390320109 80 10197 SH SOLE 10197 0 0 GRIFFIN AMERICAN HEALTHCARE RE COM 398182204 146 15130 SH SOLE 0 0 15130 GROWGENERATION CORP COM COM 39986l109 28 12500 SH SOLE 7500 0 5000 GWG HOLDINGS INC COMMON STOCK COM 36192a109 131 14830 SH SOLE 9880 0 4950 HANESBRANDS INC COM 410345102 133 10617 SH SOLE 800 0 9817 HOME DEPOT INC COM 437076102 962 5601 SH SOLE 1499 0 4102 HONEYWELL INTL INC COM 438516106 254 1926 SH SOLE 896 0 1030 HORTONWORKS INC COM 440894103 906 62857 SH SOLE 16962 0 45895 ICAHN ENTERPRISES L P COM 451100101 202 3531 SH SOLE 300 0 3231 INTEGRAL TECHNOLOGIES INC COM 45810j103 13 341000 SH SOLE 332500 0 8500 INTEL CORP COM 458140100 1262 26885 SH SOLE 6298 0 20587 INTERNATIONAL BUSINESS MACHINE COM 459200101 2606 22924 SH SOLE 10280 0 12644 INTERNATIONAL PAPER CO COM 460146103 217 5373 SH SOLE 1151 0 4222 INVESCO BLDRS ASIA 50 ADR INDE COM 46090c107 376 13174 SH SOLE 2595 0 10579 INVESCO EXCHANGE TRADED FD TR COM 46138e800 252 6401 SH SOLE 700 0 5701 INVESCO EXCHANGE TRADED FD TR COM 46138e362 4206 110118 SH SOLE 95556 0 14562 INVESCO EXCHANGE TRADED FD TR COM 46138e354 1534 32886 SH SOLE 30906 0 1980 INVESCO EXCHANGE TRADED FD TR COM 46138e198 402 9059 SH SOLE 9059 0 0 INVESCO EXCHANGE TRADED FD TR COM 46138g102 5228 122601 SH SOLE 108859 0 13742 INVESCO EXCHANGE TRADED FUND T COM 46137v357 2154 23562 SH SOLE 5778 0 17784 INVESCO EXCHANGE TRADED SELF I COM 46138j874 895 38550 SH SOLE 38550 0 0 INVESCO QQQ TR UNIT SER 1 COM 46090e103 1946 12613 SH SOLE 4873 0 7740 ISHARES ASIA 50 ETF COM 464288430 223 4030 SH SOLE 4030 0 0 ISHARES CORE HIGH DIVIDEND ETF COM 46429b663 1153 13668 SH SOLE 2381 0 11287 ISHARES CORE S&P 500 ETF COM 464287200 2653 10543 SH SOLE 8439 0 2104 ISHARES CORE S&P MID CAP ETF COM 464287507 6981 42038 SH SOLE 33154 0 8883 ISHARES CORE S&P SMALL CAP ETF COM 464287804 1232 17769 SH SOLE 7210 0 10559 ISHARES IBOXX $ INVESTMENT GRA COM 464287242 544 4823 SH SOLE 3940 0 883 ISHARES MSCI EAFE ETF COM 464287465 763 12983 SH SOLE 6403 0 6580 ISHARES MSCI EAFE SMALL CAP ET COM 464288273 288 5551 SH SOLE 4654 0 897 ISHARES MSCI EMERGING MARKETS COM 464287234 524 13406 SH SOLE 4144 0 9262 ISHARES RUSSELL 1000 GROWTH ET COM 464287614 874 6676 SH SOLE 6329 0 347 ISHARES RUSSELL 1000 VALUE ETF COM 464287598 375 3376 SH SOLE 2468 0 908 ISHARES RUSSELL 2000 ETF COM 464287655 1800 13441 SH SOLE 2938 0 10503 ISHARES S&P 500 GROWTH ETF COM 464287309 536 3554 SH SOLE 