0001697934-17-000005.txt : 20170725
0001697934-17-000005.hdr.sgml : 20170725
20170725092137
ACCESSION NUMBER: 0001697934-17-000005
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170630
FILED AS OF DATE: 20170725
DATE AS OF CHANGE: 20170725
EFFECTIVENESS DATE: 20170725
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Moloney Securities Asset Management, LLC
CENTRAL INDEX KEY: 0001697934
IRS NUMBER: 371797454
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17870
FILM NUMBER: 17979439
BUSINESS ADDRESS:
STREET 1: 13537 BARRETT PARKWAY DRIVE
STREET 2: SUITE 300
CITY: MANCHESTER
STATE: MO
ZIP: 63021
BUSINESS PHONE: (314) 909-0600
MAIL ADDRESS:
STREET 1: 13537 BARRETT PARKWAY DRIVE
STREET 2: SUITE 300
CITY: MANCHESTER
STATE: MO
ZIP: 63021
13F-HR
1
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06-30-2017
06-30-2017
Moloney Securities Asset Management, LLC
13537 BARRETT PARKWAY DRIVE
SUITE 300
MANCHESTER
MO
63021
13F HOLDINGS REPORT
028-17870
N
Jeff Roseman
CCO & VP
(314) 909-0600
Jeff Roseman
Manchester
MO
07-25-2017
0
255
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SOLE
0
0
13200
PFIZER INC
COM
717081103
881
26227
SH
SOLE
12782
0
13445
PHARMACYTE BIOTECH INC COM
COM
71715x104
1
10000
SH
SOLE
10000
0
0
PHILIP MORRIS INTERNATIONAL IN
COM
718172109
1437
12236
SH
SOLE
5042
0
7194
PHILLIPS 66 COM
COM
718546104
255
3088
SH
SOLE
900
0
2188
PIMCO 0-5 YEAR HIGH YIELD CORP
COM
72201r783
343
3385
SH
SOLE
3385
0
0
POWERSHARES ETF TRUST DWA TACT
COM
73937b498
261
10361
SH
SOLE
10361
0
0
POWERSHARES EXCHANGE TRADED FD
COM
73937b779
1668
37280
SH
SOLE
35313
0
1967
POWERSHARES EXCHANGE TRADED FU
COM
73937b654
2911
72368
SH
SOLE
55027
0
17341
POWERSHARES QQQ TRUST SERIES 1
COM
73935a104
1979
14375
SH
SOLE
653
0
13722
POWERSHARES S&P MIDCAP LOW VOL
COM
73937b647
244
5638
SH
SOLE
5573
0
65
POWERSHARES S&P SMALLCAP LOW V
COM
73937b639
3560
81600
SH
SOLE
60757
0
20843
POWERSHARES SENIOR LOAN PORTFO
COM
73936q769
782
33810
SH
SOLE
33810
0
0
PROCTER & GAMBLE CO
COM
742718109
2859
32800
SH
SOLE
13995
0
18805
PROSPECT CAPITAL CORPORATION
COM
74348t102
382
47062
SH
SOLE
14073
0
32989
QUALCOMM INC
COM
747525103
702
12707
SH
SOLE
9332
0
3375
QUEST DIAGNOSTICS INC
COM
74834l100
602
5420
SH
SOLE
4395
0
1025
REALTY INCOME CORP
COM
756109104
216
3912
SH
SOLE
2009
0
1903
REYNOLDS AMERICAN INC
COM
761713106
281
4317
SH
SOLE
4279
0
38
RIVERNORTH DOUBLELINE STRATEGC
COM
76882g107
775
39666
SH
SOLE
3848
0
35818
ROCKET FUEL INC COM
COM
773111109
588
213850
SH
SOLE
20000
0
193850
ROYAL DUTCH SHELL PLC SPONSORE
COM
780259107
1058
19446
SH
SOLE
15784
0
3662
ROYCE MICRO-CAP TRUST INC
COM
780915104
111
12875
SH
SOLE
0
0
12875
SCHLUMBERGER LTD
COM
806857108
218
3304
SH
SOLE
390
0
2914
SCHWAB STRATEGIC TR SHORT-TERM
COM
808524862
222
4398
SH
SOLE
4398
0
0
SEAGATE TECHNOLOGY PLC
COM
g7945m107
225
5798
SH
SOLE
5240
0
558
SECTOR SPDR TRUST SBI CONSUMER
COM
81369y308
450
8200
SH
SOLE
3005
0
5194
SELECT SECTOR SPDR FUND SHS BE
COM
81369y407
217
2424
SH
SOLE
106
0
2318
SELECT SECTOR SPDR TRUST THE F
COM
81369y605
459
18619
SH
SOLE
2571
0
16048
SELECT SECTOR SPDR TRUST THE H
COM
81369y209
1839
23206
SH
SOLE
19510
0
3696
SELECT SECTOR SPDR TRUST THE T
COM
81369y803
683
12473
SH
SOLE
476
0
11997
SIMON PROPERTY GROUP INC
COM
828806109
647
3997
SH
SOLE
3997
0
0
SOUTHERN CO
COM
842587107
355
7421
SH
SOLE
2120
0
5301
SPDR DOW JONES REIT ETF
COM
78464a607
405
4354
SH
SOLE
