0001140361-17-020378.txt : 20170515
0001140361-17-020378.hdr.sgml : 20170515
20170515115735
ACCESSION NUMBER: 0001140361-17-020378
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170331
FILED AS OF DATE: 20170515
DATE AS OF CHANGE: 20170515
EFFECTIVENESS DATE: 20170515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ARK Investment Management LLC
CENTRAL INDEX KEY: 0001697748
IRS NUMBER: 464309299
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17768
FILM NUMBER: 17842468
BUSINESS ADDRESS:
STREET 1: 155 WEST 19TH STREET, 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10011
BUSINESS PHONE: 212-426-7040
MAIL ADDRESS:
STREET 1: 155 WEST 19TH STREET, 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10011
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001697748
XXXXXXXX
03-31-2017
03-31-2017
ARK Investment Management LLC
155 WEST 19TH STREET, 5TH FLOOR
NEW YORK
NY
10011
13F HOLDINGS REPORT
028-17768
N
Kellen Carter
Chief Compliance Officer
212-426-7040
/s/Kellen Carter
New York
NY
05-15-2017
0
104
346911
false
INFORMATION TABLE
2
form13fInfoTable.xml
2U INC
COM
90214J101
7254
182911
SH
SOLE
0
182911
0
3-D SYS CORP DEL
COM NEW
88554D205
1256
84015
SH
SOLE
0
84015
0
ADOBE SYS INC
COM
00724F101
115
887
SH
SOLE
887
0
0
AEROVIRONMENT INC
COM
008073108
3376
120452
SH
SOLE
0
120452
0
AGIOS PHARMACEUTICALS INC
COM
00847X104
376
6446
SH
SOLE
6446
0
0
AKAMAI TECHNOLOGIES INC
COM
00971T101
365
6115
SH
SOLE
6115
0
0
ALBEMARLE CORP
COM
012653101
329
3113
SH
SOLE
3113
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
5043
46768
SH
SOLE
0
46768
0
ALIGN TECHNOLOGY INC
COM
016255101
845
7363
SH
SOLE
7363
0
0
ALLEGHENY TECHNOLOGIES INC
COM
01741R102
33
1835
SH
SOLE
1835
0
0
ALLIED MOTION TECHNOLOGIES
COM
019330109
236
11721
SH
SOLE
11721
0
0
ALNYLAM PHARMACEUTICALS INC
COM
02043Q107
319
6224
SH
SOLE
6224
0
0
ALPHABET INC
CAP STK CL C
02079K107
7548
9099
SH
SOLE
0
9099
0
AMAZON COM INC
COM
023135106
19121
21568
SH
SOLE
0
21568
0
AMETEK INC NEW
COM
031100100
210
3891
SH
SOLE
3891
0
0
ANSYS INC
COM
03662Q105
592
5542
SH
SOLE
5542
0
0
APPLE INC
COM
037833100
34
239
SH
SOLE
239
0
0
ARCONIC INC
COM
03965L100
282
10705
SH
SOLE
10705
0
0
ATHENAHEALTH INC
COM
04685W103
25592
227104
SH
SOLE
0
227104
0
AUTODESK INC
COM
052769106
1239
14334
SH
SOLE
14334
0
0
BAIDU INC
SPON ADR REP A
056752108
13560
78599
SH
SOLE
0
78599
0
BIOGEN INC
COM
09062X103
904
3308
SH
SOLE
0
3308
0
BLUEBIRD BIO INC
COM
09609G100
7514
82662
SH
SOLE
