0001697934-18-000003.txt : 20180726
0001697934-18-000003.hdr.sgml : 20180726
20180726152641
ACCESSION NUMBER: 0001697934-18-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180630
FILED AS OF DATE: 20180726
DATE AS OF CHANGE: 20180726
EFFECTIVENESS DATE: 20180726
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Moloney Securities Asset Management, LLC
CENTRAL INDEX KEY: 0001697934
IRS NUMBER: 371797454
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17870
FILM NUMBER: 18971537
BUSINESS ADDRESS:
STREET 1: 13537 BARRETT PARKWAY DRIVE
STREET 2: SUITE 300
CITY: MANCHESTER
STATE: MO
ZIP: 63021
BUSINESS PHONE: (314) 909-0600
MAIL ADDRESS:
STREET 1: 13537 BARRETT PARKWAY DRIVE
STREET 2: SUITE 300
CITY: MANCHESTER
STATE: MO
ZIP: 63021
13F-HR
1
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0001697934
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06-30-2018
06-30-2018
Moloney Securities Asset Management, LLC
13537 BARRETT PARKWAY DRIVE
SUITE 300
MANCHESTER
MO
63021
13F HOLDINGS REPORT
028-17870
N
Jeff Roseman
Vice President and CCO
(314) 909-0600
Jeff Roseman
Manchester
MO
07-26-2018
0
300
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SOLE
5304
0
0
JOHNSON & JOHNSON
COM
478160104
6411
52835
SH
SOLE
35358
0
17476
JPMORGAN CHASE & CO
COM
46625h100
641
6155
SH
SOLE
1118
0
5037
KIMBERLY CLARK CORP
COM
494368103
556
5275
SH
SOLE
3245
0
2030
KKR & CO INC CLASS A COMMON ST
COM
48251w104
213
8577
SH
SOLE
250
0
8327
KRAFT HEINZ COMPANY (THE) COMM
COM
500754106
288
4592
SH
SOLE
1573
0
3019
LIBERTY ALL-STAR GROWTH FUND I
COM
529900102
108
16345
SH
SOLE
0
0
16345
LIGHTSTONE VALUE PLUS REAL EST
COM
53227l109
420
42050
SH
SOLE
42050
0
0
LOCKHEED MARTIN CORP
COM
539830109
1020
3452
SH
SOLE
2934
0
518
LOWES COMPANIES INC
COM
548661107
319
3339
SH
SOLE
2435
0
904
MADISON COVERED CALL & EQUITY
COM
557437100
173
23257
SH
SOLE
23257
0
0
MARTIN MARIETTA MATERIALS INC
COM
573284106
493
2209
SH
SOLE
1257
0
952
MASTERCARD INCORPORATED
COM
57636q104
632
3215
SH
SOLE
2107
0
1108
MCDONALDS CORP
COM
580135101
1211
7731
SH
SOLE
4868
0
2862
MERCK & CO INC
COM
58933y105
2578
42477
SH
SOLE
31868
0
10609
MICRON TECHNOLOGY INC
COM
595112103
265
5053
SH
SOLE
1643
0
3410
MICROSOFT CORP
COM
594918104
5108
51802
SH
SOLE
24399
0
27403
MINDBODY INC CLASS A COM
COM
60255w105
299
7739
SH
SOLE
4939
0
2800
MONDELEZ INTERNATIONAL INC COM
COM
609207105
357
8715
SH
SOLE
3694
0
5020
MOODYS CORP
COM
615369105
461
2705
SH
SOLE
1020
0
1685
NEXTERA ENERGY INC
COM
65339f101
824
4935
SH
SOLE
3396
0
1539
