The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AKEBIA THERAPEUTICS INC | COM | 00972D105 | 157 | 19,128 | SH | SOLE | 19,128 | 0 | 0 | ||
ALTRIA GROUP INC | COM | 02209S103 | 5,071 | 88,300 | SH | SOLE | 88,300 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 0 | 30,000 | SH | Put | SOLE | 30,000 | 0 | 0 | |
ARES CAP CORP | COM | 04010L103 | 2,065 | 120,500 | SH | SOLE | 120,500 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 1,405 | 44,800 | SH | SOLE | 44,800 | 0 | 0 | ||
BARCLAYS PLC | ADR | 06738E204 | 1 | 60,000 | SH | Put | SOLE | 60,000 | 0 | 0 | |
BROADCOM INC | COM | 11135F101 | 331 | 1,100 | SH | SOLE | 1,100 | 0 | 0 | ||
CENTURYLINK INC | COM | 156700106 | 391 | 32,600 | SH | SOLE | 32,600 | 0 | 0 | ||
CHICKEN SOUP FOR THE SOUL EN | CL A | 16842Q100 | 1,236 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
DEUTSCHE BANK AG | NAMEN AKT | D18190898 | 151 | 18,600 | SH | SOLE | 18,600 | 0 | 0 | ||
EKSO BIONICS HLDGS INC | COM NEW | 282644202 | 48 | 19,205 | SH | SOLE | 19,205 | 0 | 0 | ||
ENERGY TRANSFER LP | COM UT LTD PTN | 29273V100 | 7,823 | 508,972 | SH | SOLE | 508,972 | 0 | 0 | ||
ENERGY TRANSFER LP | COM UT LTD PTN | 29273V100 | 6 | 250,000 | SH | Call | SOLE | 0 | 0 | 0 | |
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 282 | 9,700 | SH | SOLE | 9,700 | 0 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 2,801 | 14,600 | SH | SOLE | 14,600 | 0 | 0 | ||
INVESCO CURNCYSHS BRIT PND S | BRIT POUN STRL | 46138M109 | 219 | 1,737 | SH | SOLE | 1,737 | 0 | 0 | ||
ITAU UNIBANCO HLDG SA | SPON ADR REP PFD | 465562106 | 280 | 31,800 | SH | SOLE | 31,800 | 0 | 0 | ||
KINDER MORGAN INC DEL | COM | 49456B101 | 232 | 11,600 | SH | SOLE | 11,600 | 0 | 0 | ||
NIO INC | SPON ADS | 62914V106 | 10 | 50,000 | SH | Call | SOLE | 0 | 0 | 0 | |
NIO INC | SPON ADS | 62914V106 | 5 | 50,000 | SH | Put | SOLE | 50,000 | 0 | 0 | |
PHILIP MORRIS INTL INC | COM | 718172109 | 601 | 6,800 | SH | SOLE | 6,800 | 0 | 0 | ||
PROSHARES TR II | ULTRA VIX SHORT | 74347W148 | 0 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
QUALCOMM INC | COM | 747525103 | 2,743 | 48,100 | SH | SOLE | 48,100 | 0 | 0 | ||
SCHLUMBERGER LTD | COM | 806857108 | 523 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 14,011 | 49,600 | SH | SOLE | 49,600 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1 | 5,000 | SH | Call | SOLE | 0 | 0 | 0 | |
STAAR SURGICAL CO | COM PAR $0.01 | 852312305 | 1,368 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
TESLA INC | COM | 88160R101 | 0 | 45,000 | SH | Put | SOLE | 45,000 | 0 | 0 | |
VODAFONE GROUP PLC NEW | SPONSORED ADR | 92857W308 | 789 | 43,400 | SH | SOLE | 43,400 | 0 | 0 | ||
WELLS FARGO CO NEW | COM | 949746101 | 430 | 8,900 | SH | SOLE | 8,900 | 0 | 0 |