Chief Compliance Officer

0001104659-22-109252.txt : 20221017 0001104659-22-109252.hdr.sgml : 20221017 20221017132029 ACCESSION NUMBER: 0001104659-22-109252 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221017 DATE AS OF CHANGE: 20221017 EFFECTIVENESS DATE: 20221017 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ARK Investment Management LLC CENTRAL INDEX KEY: 0001697748 IRS NUMBER: 464309299 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17768 FILM NUMBER: 221313326 BUSINESS ADDRESS: STREET 1: 200 CENTRAL AVENUE CITY: ST. PETERSBURG STATE: FL ZIP: 33701 BUSINESS PHONE: 212-426-7040 MAIL ADDRESS: STREET 1: 200 CENTRAL AVENUE CITY: ST. PETERSBURG STATE: FL ZIP: 33701 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001697748 XXXXXXXX 09-30-2022 09-30-2022 false ARK Investment Management LLC

200 Central Avenue St. Petersburg FL 33701

13F HOLDINGS REPORT 028-17768 N Kellen Carter Chief Compliance Officer 212-426-7040 /s/ Kellen Carter New York NY 10-17-2022 0 250 14347165 INFORMATION TABLE 2 infotable.xml Aerojet Rocketdyne Holdings In Common Stock 007800105 2244 56108 SH SOLE 56108 0 0 AeroVironment Inc Common Stock 008073108 62536 750191 SH SOLE 750191 0 0 Align Technology Inc Common Stock 016255101 2568 12398 SH SOLE 12398 0 0 ATI Inc Common Stock 01741R102 263 9877 SH SOLE 9877 0 0 Alphabet Inc Common Stock 02079K107 25157 261648 SH SOLE 261648 0 0 Altair Engineering Inc Common Stock 021369103 6126 138538 SH SOLE 138538 0 0 Amazon.com Inc Common Stock 023135106 7512 66482 SH SOLE 66482 0 0 AMETEK Inc Common Stock 031100100 3210 28304 SH SOLE 28304 0 0 ANSYS Inc Common Stock 03662Q105 19454 87748 SH SOLE 87748 0 0 Arcturus Therapeutics Holdings Common Stock 03969T109 32333 2181703 SH SOLE 2181703 0 0 Autodesk Inc Common Stock 052769106 7473 40007 SH SOLE 40007 0 0 Renishaw PLC Common Stock G75006117 4943 126313 SH SOLE 126313 0 0 CareDx Inc Common Stock 14167L103 98497 5787120 SH SOLE 5787120 0 0 Carpenter Technology Corp Common Stock 144285103 253 8124 SH SOLE 8124 0 0 Cerus Corp Common Stock 157085101 60674 16853875 SH SOLE 15646843 467095 739937 Codexis Inc Common Stock 192005106 25897 4273485 SH SOLE 4273485 0 0 Deere & Co Common Stock 244199105 58988 176668 SH SOLE 176668 0 0 DuPont de Nemours Inc Common Stock 26614N102 210 4174 SH SOLE 4174 0 0 Eastman Chemical Co Common Stock 277432100 177 2498 SH SOLE 2498 0 0 Editas Medicine Inc Common Stock 28106W103 1778 145292 SH SOLE 44025 101267 0 FARO Technologies Inc Common Stock 311642102 6437 234583 SH SOLE 234583 0 0 Fate Therapeutics Inc Common Stock 31189P102 261207 11655833 SH SOLE 11440740 0 215093 Grayscale Bitcoin Trust BTC Open-End Fund 389637109 74064 6491122 SH SOLE 5865715 616862 8545 HP Inc Common Stock 40434L105 4652 186681 SH SOLE 186681 