NIKE INC CLASS B COM
COM
654106103
1222
15336
SH
SOLE
10564
0
4772
NORTHROP GRUMMAN CORP
COM
666807102
228
742
SH
SOLE
220
0
522
NOW INC
COM
67011p100
1751
131367
SH
SOLE
49130
0
82237
NUCOR CORP
COM
670346105
364
5819
SH
SOLE
5219
0
600
NUVEEN CR OPPORTUNITIES 2022 T
COM
67075u102
100
10615
SH
SOLE
4722
0
5893
NUVEEN CREDIT STRATEGIES INCOM
COM
67073d102
95
12000
SH
SOLE
0
0
12000
NUVEEN HIGH INCOME DECEMBER 20
COM
67075p103
347
35154
SH
SOLE
6131
0
29023
NUVEEN HIGH INCOME DECEMBER 20
COM
67076e107
303
30798
SH
SOLE
5182
0
25616
NUVEEN HIGH INCOME NOVEMBER 20
COM
67077n106
244
25568
SH
SOLE
5206
0
20362
NUVEEN PREFERRED & INCOME OPPO
COM
67073b106
138
14744
SH
SOLE
11344
0
3400
NVIDIA CORP
COM
67066g104
597
2522
SH
SOLE
1026
0
1496
NVR INC
COM
62944t105
267
90
SH
SOLE
2
0
88
ONCOSEC MEDICAL INCORPORATED C
COM
68234l207
21
15000
SH
SOLE
5000
0
10000
OPPENHEIMER REVENUE WEIGHTED E
COM
68386c104
204
4011
SH
SOLE
4011
0
0
OXFORD SQUARE CAPITAL CORP COM
COM
69181v107
451
65326
SH
SOLE
65326
0
0
PACIFIC BIOSCIENCES OF CALIFOR
COM
69404d108
1521
428461
SH
SOLE
100661
0
327800
PAVMED INC COM
COM
70387r106
30
31850
SH
SOLE
29170
0
2680
PAYPAL HOLDINGS INC COM
COM
70450y103
224
2690
SH
SOLE
982
0
1708
PEPSICO INC COMMON STOCK
COM
713448108
1187
10902
SH
SOLE
6349
0
4553
PETROSHARE CORP COM
COM
71677l106
24
16200
SH
SOLE
0
0
16200
PFIZER INC
COM
717081103
1165
32108
SH
SOLE
15173
0
16935
PHARMACYTE BIOTECH INC COM
COM
71715x104
1
10000
SH
SOLE
10000
0
0
PHILIP MORRIS INTERNATIONAL IN
COM
718172109
1331
16489
SH
SOLE
11045
0
5444
PHILLIPS 66 COM
COM
718546104
518
4610
SH
SOLE
2437
0
2173
PROCTER & GAMBLE CO
COM
742718109
3617
46342
SH
SOLE
31979
0
14364
PROSPECT CAPITAL CORPORATION
COM
74348t102
240
35819
SH
SOLE
13146
0
22673
QUALCOMM INC
COM
747525103
624
11125
SH
SOLE
7865
0
3260
QUEST DIAGNOSTICS INC
COM
74834l100
568
5170
SH
SOLE
4145
0
1025
REALTY INCOME CORP
COM
756109104
276
5130
SH
SOLE
3585
0
1546
RINGCENTRAL INC CL A
COM
76680r206
211
3000
SH
SOLE
0
0
3000
RIVERNORTH DOUBLELINE STRATEGC
COM
76882g107
238
13437
SH
SOLE
4062
0
9375
ROSS STORES INC
COM
778296103
1157
13655
SH
SOLE
11527
0
2128
SECTOR SPDR TRUST SBI CONSUMER
COM
81369y308
288
5580
SH
SOLE
2743
0
2837
SELECT SECTOR SPDR FUND SHS BE
COM
81369y407
304
2777
SH
SOLE
1096
0
1681
SELECT SECTOR SPDR TRUST SHS B
COM
81369y506
227
2996
SH
SOLE
1688
0
1308
SELECT SECTOR SPDR TRUST THE F
COM
81369y605
712
26761
SH
SOLE
7022
0
19739
SELECT SECTOR SPDR TRUST THE H
COM
81369y209
1967
23573
SH
SOLE
19536
0
4037
SELECT SECTOR SPDR TRUST THE T