125
0
4229
SPDR GOLD TRUST GOLD S
COM
78463V107
326
2759
SH
SOLE
423
0
2336
SPDR INDEX SHARES FUNDS SPDR E
COM
78463x202
460
11952
SH
SOLE
662
0
11290
SPDR S&P 500 ETF TRUST
COM
78462f103
1667
6896
SH
SOLE
793
0
6103
SPDR S&P DIVIDEND ETF
COM
78464a763
1446
16265
SH
SOLE
1995
0
14270
SPDR SERIES TRUST SPDR BLOOMBE
COM
78464a474
731
23848
SH
SOLE
23766
0
82
SQUARE INC CLASS A COM
COM
852234103
2740
116800
SH
SOLE
14100
0
102700
STANDARD & POORS MIDCAP 400 SP
COM
78467y107
1046
3294
SH
SOLE
80
0
3214
STARBUCKS CORP
COM
855244109
227
3899
SH
SOLE
712
0
3187
STERICYCLE INC
COM
858912108
759
9940
SH
SOLE
1840
0
8100
TEJON RANCH CO
COM
879080109
907
43950
SH
SOLE
7000
0
36950
TWILIO INC CL A
COM
90138f102
393
13500
SH
SOLE
2000
0
11500
UNION PACIFIC CORP
COM
907818108
475
4357
SH
SOLE
890
0
3467
UNITED PARCEL SVC INC CL B
COM
911312106
2734
24718
SH
SOLE
8929
0
15790
UNITED RESOURCE HLDGS GROUP
COM
91137r105
1
108000
SH
SOLE
0
0
108000
UNITED TECHNOLOGIES CORP
COM
913017109
446
3656
SH
SOLE
1857
0
1799
UNITEDHEALTH GROUP INC
COM
91324p102
1378
7434
SH
SOLE
3997
0
3437
US BANCORP DEL COM
COM
902973304
574
11064
SH
SOLE
8430
0
2634
VANGUARD FTSE DEVELOPED MARKET
COM
921943858
502
12143
SH
SOLE
7751
0
4392
VANGUARD FTSE EMERGING MARKETS
COM
922042858
330
8074
SH
SOLE
5487
0
2587
VANGUARD INDEX FUNDS VANGUARD
COM
921946406
366
4677
SH
SOLE
3458
0
1219
VANGUARD INTERMEDIATE TERM COR
COM
92206c870
903
10320
SH
SOLE
10320
0
0
VANGUARD INTERNATIONAL DIVIDEN
COM
921946810
213
3455
SH
SOLE
3455
0
0
VANGUARD INTL EQUITY INDEX FD
COM
922042874
217
3933
SH
SOLE
1295
0
2638
VANGUARD S&P 500 ETF
COM
922908363
326
1467
SH
SOLE
36
0
1431
VANGUARD SECTOR INDEX FDS VANG
COM
92204a801
542
4459
SH
SOLE
3889
0
570
VANGUARD SECTOR INDEX FDS VANG
COM
922908553
525
6304
SH
SOLE
2216
0
4088
VANGUARD SHORT TERM BOND ETF
COM
921937827
281
3521
SH
SOLE
3046
0
475
VANGUARD SHORT TERM CORPORATE
COM
92206c409
329
4114
SH
SOLE
3814
0
300
VANGUARD SPECIALIZED FUNDS VAN
COM
921908844
333
3596
SH
SOLE
237
0
3358
VANGUARD TOTAL INTERNATIONAL B
COM
92203j407
346
6362
SH
SOLE
6148
0
214
VERIZON COMMUNICATIONS
COM
92343v104
1661
37188
SH
SOLE
23497
0
13691
VERSAR INC
COM
925297103
71
47500
SH
SOLE
27500
0
20000
VISA INC CL A COMMON STOCK
COM
92826c839
1157
12337
SH
SOLE
2598
0
9739
WAL-MART STORES INC
COM
931142103
509
6723
SH
SOLE
3096
0
3627
WALGREEN BOOTS ALLIANCE INC CO
COM
931427108
1485
18968
SH
SOLE
2771
0
16197
WALT DISNEY CO
COM
254687106
1736
16338
SH
SOLE
4445
0
11893
WASTE MANAGEMENT INC DEL
COM
94106l109
755
10298
SH
SOLE
2060
0
8238
WELLS FARGO & CO
COM
949746101
631
11382
SH
SOLE
5383
0
6000
WELLTOWER INC COM
COM
95040q104
1459
19491
SH
SOLE
15433
0
4058
WEYERHAEUSER CO
COM
962166104
993
29634
SH
SOLE
27372
0
2262
WILLIAMS SONOMA INC
COM
969904101
352
7250
SH
SOLE
750
0
6500
WORLD MOTO INC
COM
98158h106
1
700000
SH
SOLE
0
0
700000
XCEL ENERGY INC
COM
98389b100
545
11872
SH
SOLE
4002
0
7871
CHS INC 7.875 CLASS B CUM RED
PFD
12542r308
220
7591
SH
SOLE
5539
0
2051
CHS INC CUM REDEEMABLE PFD
PFD
12542r209
1406
45893
SH
SOLE
4855
0
41039
GWG HLDGS INC PFD 7 DTD
PFD
36192a836
567
567
SH
SOLE
567
0
0
GWG HLDGS INC PFD 7 DTD
PFD
36192a844
480
480
SH
SOLE
465
0
15
GWG HLDGS INC SER 2 PFD 7 DTD
PFD
36192a778
329
329
SH
SOLE
329
0
0
UTS KEYSTONE SOLUTIONS INC UNI
PFD
493606305
265
26500
SH
SOLE
10000
0
16500
ALLEGIANCY LLC UNIT MEMBERSHIP
PFD
01748m106
621
56500
SH
SOLE
3000
0
53500