Chief Compliance Officer

0001493152-17-006390.txt : 20170609 0001493152-17-006390.hdr.sgml : 20170609 20170609121930 ACCESSION NUMBER: 0001493152-17-006390 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150331 FILED AS OF DATE: 20170609 DATE AS OF CHANGE: 20170609 EFFECTIVENESS DATE: 20170609 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CPCM, LLC CENTRAL INDEX KEY: 0001697457 IRS NUMBER: 000000000 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17776 FILM NUMBER: 17902067 BUSINESS ADDRESS: STREET 1: 1910 FAIRVIEW AVENUE EAST STREET 2: SUITE 200 CITY: SEATTLE STATE: WA ZIP: 98102 BUSINESS PHONE: 2062573577 MAIL ADDRESS: STREET 1: 1910 FAIRVIEW AVENUE EAST STREET 2: SUITE 200 CITY: SEATTLE STATE: WA ZIP: 98102 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001697457 XXXXXXXX 03-31-2015 03-31-2015 false CPCM, LLC

1910 Fairview Avenue East Suite 200 Seattle WA 98102

13F HOLDINGS REPORT 028-17776 N Jeremy Kiefer Chief Compliance Officer 206-257-3568 /s/ Jeremy Kiefer Seattle WA 06-09-2017 0 164 356551 INFORMATION TABLE 2 infotable.xml 1/100000 Aig 2021wts Equities ACG874152 0 21259 SH SOLE 0 0 21259 3M Equities 88579Y101 235 1426 SH SOLE 0 0 1426 Amazon Com Equities 023135106 1971 5298 SH SOLE 0 0 5298 Amgen Inc Equities 031162100 1028 6428 SH SOLE 0 0 6428 Apple Inc Equities 037833100 4845 38937 SH SOLE 0 0 38937 AT&T Equities 00206R102 727 22254 SH SOLE 0 0 22254 Automatic Data Processing Inc Equities 053015103 523 6110 SH SOLE 0 0 6110 Bank Of America Equities 060505104 237 15372 SH SOLE 0 0 15372 Berkshire Hathaway Cl B Equities 084670702 908 6293 SH SOLE 0 0 6293 Berkshire Hathaway Inc Equities 084670108 1305 6 SH SOLE 0 0 6 Biogen Idec Inc Equities 09062X103 326 771 SH SOLE 0 0 771 Boeing Co Equities 097023105 1344 8956 SH SOLE 0 0 8956 BP Equities 055622104 226 5770 SH SOLE 0 0 5770 Bristol Myers SQuibb Equities 110122108 1515 23492 SH SOLE 0 0 23492 Brookdale SR Living Inc Com Equities 112463104 238 6290 SH SOLE 0 0 6290 C B Richard Ellis Group Equities 12504L109 387 10000 SH SOLE 0 0 10000 Chevron Corp Equities 166764100 1735 16530 SH SOLE 0 0 16530 Cisco Systems Equities 17275R102 363 13181 SH SOLE 0 0 13181 Coca-Cola Company Equities 191216100 703 17347 SH SOLE 0 0 17347 Cognizant Tech Solutionscorp Equities 192446102 249 3988 SH SOLE 0 0 3988 Columbia Banking System Equities 197236102 1123 38778 SH SOLE 0 0 38778 Conagra Foods Equities 205887102 449 12304 SH SOLE 0 0 12304 ConocoPhillips Equities 20825C104 265 4263 SH SOLE 0 0 4263 Continental Resources Equities 212015101 1886 43189 SH SOLE 0 0 43189 Costco Wholesale Equities 22160K105 2016 13310 SH SOLE 0 0 13310 Eaton Vance SR Floating Rate Tr Equities 27828Q105 1742 120527 SH SOLE 0 0 120527 Elements Rogers Intl Commodity Etn Equities 870297801 263 45146 SH SOLE 0 0 45146 Exxon Mobil Equities 30231G102 1053 12388 SH SOLE 0 0 12388 Fedex Equities 31428X106 212 1284 SH SOLE 0 0 1284 First Horizon National Corporation (NV) Equities DCA517101 0 211055 SH SOLE 0 0 211055 Flow International Corp Equities 78469X107 513 146897 SH SOLE 0 0 146897 Ford Motor