3554 0 0 ISHARES S&P MID CAP 400 VALUE COM 464287705 367 2650 SH SOLE 2650 0 0 ISHARES S&P SMALL CAP 600 VALU COM 464287879 639 4844 SH SOLE 0 0 4844 ISHARES SELECT DIVIDEND ETF COM 464287168 457 5112 SH SOLE 1902 0 3210 ISHARES TR CORE MSCI TOTAL INT COM 46432f834 835 15895 SH SOLE 15895 0 0 ISHARES TR ISHARES CORE 1 5 YE COM 46432f859 382 7779 SH SOLE 7779 0 0 ISHARES TR ISHARES CORE DIVIDE COM 46434v621 413 12456 SH SOLE 12171 0 285 ISHARES TR ISHARES EDGE MSCI U COM 46432f396 372 3708 SH SOLE 3708 0 0 ISHARES TRUST ISHARES CORE S&P COM 464287663 934 19027 SH SOLE 9144 0 9883 ISHARES TRUST ISHARES EDGE MSC COM 46429b697 579 11057 SH SOLE 11057 0 0 ISHARES TRUST ISHARES FLOATING COM 46429b655 478 9499 SH SOLE 9499 0 0 ISHARES TRUST ISHARES NORTH AM COM 464287374 222 8171 SH SOLE 1678 0 6493 ISHARES TRUST ISHARES PREFERRE COM 464288687 253 7405 SH SOLE 6855 0 550 ISHARES TRUST ISHARES U S AERO COM 464288760 231 1337 SH SOLE 328 0 1009 ISHARES TRUST ISHARES U S OIL COM 464288851 443 8587 SH SOLE 8587 0 0 ISHARES TRUST ISHARES U S TREA COM 46429b267 314 12732 SH SOLE 12258 0 474 ISHARES U S ETF TR SHORT MATUR COM 46431w507 440 8829 SH SOLE 8829 0 0 ISHARES U S MEDICAL DEVICES ET COM 464288810 258 1293 SH SOLE 0 0 1293 ISHARES U S TECHNOLOGY ETF COM 464287721 885 5531 SH SOLE 4464 0 1066 JOHNSON & JOHNSON COM 478160104 7018 54382 SH SOLE 36484 0 17898 JPMORGAN CHASE & CO COM 46625h100 847 8679 SH SOLE 3317 0 5362 KIMBERLY CLARK CORP COM 494368103 418 3669 SH SOLE 1952 0 1717 KINDER MORGAN INC COM 49456b101 200 13006 SH SOLE 9657 0 3349 LIBERTY ALL-STAR GROWTH FUND I COM 529900102 67 15285 SH SOLE 15285 0 0 LIGHTSTONE VALUE PLUS REAL EST COM 53227l109 420 42050 SH SOLE 42050 0 0 LOCKHEED MARTIN CORP COM 539830109 939 3587 SH SOLE 3019 0 568 MADISON COVERED CALL & EQUITY COM 557437100 148 23972 SH SOLE 23972 0 0 MASTERCARD INCORPORATED COM 57636q104 562 2979 SH SOLE 1969 0 1010 MCDONALDS CORP COM 580135101 1357 7642 SH SOLE 4931 0 2711 MERCK & CO INC COM 58933y105 3194 41796 SH SOLE 32160 0 9636 MICROSOFT CORP COM 594918104 5354 52717 SH SOLE 25323 0 27394 MONDELEZ INTERNATIONAL INC COM COM 609207105 330 8252 SH SOLE 3767 0 4485 MOODYS CORP COM 615369105 425 3034 SH SOLE 1349 0 1685 NEXTERA ENERGY INC COM 65339f101 883 5083 SH SOLE 4445 0 638 NIKE INC CLASS B COM COM 654106103 1080 14569 SH SOLE 10698 0 3871 NORTHROP GRUMMAN CORP COM 666807102 253 1031 SH SOLE 509 0 522 NOW INC COM 