0 0 Hexcel Corp Common Stock 428291108 217 4187 SH SOLE 4187 0 0 Incyte Corp Common Stock 45337C102 68652 1030189 SH SOLE 1030189 0 0 Intellia Therapeutics Inc Common Stock 45826J105 540409 9657052 SH SOLE 8723670 628100 305282 Intercontinental Exchange Inc Common Stock 45866F104 9001 99628 SH SOLE 99628 0 0 Intuit Inc Common Stock 461202103 11925 30788 SH SOLE 30788 0 0 Intuitive Surgical Inc Common Stock 46120E602 10179 54304 SH SOLE 54304 0 0 OC Oerlikon Corp AG Common Stock H59187106 2113 327398 SH SOLE 327398 0 0 Invitae Corp Common Stock 46185L103 74952 30468381 SH SOLE 26232696 3069237 1166448 Ionis Pharmaceuticals Inc Common Stock 462222100 164231 3713107 SH SOLE 3713107 0 0 Iovance Biotherapeutics Inc Common Stock 462260100 22199 2317217 SH SOLE 2317217 0 0 Iridium Communications Inc Common Stock 46269C102 78481 1768780 SH SOLE 1768780 0 0 JD.com Inc ADR 47215P106 8349 165976 SH SOLE 165976 0 0 SGL Carbon SE Common Stock D6949M108 218 37860 SH SOLE 37860 0 0 Kaiser Aluminum Corp Common Stock 483007704 1810 29508 SH SOLE 29508 0 0 Komatsu Ltd ADR 500458401 32207 1769607 SH SOLE 1769607 0 0 Kratos Defense & Security Solu Common Stock 50077B207 83207 8189644 SH SOLE 8189644 0 0 Henkel AG & Co KGaA Preference D3207M110 219 3694 SH SOLE 3694 0 0 Lincoln Electric Holdings Inc Common Stock 533900106 2307 18349 SH SOLE 18349 0 0 Siemens AG Common Stock D69671218 2212 22710 SH SOLE 22710 0 0 Materialise NV ADR 57667T100 62782 5861998 SH SOLE 5567729 138873 155396 MercadoLibre Inc Common Stock 58733R102 73904 89280 SH SOLE 89280 0 0 Microsoft Corp Common Stock 594918104 6393 27449 SH SOLE 27449 0 0 Bezeq The Israeli Telecommunic Common Stock M2012Q100 2444 1487558 SH SOLE 1487558 0 0 Moog Inc Common Stock 615394202 1980 28139 SH SOLE 28139 0 0 Danel Adir Yeoshua Ltd Common Stock M27013107 1999 18957 SH SOLE 18957 0 0 Hilan Ltd Common Stock M5299H123 2261 42080 SH SOLE 42080 0 0 Nano Dimension Ltd ADR 63008G203 4104 1717194 SH SOLE 1717194 0 0 Elbit Systems Ltd Common Stock M3760D101 30588 160845 SH SOLE 160845 0 0 Partner Communications Co Ltd Common Stock M78465107 2235 308441 SH SOLE 308441 0 0 Nice Ltd ADR 653656108 2173 11542 SH SOLE 11542 0 0 Matrix IT Ltd Common Stock M6859E153 2223 97670 SH SOLE 97670 0 0 Toray Industries Inc Common Stock J89494116 213 43253 SH SOLE 43253 0 0 PTC Inc Common Stock 69370C100 7276 69565 SH SOLE 69565 0 0 Pacific Biosciences of Califor Common Stock 69404D108 166560 28692494 SH SOLE 26930347 1311970 450177 One Software Technologies Ltd Common Stock M75260113 2320 152742 SH SOLE 152742 0 0 Personalis Inc Common Stock 71535D106 16176 5446512 SH SOLE 5446512 0 0 Proto Labs Inc Common Stock 743713109 20513 563078 SH SOLE 563078 0 0 Roku Inc Common Stock 77543R102 672168 11917866 SH SOLE 10913099 