Company Equities 345370860 505 31262 SH SOLE 0 0 31262 General Electric Equities 369604103 707 28488 SH SOLE 0 0 28488 General Mills Equities 370334104 678 11978 SH SOLE 0 0 11978 Goldman Sachs Equities 38141G104 211 1123 SH SOLE 0 0 1123 Google Inc Class C Equities 02079K107 300 547 SH SOLE 0 0 547 Google Inc Class A Equities 02079K305 342 616 SH SOLE 0 0 616 Henry Schein Equities 806407102 291 2085 SH SOLE 0 0 2085 Home Depot Equities 437076102 395 3477 SH SOLE 0 0 3477 Horizon Financial (NV) Equities 44041F105 0 17044 SH SOLE 0 0 17044 IBM Equities 459200101 553 3443 SH SOLE 0 0 3443 Index IQ Hedge Multi Strategy Equities 45409B107 1808 60377 SH SOLE 0 0 60377 Intel Corp Equities 458140100 1549 49552 SH SOLE 0 0 49552 Interleukin Genetics Inc Equities 458738101 42 302271 SH SOLE 0 0 302271 iShares Russell 1000 Index Equities 464287622 2050 17694 SH SOLE 0 0 17694 iShares Barclays 0-5 Year TIPS Equities 46429B747 7210 72557 SH SOLE 0 0 72557 iShares Barclays 1-3 Year Credit Bond Equities 464288646 11356 107606 SH SOLE 0 0 107606 iShares Barclays TIPS Equities 464287176 10027 88276 SH SOLE 0 0 88276 iShares Barclays US Aggregate Bond Index Equities 464287226 12301 110393 SH SOLE 0 0 110393 iShares Core U.S. Value ETF Equities 464287663 599 4441 SH SOLE 0 0 4441 iShares DJ Select Dividend Index Equities 464287168 1695 21744 SH SOLE 0 0 21744 iShares DJ US Real Estate Index Equities 464287739 1859 23441 SH SOLE 0 0 23441 iShares iBoxx $ Investment Grade Corp Bond Index Equities 464287242 5200 42724 SH SOLE 0 0 42724 iShares iBoxx High Yield Corp Bond Equities 464288513 1675 18490 SH SOLE 0 0 18490 iShares International Developed Property Equities 464288422 10428 273283 SH SOLE 0 0 273283 iShares JPMorgan Emerging Markets Bond Equities 464288281 584 5061 SH SOLE 0 0 5061 iShares MSCI EAFE Index Equities 464287465 3260 50797 SH SOLE 0 0 50797 iShares MSCI EAFE Small Cap Index Equities 464288273 417 8423 SH SOLE 0 0 8423 iShares MSCI EAFE Value Index Equities 464288877 605 11359 SH SOLE 0 0 11359 iShares MSCI Emerging Mkts Index Equities 464287234 2553 63612 SH SOLE 0 0 63612 iShares Russell 1000 Growth Index Equities 464287614 24941 252134 SH SOLE 0 0 252134 iShares Russell 1000 Value Index Equities 464287598 303 2941 SH SOLE 0 0 2941 iShares Russell 2000 Value Index Fund Equities 464287630 219 2122 SH SOLE 0 0 2122 iShares Russell 3000 Index Equities 464287689 718 5799 SH SOLE 0 0 5799 iShares Russell Microcap Index Equities 464288869 1499 18961 SH SOLE 0 0 18961 iShares S&P 500 Index Equities 464287200 9368 45075 SH SOLE 0 0 45075 iShares S&P Growth Allocation Equities 464289867 5263 128925 SH SOLE 0 0 128925 iShares S&P Preferred Stock Index Equities 464288687 258 6442 SH SOLE 0 0 6442 iShares S&P Short Term Natl AMT Equities 464288158 485 4579 SH SOLE 0 0 4579 Johnson & Johnson Equities 478160104 1336 13281 SH SOLE 0 0 13281 Jones Soda Co Equities 48023P106 19 50000 SH SOLE 0 0 50000 JPMorgan Alerian MLP Index Equities 46625H365 1783 41650 SH SOLE 0 0 41650 JPMorgan Chase & Co Equities 46625H100 646 10675 SH SOLE 0 0 10675 Kimberly Clark