Chief Compliance Officer

0001493152-17-006825.txt : 20170619 0001493152-17-006825.hdr.sgml : 20170619 20170619160849 ACCESSION NUMBER: 0001493152-17-006825 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170619 DATE AS OF CHANGE: 20170619 EFFECTIVENESS DATE: 20170619 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CPCM, LLC CENTRAL INDEX KEY: 0001697457 IRS NUMBER: 000000000 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-17776 FILM NUMBER: 17918606 BUSINESS ADDRESS: STREET 1: 1910 FAIRVIEW AVENUE EAST STREET 2: SUITE 200 CITY: SEATTLE STATE: WA ZIP: 98102 BUSINESS PHONE: 2062573577 MAIL ADDRESS: STREET 1: 1910 FAIRVIEW AVENUE EAST STREET 2: SUITE 200 CITY: SEATTLE STATE: WA ZIP: 98102 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001697457 XXXXXXXX 12-31-2016 12-31-2016 true 1 RESTATEMENT false CPCM, LLC

1910 Fairview Avenue East Suite 200 Seattle WA 98102

13F HOLDINGS REPORT 028-17776 Y This Amendment Number 1 amends and restates, in its entirety, the Form 13F filed by CPCM, LLC on February 13, 2017 (the "Prior Filing"), and is being filed to correct the information provided in the Prior Filing. Jeremy Kiefer Chief Compliance Officer 206-257-3568 /s/ Jeremy Kiefer Seattle WA 06-19-2017 0 254 432234 INFORMATION TABLE 2 infotable.xml American Intl Group Inc Wts 1/19/2021 Warrants ACG874152 0 21259 SH SOLE 0 0 21259 3M Common 88579Y101 884 4950 SH SOLE 0 0 4950 Abbott Laboratories Common 002824100 1130 29423 SH SOLE 0 0 29423 Abbvie Inc Com Usd0.01 Common 00287Y109 957 15290 SH SOLE 0 0 15290 Accenture Plc Common G1151C101 221 1891 SH SOLE 0 0 1891 Adobe Systems Inc Common 00724F101 208 2025 SH SOLE 0 0 2025 Aetna Inc New Common 00817Y108 214 1727 SH SOLE 0 0 1727 Air Products & Chemicals Inc Common 009158106 218 1518 SH SOLE 0 0 1518 Allergan Inc Common G0177J108 231 1102 SH SOLE 0 0 1102 Altria Group Common 02209S103 887 13123 SH SOLE 0 0 13123 Amazon Com Common 023135106 5302 7070 SH SOLE 0 0 7070 American Airlines Group Inc Common 02376R102 5212 111622 SH SOLE 0 0 111622 American Cap Ltd Com Common 02503Y103 194 10800 SH SOLE 0 0 10800 American Express Company Common 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SH SOLE 0 0 9346 Berkshire Hathaway Inc Common 084670108 1221 5 SH SOLE 0 0 5 Bill Barrett Corporation Common 06846N104 2297 328550 SH SOLE 0 0 328550 Biogen Idec Inc Common 09062X103 331 1166 SH SOLE 0 0 1166 Blackrock Enhanced Cap & Income Fd Inc C Common 09256A109 150 10964 SH SOLE 0 0 10964 Blackrock Inc Common 09247X101 672 1765 SH SOLE 0 0 1765 Boeing Co Common 097023105 1398 8983 SH SOLE 0 0 8983 BP Common 055622104 268 7180 SH SOLE 0 0 7180 Bristol Myers SQuibb Common 110122108 1273 21784 SH SOLE 0 0 21784 Brookdale SR Living Inc Com Common 112463104 1433 115384 SH SOLE 0 0 115384 Brown Forman