COM
81369y803
1971
28379
SH
SOLE
19174
0
9204
SELECT SECTOR SPDR TRUST THE U
COM
81369y886
317
6105
SH
SOLE
4497
0
1608
SIMON PROPERTY GROUP INC
COM
828806109
795
4674
SH
SOLE
4674
0
0
SOUTHERN CO
COM
842587107
346
7474
SH
SOLE
4051
0
3423
SPDR DOW JONES REIT ETF
COM
78464a607
364
3873
SH
SOLE
796
0
3077
SPDR GOLD TR GOLD SHS
COM
78463v107
426
3587
SH
SOLE
1389
0
2198
SPDR INDEX SHARES FUNDS SPDR P
COM
78463x889
948
31198
SH
SOLE
5093
0
26105
SPDR INDEX SHARES FUNDS SPDR P
COM
78463x509
330
9333
SH
SOLE
1204
0
8130
SPDR S&P 500 ETF TRUST
COM
78462f103
2016
7430
SH
SOLE
1393
0
6037
SPDR S&P 600 SMALL CAP ETF USD
COM
78464a813
200
2767
SH
SOLE
459
0
2308
SPDR S&P DIVIDEND ETF
COM
78464a763
3065
33065
SH
SOLE
18006
0
15059
SPDR SER TR NUVEEN S&P HIGH YI
COM
78464a284
925
16370
SH
SOLE
16370
0
0
SPDR SER TR S&P BIOTECH ETF
COM
78464a870
224
2358
SH
SOLE
108
0
2250
SPDR SER TR S&P OIL & GAS EXPL
COM
78464a730
600
13929
SH
SOLE
1132
0
12797
SPDR SERIES TRUST SPDR BLOOMBE
COM
78464a334
589
18823
SH
SOLE
18823
0
0
SPDR SERIES TRUST SPDR BLOOMBE
COM
78464a359
209
3942
SH
SOLE
3780
0
162
SPDR SERIES TRUST SPDR PORTFOL
COM
78464a854
1104
34636
SH
SOLE
8695
0
25940
SPDR SERIES TRUST SPDR PORTFOL
COM
78464a847
374
10714
SH
SOLE
4561
0
6153
SPDR SERIES TRUST SPDR PORTFOL
COM
78464a409
1045
29740
SH
SOLE
25965
0
3775
SPDR SERIES TRUST SPDR PORTFOL
COM
78464a508
428
14447
SH
SOLE
12962
0
1485
SPDR SERIES TRUST SPDR PORTFOL
COM
78464a474
205
6789
SH
SOLE
6707
0
82
SPDR SERIES TRUST SPDR PORTFOL
COM
78468r853
1611
49896
SH
SOLE
10349
0
39547
SQUARE INC CLASS A COM
COM
852234103
3688
59834
SH
SOLE
20564
0
39270
SSGA ACTIVE TRUST SPDR SSGA UL
COM
78467v707
408
10125
SH
SOLE
7901
0
2224
STANDARD & POORS MIDCAP 400 SP
COM
78467y107
1176
3313
SH
SOLE
757
0
2556
STARBUCKS CORP
COM
855244109
206
4217
SH
SOLE
1631
0
2586
STERICYCLE INC
COM
858912108
664
10174
SH
SOLE
3804
0
6370
TARGET CORP
COM
87612e106
282
3707
SH
SOLE
2406
0
1301
TEJON RANCH CO
COM
879080109
2614
107569
SH
SOLE
42519
0
65050
TEKLA HEALTHCARE INVS SH BEN I
COM
87911j103
340
15824
SH
SOLE
9060
0
6763
TEXAS INSTRUMENTS INCORPORATED
COM
882508104
578
5242
SH
SOLE
4892
0
350
TEXAS PACIFIC LAND TRUST SUB-S
COM
882610108
428
616
SH
SOLE
0
0
616
TRACTOR SUPPLY CO
COM
892356106
638
8339
SH
SOLE
2525
0
5814
UNION PACIFIC CORP
COM
907818108
853
6019
SH
SOLE
2507
0
3512
UNITED NATURAL FOODS INC
COM
911163103
256
6000
SH
SOLE
5000
0
1000
UNITED PARCEL SVC INC CL B
COM
911312106
2270
21367
SH
SOLE
10513
0
10854
UNITED RESOURCE HLDGS GROUP
COM
91137r105
