0000945621-23-000169.txt : 20230322 0000945621-23-000169.hdr.sgml : 20230322 20230322164620 ACCESSION NUMBER: 0000945621-23-000169 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20230322 DATE AS OF CHANGE: 20230322 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Ark Venture Fund CENTRAL INDEX KEY: 0001905088 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-94021 FILM NUMBER: 23753486 BUSINESS ADDRESS: STREET 1: 200 CENTRAL AVENUE, SUITE 1850 CITY: ST. PETERSBURG STATE: FL ZIP: 33701 BUSINESS PHONE: 212-426-7040 MAIL ADDRESS: STREET 1: 200 CENTRAL AVENUE, SUITE 1850 CITY: ST. PETERSBURG STATE: FL ZIP: 33701 FORMER COMPANY: FORMER CONFORMED NAME: Ark Innovation Interval Fund DATE OF NAME CHANGE: 20220118 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ARK Investment Management LLC CENTRAL INDEX KEY: 0001697748 IRS NUMBER: 464309299 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 200 CENTRAL AVENUE CITY: ST. PETERSBURG STATE: FL ZIP: 33701 BUSINESS PHONE: 212-426-7040 MAIL ADDRESS: STREET 1: 200 CENTRAL AVENUE CITY: ST. PETERSBURG STATE: FL ZIP: 33701 SC 13G 1 arkinvmgmt13gmarch2023.htm SCHEDULE 13G

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. ___)*



ARK Venture Fund
(Name of Issuer)
 
Shares of beneficial interest
(Title of Class of Securities)
 
04072H107
(CUSIP Number)
 
September 30, 2022
(Date of Event Which Requires Filing of this Statement)
 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☒ Rule 13d-1(b)
☐ Rule 13d-1(c)
☐ Rule 13d-1(d)

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 

 

CUSIP No. 04072H107
13G
 Page 2 of 5 Pages
 

1
NAMES OF REPORTING PERSONS
 
 
 ARK Investment Management LLC
 
 
 
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
   
(a)
   
(b)
 
 
3
SEC USE ONLY
 
 
 
 
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
 
 Delaware, United States
 
 
 
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
5
SOLE VOTING POWER
 
 
55,455
 
 
 
 
6
SHARED VOTING POWER
 
 
0
 
 
 
 
7
SOLE DISPOSITIVE POWER
 
 
55,455
 
 
 
 
8
SHARED DISPOSITIVE POWER
 
 
0
 
 
 
 
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
 
 55,455
 
 
 
 
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
 
 
 
 
 
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
 
 39.39%
 
 
 
 
12
TYPE OF REPORTING PERSON
 
 
 IA
 
 
 
 
 


CUSIP No. 04072H107
13G
 Page 3 of 5 Pages


Item 1(a). Name of Issuer:

 ARK Venture Fund
 
Item 1(b). Address of Issuer's Principal executive offices:

200 Central Avenue, Suite 220
St. Petersburg, FL 33701

Item 2(a). Name of person filing:

ARK Investment Management LLC.

Item 2(b). Address of principal business office or, if none, residence:

ARK Investment Management LLC
200 Centgral Avenue
St. Petersburg, FL 33701

Item 2(c). Citizenship:

 Delaware, United States

Item 2(d). Title of class of securities:

Shares of beneficial interest
 
Item 2(e). CUSIP No.:

 04072H107

Item 3.
 
If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c),
check whether the person filing is a:
 
         
   
(a)
[   ]   Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);

 
   
(b)
[   ]   Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

 
   
(c)
[   ]   Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);

 
   
(d)
[   ]   Investment company registered under section 8 of the Investment Company Act of 1940 (U.S.C. 80a-8);

 
   
(e)
[X  ]  An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);

 
   
(f)
[   ]  An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);

 
   
(g)
[ ]   A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

 
   
(h)
[   ]   A savings associations as defined in section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 
   
(i)
[   ]   A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act
         of 1940 (15 U.S.C. 80a-3);
 
 
 

 

 
CUSIP No. 04072H107
13G
 Page 4 of 5 Pages
 

 
 

 
(j)
[  ]   A non-U.S. institution in accordance with § 240.13d-1(b)(1) (ii)(J).
     
 
(k)
[   ]   Group, in accordance with § 240.13d-1(b)(1)(ii)(K).  If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:   __________

Item 4. Ownership.

 
 
  
 


(a)
Amount beneficially owned:

55,455


(b)
Percent of class:

39.39%


(c) Number of shares as to which such person has:


(i) Sole power to vote or to direct the vote: 55,455


(ii) Shared power to vote or to direct the vote: 0

  (iii) Sole power to dispose or to direct the disposition of: 55,455

  (iv) Shared power to dispose or to direct the disposition of: 0
  
Item 5.
Ownership of Five Percent or Less of a Class.

Not applicable.


Item 6. Ownership of More than 5 Percent on Behalf of Another Person.

To the knowledge of the Reporting Person, no other person has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, a number of the shares which represents more than five percent of the number of outstanding class of the shares.
 
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.

 Not applicable.

Item 8. Identification and Classification of Members of the Group.

 Not applicable.

Item 9. Notice of Dissolution of Group.

 Not applicable.



CUSIP No. 04072H107
13G
 Page 5 of 5 Pages
 


Item 10.
Certifications.
 
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and ar not held for the purpose of or with the effect of changing or influencing the control of the Issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.
 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

The reporting persons agree that this statement is filed on behalf of each of them.




 
Dated:   March 21, 2023
ARK Investment Management LLC
 
 
By:
/s/ Kellen Carter
   
Name:  Kellen Carter
   
Title:    Chief Compliance Officer