Corp Cl B Non Vtg Common 115637209 370 8236 SH SOLE 0 0 8236 C B Richard Ellis Group Common 12504L109 333 10560 SH SOLE 0 0 10560 Calamos Strategic Total Return Fd Com Sh Common 128125101 141 13681 SH SOLE 0 0 13681 Caterpillar Common 149123101 768 8283 SH SOLE 0 0 8283 CBS Corporation Common 124857202 313 4917 SH SOLE 0 0 4917 Celgene Corp Common 151020104 635 5482 SH SOLE 0 0 5482 Chevron Corp Common 166764100 3496 29707 SH SOLE 0 0 29707 Chubb Ltd Common H1467J104 460 3479 SH SOLE 0 0 3479 Cimarex Energy Common 171798101 281 2069 SH SOLE 0 0 2069 Cisco Systems Common 17275R102 2386 78958 SH SOLE 0 0 78958 Citigroup Inc Common 172967424 381 6403 SH SOLE 0 0 6403 Cme Group Inc Cl A Common 12572Q105 201 1739 SH SOLE 0 0 1739 Coca-Cola Company Common 191216100 1125 27128 SH SOLE 0 0 27128 Cognizant Tech Solutionscorp Common 192446102 407 7262 SH SOLE 0 0 7262 Colgate-Palmolive Common 194162103 913 13953 SH SOLE 0 0 13953 Columbia Banking System Common 197236102 1549 34674 SH SOLE 0 0 34674 Comcast Corp Common 20030N101 654 9465 SH SOLE 0 0 9465 Conagra Foods Common 205887102 291 7358 SH SOLE 0 0 7358 ConocoPhillips Common 20825C104 246 4897 SH SOLE 0 0 4897 Continental Resources Common 212015101 2038 39538 SH SOLE 0 0 39538 Costco Wholesale Common 22160K105 3001 18746 SH SOLE 0 0 18746 Crown Castle Intl Corp Common 22822V101 293 3376 SH SOLE 0 0 3376 CSX Corp Common 126408103 396 11033 SH SOLE 0 0 11033 CVS Caremark Common 126650100 545 6906 SH SOLE 0 0 6906 Devon Energy Cp New Common 25179M103 2087 45691 SH SOLE 0 0 45691 Discover Financial Services Common 254709108 227 3149 SH SOLE 0 0 3149 Dow Chemical Company Common 260543103 414 7235 SH SOLE 0 0 7235 Duke Energy Common 26441C204 219 2817 SH SOLE 0 0 2817 E.I. du Pont de Nemour & Co Common 263534109 241 3288 SH SOLE 0 0 3288 Eaton Vance SR Floating Rate Tr Common 27828Q105 1735 117753 SH SOLE 0 0 117753 Edison Intl Common 281020107 219 3048 SH SOLE 0 0 3048 Elements Rogers Intl Commodity Etn Common 870297801 178 34265 SH SOLE 0 0 34265 Enterprise Products Partners LP Common 293792107 8673 320740 SH SOLE 0 0 320740 EOG Resources Inc Common 26875P101 521 5150 SH SOLE 0 0 5150 EP Energy Corp Common 268785102 3884 592907 SH SOLE 0 0 592907 Equinix Inc Common 29444U700 447 1250 SH SOLE 0 0 1250 Express Scripts Inc Com Formerly Cl A Common 30219G108 206 2989 SH SOLE 0 0 2989 Exxon Mobil Common 30231G102 1553 17203 SH SOLE 0 0 17203 Facebook Inc Common 30303M102 5370 46679 SH SOLE 0 0 46679 Fedex Common 31428X106 248 1330 SH SOLE 0 0 1330 Fiserv Inc Common 337738108 214 2009 SH SOLE 0 0 2009 Flexshares Global Upstream Natural Resources Index Common 33939L407 2064 72000 SH SOLE 0 0 72000 Ford Motor Company Common 345370860 4271 352074 SH SOLE 0 0 352074 FPL Group, Inc. 