5
108000
SH
SOLE
0
0
108000
UNITED TECHNOLOGIES CORP
COM
913017109
379
3035
SH
SOLE
1483
0
1552
UNITEDHEALTH GROUP INC
COM
91324p102
2082
8488
SH
SOLE
5138
0
3349
US BANCORP DEL COM
COM
902973304
627
12530
SH
SOLE
10677
0
1853
VANGUARD FTSE DEVELOPED MARKET
COM
921943858
546
12721
SH
SOLE
8083
0
4638
VANGUARD FTSE EMERGING MARKETS
COM
922042858
683
16195
SH
SOLE
11675
0
4520
VANGUARD INTERMEDIATE TERM COR
COM
92206c870
227
2722
SH
SOLE
2722
0
0
VANGUARD INTERNATIONAL DIVIDEN
COM
921946810
549
8474
SH
SOLE
8474
0
0
VANGUARD INTL EQUITY INDEX FD
COM
922042874
272
4847
SH
SOLE
2265
0
2582
VANGUARD INTL EQUITY INDEX FD
COM
922042742
1186
16168
SH
SOLE
16168
0
0
VANGUARD S&P 500 ETF
COM
922908363
334
1337
SH
SOLE
66
0
1271
VANGUARD SECTOR INDEX FDS VANG
COM
92204a801
528
4011
SH
SOLE
3540
0
471
VANGUARD SECTOR INDEX FDS VANG
COM
922908553
447
5486
SH
SOLE
1491
0
3995
VANGUARD SPECIALIZED FUNDS VAN
COM
921908844
582
5728
SH
SOLE
3151
0
2577
VANGUARD STAR FD VANGUARD TOTA
COM
921909768
709
13097
SH
SOLE
1206
0
11891
VERIZON COMMUNICATIONS
COM
92343v104
2464
48986
SH
SOLE
34595
0
14390
VISA INC CL A COMMON STOCK
COM
92826c839
1827
13796
SH
SOLE
8386
0
5410
WALGREEN BOOTS ALLIANCE INC CO
COM
931427108
1343
22373
SH
SOLE
7118
0
15255
WALMART INC COMMON STOCK
COM
931142103
878
10255
SH
SOLE
7041
0
3214
WALT DISNEY CO
COM
254687106
1892
18050
SH
SOLE
9482
0
8568
WASTE MANAGEMENT INC DEL
COM
94106l109
823
10113
SH
SOLE
6323
0
3790
WELLS FARGO & CO
COM
949746101
398
7172
SH
SOLE
3317
0
3855
WELLTOWER INC COMMON STOCK
COM
95040q104
1435
22891
SH
SOLE
19737
0
3155
WEYERHAEUSER CO
COM
962166104
343
9407
SH
SOLE
7210
0
2197
WORLD MOTO INC
COM
98158h106
0
700000
SH
SOLE
0
0
700000
XCEL ENERGY INC COMMON STOCK
COM
98389b100
536
11734
SH
SOLE
7973
0
3761
ZILLOW GROUP INC CLASS A COM
COM
98954m101
331
5546
SH
SOLE
3046
0
2500
CHS INC 7.875 CLASS B CUM RED
PFD
12542r308
374
13083
SH
SOLE
13083
0
0
CHS INC 8 CUM REDEEMABLE PFD
PFD
12542r209
948
31927
SH
SOLE
24949
0
6978
CHS INC PFD CL B SER 4
PFD
12542r803
716
25442
SH
SOLE
20442
0
5000
GWG HLDGS INC PFD 7 DTD
PFD
36192a810
212
212
SH
SOLE
207
0
5
GWG HLDGS INC PFD 7 DTD
PFD
36192a836
567
567
SH
SOLE
567
0
0
GWG HLDGS INC PFD 7 DTD
PFD
36192a844
470
470
SH
SOLE
455
0
15
GWG HLDGS INC SER 2 PFD 7 DTD
PFD
36192a687
1173
1173
SH
SOLE
110
0
1063
GWG HLDGS INC SER 2 PFD 7 DTD
PFD
36192a778
329
329
SH
SOLE
329
0
0
NOVUME SOLUTIONS INC PFD CUM C
PFD
67012d205
157
16500
SH
SOLE
12000
0
4500
ALLEGIANCY LLC 6 UNIT MEMBERS
PFD
01748m106
382
61200
SH
SOLE
7920
0
53280