67011p100 1130 97082 SH SOLE 39130 0 57952 NUCOR CORP COM 670346105 328 6330 SH SOLE 5730 0 600 NUVEEN CR OPPORTUNITIES 2022 T COM 67075u102 119 14033 SH SOLE 5901 0 8132 NUVEEN CREDIT STRATEGIES INCOM COM 67073d102 89 12000 SH SOLE 0 0 12000 NUVEEN HIGH INCOME DECEMBER 20 COM 67076e107 300 30432 SH SOLE 7948 0 22483 NUVEEN PREFERRED & INCOME OPPO COM 67073b106 120 14344 SH SOLE 10944 0 3400 NUVEEN PREFERRED AND INCM 2022 COM 67075t105 239 11541 SH SOLE 3168 0 8373 NVIDIA CORP COM 67066g104 403 3020 SH SOLE 1497 0 1523 O REILLY AUTOMOTIVE INC COM 67103h107 218 632 SH SOLE 536 0 96 OILSANDS QUEST INC COM 678046103 0 18000 SH SOLE 18000 0 0 ONCOSEC MEDICAL INCORPORATED C COM 68234l207 32 50000 SH SOLE 18000 0 32000 ORACLE CORPORATION COM 68389x105 226 5007 SH SOLE 1367 0 3640 OXFORD SQUARE CAPITAL CORP COM COM 69181v107 383 59147 SH SOLE 59147 0 0 PACIFIC BIOSCIENCES OF CALIFOR COM 69404d108 1383 186924 SH SOLE 46924 0 140000 PAVMED INC COM COM 70387r106 11 11940 SH SOLE 9595 0 2345 PAYPAL HOLDINGS INC COM COM 70450y103 213 2531 SH SOLE 835 0 1696 PEPSICO INC COMMON STOCK COM 713448108 891 8062 SH SOLE 3509 0 4553 PETROSHARE CORP COM COM 71677l106 5 11200 SH SOLE 0 0 11200 PFIZER INC COM 717081103 1223 28012 SH SOLE 10815 0 17197 PHARMACYTE BIOTECH INC COM COM 71715x104 0 10000 SH SOLE 10000 0 0 PHILIP MORRIS INTERNATIONAL IN COM 718172109 1061 15896 SH SOLE 10991 0 4905 PHILLIPS 66 COM COM 718546104 406 4709 SH SOLE 2536 0 2173 PIMCO EQUITY SERIES PIMCO RAFI COM 72202l363 246 9747 SH SOLE 9601 0 146 PNC FINANCIAL SVCS GROUP INC COM 693475105 228 1946 SH SOLE 1467 0 479 PROCACCIANTI HOTEL REIT INC CL COM 74274j201 100 10000 SH SOLE 10000 0 0 PROCTER & GAMBLE CO COM 742718109 3560 38729 SH SOLE 25013 0 13716 PROSPECT CAPITAL CORPORATION COM 74348t102 148 23415 SH SOLE 9243 0 14172 QUALCOMM INC COM 747525103 609 10708 SH SOLE 7979 0 2729 QUEST DIAGNOSTICS INC COM 74834l100 431 5170 SH SOLE 4145 0 1025 REALTY INCOME CORP COM 756109104 310 4925 SH SOLE 3625 0 1300 RINGCENTRAL INC CL A COM 76680r206 264 3200 SH SOLE 100 0 3100 RIVERNORTH DOUBLELINE STRATEGC COM 76882g107 1213 74661 SH SOLE 13252 0 61409 ROSS STORES INC COM 778296103 957 11497 SH SOLE 10455 0 1042 SCHWAB STRATEGIC TR INTERMEDIA COM 808524854 214 4047 SH SOLE 4047 0 0 SECTOR SPDR TRUST SBI CONSUMER COM 81369y308 281 5542 SH SOLE 2906 0 2636 SELECT SECTOR SPDR FUND SHS BE COM 81369y407 292 2945 SH SOLE 1523 0 1422 SELECT