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Russell Midcap Index Common 464287499 3003 16792 SH SOLE 0 0 16792 iShares S&P 500 Index Common 464287200 7600 33781 SH SOLE 0 0 33781 iShares S&P Midcap 400 Index Common 464287507 358 2165 SH SOLE 0 0 2165 iShares S&P Preferred Stock Index Common 464288687 357 9607 SH SOLE 0 0 9607 iShares S&P Short Term Natl AMT Common 464288158 469 4464 SH SOLE 0 0 4464 iShares S&P Small-Cap 600 Value Common 464287879 355 2536 SH SOLE 0 0 2536 iShares UST S&P Smallcap 600 Index Common 464287804 285 2075 SH SOLE 0 0 2075 JetBlue Airways Common 477143101 1816 81000 SH SOLE 0 0 81000 Johnson & Johnson Common 478160104 1778 15436 SH SOLE 0 0 15436 Jones Energy Inc Common 48019R108 1660 332000 SH SOLE 0 0 332000 JPMorgan Alerian MLP Index Common 46625H365 653 20657 SH SOLE 0 0 20657 JPMorgan Chase & Co Common 46625H100 2659 30818 SH SOLE 0 0 30818 Kimberly Clark Common 494368103 6734 59007 SH SOLE 0 0 59007 Kroger Common 501044101 234 6769 SH SOLE 0 0 6769 Lam Research Corp Common 512807108 232 2192 SH SOLE 0 0 2192 Laredo Petroleum Inc Common 516806106 2698 190791 SH SOLE 0 0 190791 Leggett & Platt Inc Common 524660107 294 6011 SH SOLE 0 0 6011 Level 3 Communications Inc Common 52729N308 597 10591 SH SOLE 0 0 10591 Lilly Eli & Co Common 532457108 456 6200 SH SOLE 0 0 6200 Linear Technology Corp Common 535678106 259 4160 SH SOLE 0 0 4160 Lockheed Martin Common 539830109 555 2222 SH SOLE 0 0 2222 Lowes Companies Common 548661107 314 4415 SH SOLE 0 0 4415 LyondellBasell Industries NV Common N53745100 279 3256 SH SOLE 0 0 3256 Marathon Oil Corp Isin #us5658491064 Sed Common 565849106 811 46830 SH SOLE 0 0 46830 Marchex Inc Common 56624R108 411 154911 SH SOLE 0 0 154911 Mastercard Inc Common 57636Q104 678 6565 SH SOLE 0 0 6565 McDonalds Corp Common 580135101 1470 12077 SH SOLE 0 0 12077 Medtronic Inc Common G5960L103 808 11343 SH SOLE 0 0 11343 Merck & Co Common 58933Y105 1076 18270 SH SOLE 0 0 18270 Metlife Inc Common 59156R108 268 4979 SH SOLE 0 0 4979 Microsoft Corp Common 594918104 16824 270748 SH SOLE 0 0 270748 Mondelez Intl Inc Com Common 609207105 221 4987 SH SOLE 0 0 4987 Monsanto Common 61166W101 250 2374 SH SOLE 0 0 2374 Monster Beverage Corp Common 61174X109 379 8556 SH SOLE 0 0 8556 Morgan Stanley Common 617446448 213 5053 SH SOLE 0 0 5053 NBT Bancorp Inc Common 628778102 207 4939 SH SOLE 0 0 4939 Netflix Com Inc Com Common 64110L106 255 2057 SH SOLE 0 0 2057 Nextera Energy Common 65339F101 346 2892 SH SOLE 0 0 2892 Nike Inc Common 654106103 2562 50400 SH SOLE 0 0 50400 Nokia Corp Common 654902204 78 16238 SH SOLE 0 0 16238 Nordstrom Inc Common 655664100 1603 33435 SH SOLE 0 0 33435 Northrop Grumman Corp Common 666807102 410 1762 SH SOLE 0 0 1762 Novo-Nordisk Common 670100205 395 11029 SH SOLE 0 0 11029 Nuveen Municipal Value