Equities 494368103 2582 24104 SH SOLE 0 0 24104 Leggett & Platt Inc Equities 524660107 274 5952 SH SOLE 0 0 5952 Marchex Inc Equities 56624R108 305 74801 SH SOLE 0 0 74801 McDonalds Corp Equities 580135101 1130 11593 SH SOLE 0 0 11593 Medtronic Inc Equities G5960L103 679 8709 SH SOLE 0 0 8709 Merck & Co Equities 58933Y105 493 8582 SH SOLE 0 0 8582 Microsoft Corp Equities 594918104 4148 102036 SH SOLE 0 0 102036 Neurologix Inc New Equities 64125U406 0 11000 SH SOLE 0 0 11000 Nike Inc Equities 654106103 219 2181 SH SOLE 0 0 2181 Nordstrom Inc Equities 655664100 625 7781 SH SOLE 0 0 7781 Nuveen Municipal Value Fund, Inc. Equities 670928100 156 15714 SH SOLE 0 0 15714 Omeros Corp Equities 682143102 25820 1172020 SH SOLE 0 0 1172020 Omeros Corp. (Restricted Shares) Equities 682143102 298 37707 SH SOLE 0 0 37707 Omnicom Group Equities 681919106 5331 68360 SH SOLE 0 0 68360 Oracle Equities 68389X105 577 13365 SH SOLE 0 0 13365 Paccar Inc Equities 693718108 11060 175171 SH SOLE 0 0 175171 Pepsico Equities 713448108 1452 15183 SH SOLE 0 0 15183 Pfizer Inc Equities 717081103 607 17459 SH SOLE 0 0 17459 Philip Morris Intl Equities 718172109 212 2809 SH SOLE 0 0 2809 PowerShares QQQ Equities 73935A104 422 3996 SH SOLE 0 0 3996 Procter & Gamble Equities 742718109 770 9398 SH SOLE 0 0 9398 Red Robin Gourmet Burger Equities 75689M101 2063 23716 SH SOLE 0 0 23716 Royal Dutch Shell Equities 780259206 717 9647 SH SOLE 0 0 9647 Salesforce.Com Equities 79466L302 679 10163 SH SOLE 0 0 10163 SPDR Gold Trust Equities 78463V107 215 1866 SH SOLE 0 0 1866 Spdr Nuveen Barclays Cap Equities 78468R721 280 11569 SH SOLE 0 0 11569 SPDR Nuveen Barclays ST Muni. Bond ETF Equities 78468R739 416 17088 SH SOLE 0 0 17088 SPDR S&P 500 Index Equities 78462F103 2196 10636 SH SOLE 0 0 10636 SPDR S&P Dividend ETF Equities 78464A763 279 3569 SH SOLE 0 0 3569 SPDR S&P Midcap 400 Index Equities 78467Y107 400 1444 SH SOLE 0 0 1444 Starbucks Corp Equities 855244109 94241 995153 SH SOLE 0 0 995153 Stryker Corp Equities 863667101 358 3879 SH SOLE 0 0 3879 Target Corporation Equities 87612E106 455 5542 SH SOLE 0 0 5542 Time Warner Cable Equities 88732J207 266 1773 SH SOLE 0 0 1773 United Technologies Equities 913017109 579 4939 SH SOLE 0 0 4939 Unitedhealth Group Inc Equities 91324P102 261 2203 SH SOLE 0 0 2203 UPS Equities 911312106 603 6217 SH SOLE 0 0 6217 Vanguard Growth ETF Equities 922908736 470 4495 SH SOLE 0 0 4495 Vanguard Index REIT ETF Equities 922908553 2317 27480 SH SOLE 0 0 27480 Vanguard Short Term Bond Index ETF Equities 921937827 2777 34414 SH SOLE 0 0 34414 Vanguard Total Stock Market Equities 922908769 369 3444 SH SOLE 0 0 3444 Verizon Communications Equities 92343V104 451 9266 SH SOLE 0 0 9266 Visa Inc Equities 92826C839 449 6860 SH SOLE 0 0 6860 Voya Prime Rate TRUST Equities 92913A100 190 34335 SH SOLE 0 0 34335 Wal-Mart Stores Equities 931142103 309 3758 SH SOLE 0 0 3758 Walt Disney Equities 254687106 588 5604 SH SOLE 0 0 5604 Washington Federal Inc Equities 938824109 477 21869 SH SOLE 0 0 21869 Wells Fargo & Co Equities 949746101 623 11444 SH SOLE 0 0 11444 