SECTOR SPDR TRUST THE F COM 81369y605 512 21515 SH SOLE 3605 0 17910 SELECT SECTOR SPDR TRUST THE H COM 81369y209 2037 23545 SH SOLE 19763 0 3782 SELECT SECTOR SPDR TRUST THE T COM 81369y803 1688 27230 SH SOLE 18360 0 8870 SELECT SECTOR SPDR TRUST THE U COM 81369y886 475 8978 SH SOLE 4927 0 4051 SIMON PROPERTY GROUP INC COM 828806109 827 4922 SH SOLE 4922 0 0 SOUTHERN CO COM 842587107 277 6309 SH SOLE 4017 0 2293 SPDR DOW JONES REIT ETF COM 78464a607 333 3873 SH SOLE 905 0 2968 SPDR GOLD TR GOLD SHS COM 78463v107 473 3902 SH SOLE 1104 0 2798 SPDR S&P 500 ETF TRUST COM 78462f103 3528 14116 SH SOLE 8002 0 6113 SPDR S&P DIVIDEND ETF COM 78464a763 4035 45075 SH SOLE 30278 0 14797 SPDR SER TR NUVEEN S&P HIGH YI COM 78464a284 1204 21477 SH SOLE 21477 0 0 SPDR SER TR S&P RETAIL ETF COM 78464a714 410 9997 SH SOLE 9997 0 0 SPDR SERIES TRUST SPDR BLOOMBE COM 78468r663 1018 11135 SH SOLE 8420 0 2715 SPDR SERIES TRUST SPDR BLOOMBE COM 78464a359 210 4489 SH SOLE 3954 0 535 SPDR SERIES TRUST SPDR PORTFOL COM 78464a847 320 10877 SH SOLE 10877 0 0 SPDR SERIES TRUST SPDR PORTFOL COM 78464a409 968 29773 SH SOLE 25339 0 4433 SPDR SERIES TRUST SPDR PORTFOL COM 78464a508 968 35627 SH SOLE 34041 0 1586 SPDR SERIES TRUST SPDR PORTFOL COM 78468r853 224 8514 SH SOLE 8514 0 0 SPDR SERIES TRUST SPDR PORTFOL COM 78464a805 238 7706 SH SOLE 1207 0 6500 SQUARE INC CLASS A COM COM 852234103 3074 54796 SH SOLE 15576 0 39220 SSGA ACTIVE TRUST SPDR SSGA UL COM 78467v707 441 10975 SH SOLE 7205 0 3770 STANDARD & POORS MIDCAP 400 SP COM 78467y107 1006 3324 SH SOLE 821 0 2503 STARBUCKS CORP COM 855244109 249 3867 SH SOLE 1931 0 1936 STERICYCLE INC COM 858912108 496 13517 SH SOLE 4562 0 8955 TARGET CORP COM 87612e106 235 3550 SH SOLE 2307 0 1243 TEJON RANCH CO COM 879080109 629 37964 SH SOLE 12414 0 25550 TEKLA HEALTHCARE INVS SH BEN I COM 87911j103 293 16334 SH SOLE 9284 0 7050 TEMPLETON EMERGING MARKETS FUN COM 880191101 383 29031 SH SOLE 27831 0 1200 TEXAS INSTRUMENTS INCORPORATED COM 882508104 508 5375 SH SOLE 5025 0 350 TEXAS PACIFIC LAND TRUST SUB-S COM 882610108 284 525 SH SOLE 0 0 525 THERMO FISHER SCIENTIFIC INC COM 883556102 703 3141 SH SOLE 1407 0 1734 TOMPKINS FINANCIAL CORPORATION COM 890110109 519 6914 SH SOLE 6914 0 0 TRACTOR SUPPLY CO COM 892356106 753 9025 SH SOLE 3370 0 5655 UNION PACIFIC CORP COM 907818108 738 5337 SH SOLE 2290 0 3047 UNITED PARCEL SVC INC CL B COM 911312106 1919 19679 SH SOLE 