Fund, Inc. Common 670928100 139 14514 SH SOLE 0 0 14514 Oasis Petroleum Inc Common 674215108 3320 219290 SH SOLE 0 0 219290 Occidental Petroleum Common 674599105 426 5979 SH SOLE 0 0 5979 Omeros Corp Common 682143102 12709 1281144 SH SOLE 0 0 1281144 Omnicom Group Common 681919106 5853 68773 SH SOLE 0 0 68773 ONEOK Partners LP Common 68268N103 1032 24000 SH SOLE 0 0 24000 Oracle Common 68389X105 993 25815 SH SOLE 0 0 25815 Paccar Inc Common 693718108 24894 389574 SH SOLE 0 0 389574 Paychex Inc Common 704326107 259 4258 SH SOLE 0 0 4258 Paypal Hldgs Inc Common 70450Y103 245 6211 SH SOLE 0 0 6211 Pepsico Common 713448108 2006 19176 SH SOLE 0 0 19176 Petrohawk Energy Corp Common 40537Q605 2466 264056 SH SOLE 0 0 264056 Pfizer Inc Common 717081103 1839 56605 SH SOLE 0 0 56605 Philip Morris Intl Common 718172109 936 10231 SH SOLE 0 0 10231 Phillips 66 Common 718546104 228 2639 SH SOLE 0 0 2639 PNC Finl Services Group Common 693475105 502 4292 SH SOLE 0 0 4292 PowerShares FTSE RAFI US 1500 Sm-Mid ETF Common 73935X567 254 2200 SH SOLE 0 0 2200 PowerShares QQQ Common 73935A104 431 3638 SH SOLE 0 0 3638 Priceline Com Common 741503403 303 207 SH SOLE 0 0 207 Procter & Gamble Common 742718109 1831 21773 SH SOLE 0 0 21773 Prudential Financial Inc Common 744320102 215 2064 SH SOLE 0 0 2064 Public Storage Com Common 74460D109 241 1076 SH SOLE 0 0 1076 Qualcomm Inc Common 747525103 725 11120 SH SOLE 0 0 11120 Raytheon Co Common 755111507 233 1644 SH SOLE 0 0 1644 Red Hat Inc Common 756577102 331 4749 SH SOLE 0 0 4749 Red Lion Hotels Common 756764106 110 13200 SH SOLE 0 0 13200 Red Robin Gourmet Burger Common 75689M101 1270 22514 SH SOLE 0 0 22514 Regeneron Pharmaceuticals Inc Common 75886F107 251 684 SH SOLE 0 0 684 Reynolds American Common 761713106 296 5288 SH SOLE 0 0 5288 S&p Global Inc Common 78409V104 212 1973 SH SOLE 0 0 1973 Salesforce.Com Common 79466L302 337 4929 SH SOLE 0 0 4929 Sanchez Energy Corp Common 79970Y105 1737 192356 SH SOLE 0 0 192356 Schlumberger Ltd Common 806857108 481 5731 SH SOLE 0 0 5731 Simon Poperty Group Common 828806109 322 1811 SH SOLE 0 0 1811 SM Energy Co Com Common 78454L100 2486 72109 SH SOLE 0 0 72109 Southern Co Common 842587107 210 4278 SH SOLE 0 0 4278 SPDR Dow Jones Industrial Average Common 78467X109 1453 7355 SH SOLE 0 0 7355 SPDR Nuveen Barclays ST Muni. Bond ETF Common 78468R739 263 5495 SH SOLE 0 0 5495 SPDR S&P 500 Index Common 78462F103 2082 9313 SH SOLE 0 0 9313 SPDR S&P Dividend ETF Common 78464A763 263 3077 SH SOLE 0 0 3077 SPDR S&P Midcap 400 Index Common 78467Y107 384 1272 SH SOLE 0 0 1272 SPDR S&P Oil & Gas Explor & Prodtn ETF Common 78464A730 5591 143116 SH SOLE 0 0 143116 Spectra Energycorp Common 847560109 434 10566 SH SOLE 0 0 10566 Ssga Active Etf Tr Global Allocation Etf Common 78467V400 281 8509 