747205 257562 Shopify Inc Common Stock 82509L107 391506 14532528 SH SOLE 13574018 727595 230915 Block Inc Common Stock 852234103 505457 9191790 SH SOLE 8545023 470877 175890 Teladoc Health Inc Common Stock 87918A105 528758 20858302 SH SOLE 19320257 1091467 446578 Teradyne Inc Common Stock 880770102 41507 552318 SH SOLE 552318 0 0 Tesla Inc Common Stock 88160R101 1082463 4080917 SH SOLE 3831303 249614 0 Teva Pharmaceutical Industries ADR 881624209 2707 335468 SH SOLE 335468 0 0 3D Systems Corp Common Stock 88554D205 30901 3872253 SH SOLE 3872253 0 0 3M Co Common Stock 88579Y101 196 1777 SH SOLE 1777 0 0 Trimble Inc Common Stock 896239100 110268 2031843 SH SOLE 2031843 0 0 Twilio Inc Common Stock 90138F102 471993 6826631 SH SOLE 6301973 388202 136456 Twist Bioscience Corp Common Stock 90184D100 235294 6676908 SH SOLE 6444517 134511 97880 2U Inc Common Stock 90214J101 58829 9412719 SH SOLE 8300412 701885 410422 United Parcel Service Inc Common Stock 911312106 1989 12310 SH SOLE 12310 0 0 Veracyte Inc Common Stock 92337F107 150751 9081363 SH SOLE 8533958 547405 0 Xerox Holdings Corp Common Stock 98421M106 210 16080 SH SOLE 16080 0 0 Zillow Group Inc Common Stock 98954M200 22604 790076 SH SOLE 790076 0 0 Koninklijke DSM NV Common Stock N5017D122 181 1577 SH SOLE 1577 0 0 Arkema SA Common Stock F0392W125 195 2656 SH SOLE 2656 0 0 Sandvik AB Common Stock W74857165 182 13283 SH SOLE 13283 0 0 Cellcom Israel Ltd Common Stock M2196U109 2310 452436 SH SOLE 452436 0 0 Evonik Industries AG Common Stock D2R90Y117 195 11684 SH SOLE 11684 0 0 Fattal Holdings 1998 Ltd Common Stock M4148G105 2076 21237 SH SOLE 21237 0 0 SLM Solutions Group AG Common Stock D6T690109 9881 514944 SH SOLE 514944 0 0 Adyen NV Common Stock N3501V104 30188 23687 SH SOLE 23687 0 0 Sapiens International Corp NV Common Stock G7T16G103 1846 96234 SH SOLE 96234 0 0 CRISPR Therapeutics AG Common Stock H17182108 538296 8237122 SH SOLE 7523953 508781 204388 Spotify Technology SA Common Stock L8681T102 69065 800291 SH SOLE 752815 32724 14752 Allot Ltd Common Stock M0854Q105 1689 430921 SH SOLE 430921 0 0 AudioCodes Ltd Common Stock M15342104 2275 104308 SH SOLE 104308 0 0 Camtek Ltd/Israel Common Stock M20791105 1899 81958 SH SOLE 81958 0 0 Ceragon Networks Ltd Common Stock M22013102 1688 922505 SH SOLE 922505 0 0 Check Point Software Technolog Common Stock M22465104 2138 19090 SH SOLE 19090 0 0 Compugen Ltd Common Stock M25722105 760 1157484 SH SOLE 1157484 0 0 CyberArk Software Ltd Common Stock M2682V108 2608 17393 SH SOLE 17393 0 0 Fiverr International Ltd Common Stock M4R82T106 1921 62808 SH SOLE 62808 0 0 Ituran Location and Control Lt Common Stock M6158M104 2302 98646 SH SOLE 98646 0 0 Nova Ltd Common Stock M7516K103 2055 24095 SH SOLE 24095 0 0 Radware Ltd Common