9636 0 10044 UNITED TECHNOLOGIES CORP COM 913017109 277 2605 SH SOLE 1093 0 1512 UNITEDHEALTH GROUP INC COM 91324p102 2218 8901 SH SOLE 5511 0 3391 US BANCORP DEL COM COM 902973304 582 12738 SH SOLE 10899 0 1839 US ECOLOGY INC COM 91732j102 504 8000 SH SOLE 8000 0 0 VANGUARD FTSE DEVELOPED MARKET COM 921943858 845 22778 SH SOLE 18140 0 4638 VANGUARD FTSE EMERGING MARKETS COM 922042858 629 16509 SH SOLE 13579 0 2930 VANGUARD INDEX FUNDS VANGUARD COM 921946406 222 2841 SH SOLE 1991 0 850 VANGUARD INTERMEDIATE TERM COR COM 92206c870 499 6028 SH SOLE 6028 0 0 VANGUARD INTERNATIONAL DIVIDEN COM 921946810 401 6953 SH SOLE 6953 0 0 VANGUARD INTL EQUITY INDEX FD COM 922042742 1020 15577 SH SOLE 15577 0 0 VANGUARD S&P 500 ETF COM 922908363 394 1712 SH SOLE 436 0 1277 VANGUARD SPECIALIZED FUNDS VAN COM 921908844 509 5199 SH SOLE 3064 0 2135 VANGUARD SPECIALIZED FUNDS VAN COM 922908553 461 6180 SH SOLE 2181 0 3999 VANGUARD TOTAL INTERNATIONAL B COM 92203j407 719 13258 SH SOLE 13070 0 188 VERIZON COMMUNICATIONS COM 92343v104 2621 46615 SH SOLE 32515 0 14100 VISA INC CL A COMMON STOCK COM 92826c839 1829 13863 SH SOLE 8720 0 5142 WALGREEN BOOTS ALLIANCE INC CO COM 931427108 1485 21738 SH SOLE 7123 0 14615 WALMART INC COMMON STOCK COM 931142103 1179 12655 SH SOLE 5953 0 6703 WALT DISNEY CO COM 254687106 1977 18034 SH SOLE 10077 0 7957 WASTE MANAGEMENT INC DEL COM 94106l109 790 8878 SH SOLE 5655 0 3223 WELLS FARGO & CO COM 949746101 328 7122 SH SOLE 3668 0 3454 WELLTOWER INC COMMON STOCK COM 95040q104 1564 22539 SH SOLE 19794 0 2745 WEYERHAEUSER CO COM 962166104 213 9743 SH SOLE 7635 0 2108 WORLD MOTO INC COM 98158h106 0 700000 SH SOLE 0 0 700000 XCEL ENERGY INC COMMON STOCK COM 98389b100 557 11302 SH SOLE 7836 0 3466 CHS INC 7.875 CLASS B CUM RED PFD 12542r308 234 9123 SH SOLE 9123 0 0 CHS INC 8 CUM REDEEMABLE PFD PFD 12542r209 228 8500 SH SOLE 6550 0 1950 CHS INC PFD CL B SER 4 PFD 12542r803 1507 59679 SH SOLE 50494 0 9185 GWG HLDGS INC PFD 7 DTD PFD 36192a810 207 207 SH SOLE 207 0 0 GWG HLDGS INC PFD 7 DTD PFD 36192a836 567 567 SH SOLE 567 0 0 GWG HLDGS INC PFD 7 DTD PFD 36192a844 485 485 SH SOLE 485 0 0 GWG HLDGS INC SER 2 PFD 7 DTD PFD 36192a687 1173 1173 SH SOLE 110 0 1063 GWG HLDGS INC SER 2 PFD 7 DTD PFD 36192a778 319 319 SH SOLE 319 0 0 NOVUME SOLUTIONS INC PFD CUM C PFD 67012d205 219 23000 SH SOLE 18000 0 5000 ALLEGIANCY LLC 6 UNIT MEMBERS PFD 01748m106 414 66240 SH SOLE 11520 0 54720