SH SOLE 0 0 8509 Starbucks Corp Common 855244109 47110 848518 SH SOLE 0 0 848518 State Street Corp Common 857477103 266 3428 SH SOLE 0 0 3428 Stryker Corp Common 863667101 312 2601 SH SOLE 0 0 2601 T J X Cos Inc Common 872540109 296 3938 SH SOLE 0 0 3938 Target Corporation Common 87612E106 445 6165 SH SOLE 0 0 6165 Tesla Motors Inc Comusd0.001 Common 88160R101 344 1609 SH SOLE 0 0 1609 Texas Instruments Common 882508104 524 7187 SH SOLE 0 0 7187 Thermo Fisher Scientific Common 883556102 576 4080 SH SOLE 0 0 4080 Time Warner Inc Common 887317303 476 4931 SH SOLE 0 0 4931 Torchmark Corp Common 891027104 254 3449 SH SOLE 0 0 3449 Union Pacific Corp Common 907818108 623 6005 SH SOLE 0 0 6005 United Sts Oil Fd Lp Units Common 91232N108 234 20000 SH SOLE 0 0 20000 United Technologies Common 913017109 894 8159 SH SOLE 0 0 8159 Unitedhealth Group Inc Common 91324P102 1258 7859 SH SOLE 0 0 7859 UPS Common 911312106 1396 12181 SH SOLE 0 0 12181 US Bancorp Common 902973304 510 9926 SH SOLE 0 0 9926 Vanguard Growth ETF Common 922908736 365 3272 SH SOLE 0 0 3272 Vanguard Index Fds Vanguard Mid Cap Vipe Common 922908629 535 4067 SH SOLE 0 0 4067 Vanguard Index Fds Vanguard Small Cap Vi Common 922908751 553 4290 SH SOLE 0 0 4290 Vanguard Index REIT ETF Common 922908553 2308 27960 SH SOLE 0 0 27960 Vanguard MSCI Emerging Markets ETF Common 922042858 269 7517 SH SOLE 0 0 7517 Vanguard S&P 500 ETF Common 922908363 257 1250 SH SOLE 0 0 1250 Vanguard Short Term Bond Index ETF Common 921937827 3643 45855 SH SOLE 0 0 45855 Vanguard Small Cap Growth Index Common 922908595 435 3271 SH SOLE 0 0 3271 Vanguard Specialized Portfolios Div Appr Common 921908844 222 2610 SH SOLE 0 0 2610 Vanguard Total Stock Market Common 922908769 433 3753 SH SOLE 0 0 3753 Vanguard Value ETF Common 922908744 428 4598 SH SOLE 0 0 4598 Ventas Inc Common 92276F100 345 5518 SH SOLE 0 0 5518 Verizon Communications Common 92343V104 881 16506 SH SOLE 0 0 16506 Visa Inc Common 92826C839 2722 34892 SH SOLE 0 0 34892 Voya Prime Rate TRUST Common 92913A100 193 34771 SH SOLE 0 0 34771 W&T Offshore Inc Common 92922P106 510 184100 SH SOLE 0 0 184100 Walgreen Boots Alliance Inc Com Common 931427108 255 3081 SH SOLE 0 0 3081 Wal-Mart Stores Common 931142103 347 5023 SH SOLE 0 0 5023 Walt Disney Common 254687106 1525 14632 SH SOLE 0 0 14632 Washington Federal Inc Common 938824109 2113 61505 SH SOLE 0 0 61505 Wells Fargo & Co Common 949746101 3102 56285 SH SOLE 0 0 56285 Weyerhaeuser Common 962166104 1013 33678 SH SOLE 0 0 33678 Whiting Petroleum Corp Common 966387102 3413 283931 SH SOLE 0 0 283931 Wisconsin Egy Cp Hldg Co Common 92939U106 247 4214 SH SOLE 0 0 4214 WisdomTree International SmallCp Div ETF Common 97717W760 2195 36577 SH SOLE 0 0 36577 Yum Brands Inc Common 988498101 230 3634 SH SOLE 0 0 3634