Stock M81873107 2352 107930 SH SOLE 107930 0 0 Stratasys Ltd Common Stock M85548101 22668 1573088 SH SOLE 1307307 0 265781 Taro Pharmaceutical Industries Common Stock M8737E108 1837 61287 SH SOLE 61287 0 0 Tower Semiconductor Ltd Common Stock M87915274 2329 53012 SH SOLE 53012 0 0 UroGen Pharma Ltd Common Stock M96088105 2344 281701 SH SOLE 281701 0 0 Wix.com Ltd Common Stock M98068105 2847 36392 SH SOLE 36392 0 0 DocuSign Inc Common Stock 256163106 0 3 SH SOLE 3 0 0 Discovery Ltd Common Stock S2192Y109 30662 5281320 SH SOLE 5281320 0 0 Inmode Ltd Common Stock M5425M103 2405 82607 SH SOLE 82607 0 0 Perion Network Ltd Common Stock M78673114 2377 123205 SH SOLE 123205 0 0 Silvergate Capital Corp Common Stock 82837P408 31697 420660 SH SOLE 420660 0 0 Z Holdings Corp Common Stock J9894K105 11873 4519214 SH SOLE 4519214 0 0 Sea Ltd ADR 81141R100 15049 268486 SH SOLE 245781 22705 0 Z Holdings Corp ADR 98877X101 51 9732 SH SOLE 9732 0 0 Synopsys Inc Common Stock 871607107 14490 47428 SH SOLE 47428 0 0 RADA Electronic Industries Ltd Common Stock M81863124 2432 252562 SH SOLE 252562 0 0 PagerDuty Inc Common Stock 69553P100 249650 10821427 SH SOLE 9740550 765343 315534 Caterpillar Inc Common Stock 149123101 15783 96189 SH SOLE 96189 0 0 Arconic Corp Common Stock 03966V107 1334 78315 SH SOLE 78315 0 0 Adaptive Biotechnologies Corp Common Stock 00650F109 66477 9336619 SH SOLE 9336619 0 0 10X Genomics Inc Common Stock 88025U109 130348 4576814 SH SOLE 4192535 288663 95616 Bitcoin Fund/The Closed-End Fund 09175G104 2461 128634 SH SOLE 0 0 128634 Schrodinger Inc/United States Common Stock 80810D103 94042 3764707 SH SOLE 3764707 0 0 TCS Group Holding PLC GDR 87238U203 0 608351 SH SOLE 608351 0 0 Adyen NV ADR 00783V104 13991 1117498 SH SOLE 1117498 0 0 voestalpine AG Common Stock A9101Y103 200 11673 SH SOLE 11673 0 0 Accolade Inc Common Stock 00437E102 67588 5918365 SH SOLE 5918365 0 0 Berkeley Lights Inc Common Stock 084310101 15641 5468825 SH SOLE 5468825 0 0 Vertex Pharmaceuticals Inc Common Stock 92532F100 45587 157445 SH SOLE 157445 0 0 BYD Co Ltd ADR 05606L100 14243 289795 SH SOLE 289795 0 0 Gilat Satellite Networks Ltd Common Stock M51474118 1957 367177 SH SOLE 367177 0 0 Silicom Ltd Common Stock M84116108 2344 66329 SH SOLE 66329 0 0 Organovo Holdings Inc Common Stock 68620A203 563 274867 SH SOLE 271860 3007 0 Surface Oncology Inc Common Stock 86877M209 6277 6035691 SH SOLE 6035691 0 0 Niu Technologies ADR 65481N100 9436 2301438 SH SOLE 2301438 0 0 Exact Sciences Corp Common Stock 30063P105 570580 17561702 SH SOLE 16293346 933914 334442 Unity Software Inc Common Stock 91332U101 358844 11263159 SH SOLE 10254274 752121 256764 Beam Therapeutics Inc Common Stock 07373V105 404508 8490936 SH SOLE 8490936 0 0 Regeneron Pharmaceuticals Inc Common