0
82662
0
BOX INC
CL A
10316T104
197
12080
SH
SOLE
12080
0
0
CARPENTER TECHNOLOGY CORP
COM
144285103
27
715
SH
SOLE
715
0
0
CELGENE CORP
COM
151020104
111
895
SH
SOLE
895
0
0
CELLECTIS S A
SPONSORED ADS
15117K103
54
2254
SH
SOLE
2254
0
0
CERUS CORP
COM
157085101
3303
742278
SH
SOLE
0
742278
0
COMPUGEN LTD
ORD
M25722105
1180
274450
SH
SOLE
0
274450
0
CONFORMIS INC
COM
20717E101
326
62369
SH
SOLE
62369
0
0
CORNERSTONE ONDEMAND INC
COM
21925Y103
344
8846
SH
SOLE
8846
0
0
CTRIP COM INTL LTD
AMERICAN DEP SHS
22943F100
4664
94887
SH
SOLE
0
94887
0
DELPHI AUTOMOTIVE PLC
SHS
G27823106
258
3202
SH
SOLE
3202
0
0
EASTMAN CHEM CO
COM
277432100
33
413
SH
SOLE
413
0
0
EASTMAN KODAK CO
COM NEW
277461406
22
1909
SH
SOLE
1909
0
0
EDITAS MEDICINE INC
COM
28106W103
5132
229922
SH
SOLE
0
229922
0
ELBIT SYS LTD
ORD
M3760D101
340
2992
SH
SOLE
2992
0
0
EVOGENE LTD
SHS
M4119S104
39
7384
SH
SOLE
7384
0
0
EXA CORP
COM
300614500
423
33281
SH
SOLE
33281
0
0
EXONE CO
COM
302104104
5240
514210
SH
SOLE
0
514210
0
FACEBOOK INC
CL A
30303M102
8237
57988
SH
SOLE
0
57988
0
FARO TECHNOLOGIES INC
COM
311642102
190
5301
SH
SOLE
5301
0
0
FIVE PRIME THERAPEUTICS INC
COM
33830X104
128
3551
SH
SOLE
3551
0
0
FLEX LTD
ORD
Y2573F102
258
15363
SH
SOLE
15363
0
0
FOUNDATION MEDICINE INC
COM
350465100
8350
258908
SH
SOLE
0
258908
0
GENERAL ELECTRIC CO
COM
369604103
642
21533
SH
SOLE
21533
0
0
GENERAL MTRS CO
COM
37045V100
900
25464
SH
SOLE
0
25464
0
HORTONWORKS INC
COM
440894103
7761
791092
SH
SOLE
0
791092
0
HP INC
COM
40434L105
1023
57216
SH
SOLE
57216
0
0
HUBSPOT INC
COM
443573100
596
9839
SH
SOLE
9839
0
0
ILLUMINA INC
COM
452327109
20457
119885
SH
SOLE
0
119885
0
INCYTE CORP
COM
45337C102
193
1442
SH
SOLE
1442
0
0
INOVIO PHARMACEUTICALS INC
COM NEW
45773H201
243
36773
SH
SOLE
36773
0
0
INTELLIA THERAPEUTICS INC
COM
45826J105
1125
79850
SH
SOLE
0
79850
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
3931
22575
SH
SOLE
0
22575
0
INVITAE CORP
COM
46185L103
8328
752981
SH
SOLE
0
752981
0
IONIS PHARMACEUTICALS INC
COM
462222100
5128
127563
SH
SOLE
0
127563
0
JOUNCE THERAPEUTICS INC
COM
481116101
40
1811
SH
SOLE
1811
0
0
JUNO THERAPEUTICS INC
COM
48205A109
5509
248267
SH
SOLE
0
248267
0
K2M GROUP HLDGS INC
COM
48273J107
841
41018
SH
SOLE
41018
0
0
KITE PHARMA INC
COM
49803L109
6857
87364
SH
SOLE
0
87364
0
LENDINGCLUB CORP
COM
52603A109
5883
1071555
SH
SOLE
0
1071555
0
LENDINGTREE INC NEW
COM
52603B107
3672
29297
SH
SOLE
0
29297
0
MATERIALISE NV
SPONSORED ADS