Whiting Petroleum Corp Equities 966387102 669 21641 SH SOLE 0 0 21641 Yum Brands Inc Equities 988498101 426 5409 SH SOLE 0 0 5409 Bodyscan Corporation (NV) Equities 09689P103 0 17250 SH SOLE 0 0 17250 Brown Forman Corp Cl B Non Vtg Equities 115637209 241 2671 SH SOLE 0 0 2671 Monster Beverage Corp Equities 61174X109 303 2192 SH SOLE 0 0 2192 American Cap Ltd Com Equities 02503Y103 160 10800 SH SOLE 0 0 10800 Denbury Res Inc Del Com Usd0.001 Equities 247916208 1523 208949 SH SOLE 0 0 208949 Facebook Inc Equities 30303M102 768 9344 SH SOLE 0 0 9344 iShares S&P Midcap Value Equities 464287705 207 1581 SH SOLE 0 0 1581 Kinder Morgan Inc Delaware Com Usd0.01 Equities 49456B101 220 5232 SH SOLE 0 0 5232 Ares Capital Corp Com Stk Usd0.001 Equities 04010L103 302 17588 SH SOLE 0 0 17588 Foundation Bancorp Equities 35040A105 310 32571 SH SOLE 0 0 32571 Abbvie Inc Com Usd0.01 Equities 00287Y109 287 4904 SH SOLE 0 0 4904 SPDR Dow Jones Industrial Average Equities 78467X109 1725 9715 SH SOLE 0 0 9715 Homestreet Inc Equities 43785V102 1947 106254 SH SOLE 0 0 106254 Powershs Exch Trad Fd Tr Equities 73935X286 296 6000 SH SOLE 0 0 6000 Tableau Software Inc Equities 87336U105 278 3001 SH SOLE 0 0 3001 Marketo Inc Equities 57063L107 206 8053 SH SOLE 0 0 8053 First Sound Bank Equities 33647C103 79 1000000 SH SOLE 0 0 1000000 iShares MSCI Core Emerging Markets Equities 46434G103 1148 23754 SH SOLE 0 0 23754 Avalara Inc Pfd Ser B1 Pfd Washington Equities 053998308 141 23000 SH SOLE 0 0 23000 American Airlines Group Inc Equities 02376R102 306 5800 SH SOLE 0 0 5800 APOLLO INVESTMENT CORP Equities 03761U106 127 16572 SH SOLE 0 0 16572 EATON VANCE TAX-ADVANTAGED DIVIDEND INC Equities 27828G107 327 15855 SH SOLE 0 0 15855 STARWOOD PROPERTY TRUST Equities 85571B105 243 10000 SH SOLE 0 0 10000 CNOOC Ltd Equities 126132109 1172 8266 SH SOLE 0 0 8266 iShares S&P 500 Value Equities 464287408 334 3613 SH SOLE 0 0 3613 MICROSOFT ESPP PLAN Equities 594918104 16 15924 SH SOLE 0 0 15924 WISDOMTREE EQUITY INCOME FUND Equities 97717W208 210 3464 SH SOLE 0 0 3464 Seventy Seven Energy Inc Equities 818097107 945 227730 SH SOLE 0 0 227730 Bill Barrett Corporation Equities 06846N104 1578 190074 SH SOLE 0 0 190074 Laredo Petroleum Inc Equities 516806106 1933 148254 SH SOLE 0 0 148254 Oasis Petroleum Inc Equities 674215108 1963 138063 SH SOLE 0 0 138063 SM Energy Co Com Equities 78454L100 2007 38832 SH SOLE 0 0 38832 Approach Res Inc Equities 03834A103 1066 161792 SH SOLE 0 0 161792 Carrizo Oil & Gas Inc Equities 144577103 1223 24632 SH SOLE 0 0 24632 Eclipse Resources Corp Equities 27890G100 699 124427 SH SOLE 0 0 124427 US Silica Holdings Inc Equities 90345E103 1565 43955 SH SOLE 0 0 43955 Flotek Industries Inc Equities 343389102 1204 81702 SH SOLE 0 0 81702 SPDR S&P Oil & Gas Explor & Prodtn ETF Equities 78464A730 2315 44815 SH SOLE 0 0 44815 United Sts Oil Fd Lp Units Equities 91232N108 256 15188 SH SOLE 0 0 15188 Rolls Rouce Holdings Plc London Shs C Isin#gb00b66 (NV) Equities G76225112 0 10620 SH SOLE 0 0 10620 Rosetta Res Inc Com Equities 777779307 1213 71246 SH SOLE 0 0 71246