Stock 75886F107 25448 36941 SH SOLE 36941 0 0 Repare Therapeutics Inc Common Stock 760273102 31926 2632028 SH SOLE 2632028 0 0 Cloudflare Inc Common Stock 18915M107 17163 310308 SH SOLE 310308 0 0 Palantir Technologies Inc Common Stock 69608A108 1792 220404 SH SOLE 30115 190289 0 Zoom Video Communications Inc Common Stock 98980L101 801494 10891340 SH SOLE 9990792 652241 248307 Honeywell International Inc Common Stock 438516106 3930 23536 SH SOLE 23536 0 0 Kaspi.KZ JSC GDR 48581R205 11530 198793 SH SOLE 198793 0 0 908 Devices Inc Common Stock 65443P102 62102 3775194 SH SOLE 3775194 0 0 Magna International Inc Common Stock 559222401 16653 351174 SH SOLE 351174 0 0 Veeva Systems Inc Common Stock 922475108 37790 229200 SH SOLE 229200 0 0 Grayscale Ethereum Trust Open-End Fund 389638107 5577 611510 SH SOLE 2880 608630 0 PyroGenesis Canada Inc Common Stock 74734T104 150 136698 SH SOLE 136698 0 0 Magic Software Enterprises Ltd Common Stock 559166103 1931 124131 SH SOLE 124131 0 0 Malam - Team Ltd Common Stock M87437105 2240 102690 SH SOLE 102690 0 0 Desktop Metal Inc Common Stock 25058X105 6122 2363523 SH SOLE 2363523 0 0 JFrog Ltd Common Stock M6191J100 2384 107815 SH SOLE 107815 0 0 Eastman Kodak Co Common Stock 277461406 210 45731 SH SOLE 45731 0 0 Lockheed Martin Corp Common Stock 539830109 13204 34182 SH SOLE 34182 0 0 Nano-X Imaging Ltd Common Stock M70700105 2070 180478 SH SOLE 180478 0 0 Teledyne Technologies Inc Common Stock 879360105 14563 43154 SH SOLE 43154 0 0 Twitter Inc Common Stock 90184L102 2 53 SH SOLE 53 0 0 Butterfly Network Inc Common Stock 124155102 50952 10840899 SH SOLE 10840899 0 0 Signify Health Inc Common Stock 82671G100 61093 2095811 SH SOLE 2060119 0 35692 ARK Innovation ETF ETP 00214Q104 358 9493 SH SOLE 9493 0 0 Bill.com Holdings Inc Common Stock 090043100 22241 168018 SH SOLE 168018 0 0 Vuzix Corp Common Stock 92921W300 38036 6569273 SH SOLE 6569273 0 0 Airbus SE Common Stock N0280G100 2891 33223 SH SOLE 33223 0 0 Thales SA Common Stock F9156M108 5045 45603 SH SOLE 45603 0 0 Komatsu Ltd Common Stock J35759125 10403 576588 SH SOLE 576588 0 0 Garmin Ltd Common Stock H2906T109 4697 58486 SH SOLE 58486 0 0 HEICO Corp Common Stock 422806109 3161 21957 SH SOLE 21957 0 0 L3Harris Technologies Inc Common Stock 502431109 15784 75946 SH SOLE 75946 0 0 The 3D Printing ETF ETP 00214Q500 14874 753105 SH SOLE 753105 0 0 ROBLOX Corp Common Stock 771049103 303733 8474696 SH SOLE 7808370 496067 170259 Spirit AeroSystems Holdings In Common Stock 848574109 3679 167853 SH SOLE 167853 0 0 UiPath Inc Common Stock 90364P105 581120 46084074 SH SOLE 43405014 1928937 750123 Coinbase Global Inc Common Stock 19260Q107 497678 7717135 SH SOLE 7106963 474835 135337 TuSimple Holdings Inc Common Stock 90089L108 122355 16099348 SH