57667T100
1512
166206
SH
SOLE
0
166206
0
MAZOR ROBOTICS LTD
SPONSORED ADS
57886P103
311
10448
SH
SOLE
10448
0
0
MEDIDATA SOLUTIONS INC
COM
58471A105
542
9391
SH
SOLE
9391
0
0
MELLANOX TECHNOLOGIES LTD
SHS
M51363113
361
7082
SH
SOLE
7082
0
0
MERCADOLIBRE INC
COM
58733R102
3275
15486
SH
SOLE
0
15486
0
MICROSOFT CORP
COM
594918104
527
8002
SH
SOLE
8002
0
0
NANO DIMENSION LTD
SPONS ADR
63008G104
89
13330
SH
SOLE
13330
0
0
NANOSTRING TECHNOLOGIES INC
COM
63009R109
631
31741
SH
SOLE
0
31741
0
NETFLIX INC
COM
64110L106
6748
45651
SH
SOLE
0
45651
0
NVIDIA CORP
COM
67066G104
7694
70631
SH
SOLE
0
70631
0
ORBITAL ATK INC
COM
68557N103
316
3228
SH
SOLE
3228
0
0
ORGANOVO HLDGS INC
COM
68620A104
1960
616252
SH
SOLE
0
616252
0
PAYPAL HLDGS INC
COM
70450Y103
6079
141299
SH
SOLE
0
141299
0
POLYONE CORPORATION
COM
73179P106
31
895
SH
SOLE
895
0
0
PRAXAIR INC
COM
74005P104
28
234
SH
SOLE
234
0
0
PROTO LABS INC
COM
743713109
9191
179870
SH
SOLE
0
179870
0
PTC INC
COM
69370C100
553
10519
SH
SOLE
10519
0
0
QUALCOMM INC
COM
747525103
5168
90121
SH
SOLE
0
90121
0
RED HAT INC
COM
756577102
5109
59068
SH
SOLE
0
59068
0
REGENERON PHARMACEUTICALS
COM
75886F107
267
690
SH
SOLE
690
0
0
ROCKWELL AUTOMATION INC
COM
773903109
358
2300
SH
SOLE
2300
0
0
SALESFORCE.COM INC
COM
79466L302
6639
80487
SH
SOLE
0
80487
0
SCHWAB CHARLES CORP NEW
COM
808513105
2552
62530
SH
SOLE
0
0
62530
SERES THERAPEUTICS INC
COM
81750R102
7099
629915
SH
SOLE
0
629915
0
SERVICENOW INC
COM
81762P102
316
3616
SH
SOLE
3616
0
0
SIGMA LABS INC
COM PAR
826598302
55
17793
SH
SOLE
17793
0
0
SPLUNK INC
COM
848637104
7449
119589
SH
SOLE
0
119589
0
SQUARE INC
CL A
852234103
4216
244000
SH
SOLE
0
244000
0
STRATASYS LTD
SHS
M85548101
27928
1363026
SH
SOLE
0
1363026
0
SYROS PHARMACEUTICALS INC
COM
87184Q107
131
8245
SH
SOLE
8245
0
0
TERADYNE INC
COM
880770102
4071
130887
SH
SOLE
0
130887
0
TESLA INC
COM
88160R101
6303
22650
SH
SOLE
0
22650
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
2691
17517
SH
SOLE
0
17517
0
TOYOTA MOTOR CORP
SP ADR REP2COM
892331307
363
3345
SH
SOLE
3345
0
0
TRIMBLE INC
COM
896239100
1124
35105
SH
SOLE
35105
0
0
TWILIO INC
CL A
90138F102
550
19055
SH
SOLE
19055
0
0
TWITTER INC
COM
90184L102
10747
718886
SH
SOLE
0
718886
0
ULTRA CLEAN HLDGS INC
COM
90385V107
312
18514
SH
SOLE
18514
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
214
1996
SH
SOLE
1996
0
0
VERACYTE INC
COM
92337F107
550
59863
SH
SOLE
0
59863
0
XILINX INC
COM
983919101
4723
81581
SH
SOLE
0
81581
0