SOLE 14688790 1077582 332976 Recursion Pharmaceuticals Inc Common Stock 75629V104 35748 3359811 SH SOLE 3359811 0 0 Zymergen Inc Common Stock 98985X100 20800 7482047 SH SOLE 7482047 0 0 Blade Air Mobility Inc Common Stock 092667104 29578 7339527 SH SOLE 7339527 0 0 JD Logistics Inc Common Stock G5074S101 7205 4098426 SH SOLE 4098426 0 0 Hexagon AB Common Stock W4R431112 2842 301655 SH SOLE 301655 0 0 StoneCo Ltd Common Stock G85158106 24723 2594177 SH SOLE 2594177 0 0 Quantum-Si Inc Common Stock 74765K105 36404 13237790 SH SOLE 13237790 0 0 Verve Therapeutics Inc Common Stock 92539P101 116579 3393859 SH SOLE 3340469 29630 23760 Markforged Holding Corp Common Stock 57064N102 32947 16639680 SH SOLE 16639680 0 0 Dassault Systemes SE Common Stock F24571451 14584 416882 SH SOLE 416882 0 0 Exco Technologies Ltd Common Stock 30150P109 2055 365949 SH SOLE 365949 0 0 Xometry Inc Common Stock 98423F109 9864 173697 SH SOLE 173697 0 0 BICO Group AB Common Stock W2R45B104 3462 1297756 SH SOLE 1297756 0 0 Farfetch Ltd Common Stock 30744W107 5143 690296 SH SOLE 690296 0 0 Robinhood Markets Inc Common Stock 770700102 332396 32910470 SH SOLE 30272047 2057223 581200 Playtika Holding Corp Common Stock 72815L107 1748 186134 SH SOLE 186134 0 0 Cognyte Software Ltd Common Stock M25133105 2187 541367 SH SOLE 541367 0 0 Monday.com Ltd Common Stock M7S64H106 29667 261749 SH SOLE 261749 0 0 SimilarWeb Ltd Common Stock M84137104 1351 230500 SH SOLE 230500 0 0 WalkMe Ltd Common Stock M97628107 2124 249939 SH SOLE 249939 0 0 Joby Aviation Inc Common Stock G65163100 5520 1274784 SH SOLE 1274784 0 0 General Electric Co Common Stock 369604301 2224 35923 SH SOLE 35923 0 0 Pfizer Inc Common Stock 717081103 23316 532812 SH SOLE 532812 0 0 Genius Sports Ltd Common Stock G3934V109 18596 5066909 SH SOLE 5066909 0 0 ARK Genomic Revolution ETF ETP 00214Q302 52 1581 SH SOLE 1581 0 0 Ginkgo Bioworks Holdings Inc Common Stock 37611X100 395675 126818856 SH SOLE 119338506 5428422 2051928 SomaLogic Inc Common Stock 83444K105 31951 11017672 SH SOLE 11017672 0 0 SomaLogic Inc Equity WRT 83444K113 132 300000 SH Call SOLE 300000 0 0 Archer Aviation Inc Common Stock 03945R102 24805 9503688 SH SOLE 9503688 0 0 Toast Inc Common Stock 888787108 25950 1552023 SH SOLE 1552023 0 0 Velo3D Inc Common Stock 92259N104 43506 11042242 SH SOLE 11042242 0 0 MYNARIC AGNAMENS AKTIEN O N ADR 62857X101 2653 545819 SH SOLE 545819 0 0 Nextdoor Holdings Inc Common Stock 65345M108 17847 6396764 SH SOLE 6396764 0 0 Crowdstrike Holdings Inc Common Stock 22788C105 13726 83285 SH SOLE 83285 0 0 NVIDIA Corp Common Stock 67066G104 167837 1382624 SH SOLE 1296233 64724 21667 NU Holdings Ltd/Cayman Islands Common Stock G6683N103 20481 4654774 SH SOLE 4654774 0 0 Nurix Therapeutics Inc Common Stock 67080M103 16763 1286522 SH SOLE 1286522 0 0 XPeng Inc Common Stock G982AW100 5174 882968 SH SOLE 882968 0 0 Endeavor Group Holdings Inc Common Stock 29260Y109 9228 455485 SH SOLE 455485 0 0 Hyperfine Inc Common Stock 44916K106 810 1000000 SH SOLE 1000000 0 0 Atlantic Coastal Acquisition C Common Stock 048453104 5838 594548 SH SOLE 594548 0 0 Fathom Digital Manufacturing C Common Stock 31189Y103 2381 1173073 SH SOLE 1173073 0 0 Global-e Online Ltd Common Stock M5216V106 26646 995735 SH SOLE 995735 0 0 Cellebrite DI Ltd Common Stock M2197Q107 1663 424199 SH SOLE 424199 0 0 ironSource Ltd Common Stock M5R75Y101 1989 578176 SH SOLE 578176 0 0 Riskified Ltd Common Stock M8216R109 2265 574994 SH SOLE 574994 0 0 Taboola.com Ltd Common Stock M8744T106 1470 812413 SH SOLE 812413 0 0 ATAI Life Sciences NV Common Stock N0731H103 20320 6138914 SH SOLE 6138914 0 0 NIO Inc ADR 62914V106 5717 362506 SH SOLE 362506 0 0 Straumann Holding AG Common Stock H8300N127 4524 48466 SH SOLE 48466 0 0 DraftKings Inc Common Stock 26142V105 374070 24707394 SH SOLE 22968457 1255360 483577 General Motors Co Common Stock 37045V100 8318 259195 SH SOLE 259195 0 0 Cie Generale des Etablissement Common Stock F61824870 1892 83484 SH SOLE 83484 0 0 Moderna Inc Common Stock 60770K107 19345 163592 SH SOLE 163592 0 0 Senti Biosciences Inc Common Stock 81726A100 4530 2087696 SH SOLE 2087696 0 0 Guardant Health Inc Common Stock 40131M109 29182 542113 SH SOLE 542113 0 0 HUB Cyber Security Israel Ltd Common Stock M0182S104 2141 1404532 SH SOLE 1404532 0 0 Alleima AB Common Stock W74925103 8 2657 SH SOLE 2657 0 0 Compass Pathways Plc ADR 20451W101 4169 388574 SH SOLE 388574 0 0 Rocket Lab USA Inc Common Stock 773122106 3520 864987 SH SOLE 864987 0 0 Adobe Inc Common Stock 00724F101 6234 22654 SH SOLE 22654 0 0 ARK Genomic Revolution ETF ETP 00214Q302 72 2200 SH Call SOLE 2200 0 0 ARK Innovation ETF ETP 00214Q104 317 8400 SH Call SOLE 8400 0 0 Coinbase Global Inc Common Stock 19260Q107 161 2500 SH Call SOLE 2500 0 0 CRISPR Therapeutics AG Common Stock H17182108 85 1300 SH Call SOLE 1300 0 0 DraftKings Inc Common Stock 26142V105 150 9900 SH Call SOLE 9900 0 0 Exact Sciences Corp Common Stock 30063P105 26 800 SH Call SOLE 800 0 0 Intel Corp Common Stock 458140100 36 1400 SH Put SOLE 1400 0 0 Pacific Biosciences of Califor Common Stock 69404D108 42 7200 SH Call SOLE 7200 0 0 Roku Inc Common Stock 77543R102 68 1200 SH Call SOLE 1200 0 0 Block Inc Common Stock 852234103 148 2700 SH Call SOLE 2700 0 0 Teladoc Health Inc Common Stock 87918A105 15 600 SH Call SOLE 600 0 0 Tesla Inc Common Stock 88160R101 398 1500 SH Call SOLE 1500 0 0 Energy Select Sector SPDR Fund ETP 81369Y506 396 5500 SH Put SOLE 5500 0 0 Zoom Video Communications Inc Common Stock 98980L101 692 9400 SH Call SOLE 9400 0 0