Chief Compliance Officer

0001493152-17-006376.txt : 20170609 0001493152-17-006376.hdr.sgml : 20170609 20170609115404 ACCESSION NUMBER: 0001493152-17-006376 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20170609 DATE AS OF CHANGE: 20170609 EFFECTIVENESS DATE: 20170609 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CPCM, LLC CENTRAL INDEX KEY: 0001697457 IRS NUMBER: 000000000 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17776 FILM NUMBER: 17901994 BUSINESS ADDRESS: STREET 1: 1910 FAIRVIEW AVENUE EAST STREET 2: SUITE 200 CITY: SEATTLE STATE: WA ZIP: 98102 BUSINESS PHONE: 2062573577 MAIL ADDRESS: STREET 1: 1910 FAIRVIEW AVENUE EAST STREET 2: SUITE 200 CITY: SEATTLE STATE: WA ZIP: 98102 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001697457 XXXXXXXX 09-30-2013 09-30-2013 false CPCM, LLC

1910 Fairview Avenue East Suite 200 Seattle WA 98102

13F HOLDINGS REPORT 028-17776 N Jeremy Kiefer Chief Compliance Officer 206-257-3568 /s/ Jeremy Kiefer Seattle WA 06-09-2017 0 118 243783 INFORMATION TABLE 2 infotable.xml 1/100000 Aig 2021wts Equities ACG874152 0 21259 SH SOLE 0 0 21259 Amazon Com Equities 023135106 1082 3897 SH SOLE 0 0 3897 Amgen Inc Equities 031162100 542 5490 SH SOLE 0 0 5490 Apple Inc Equities 037833100 2006 5058 SH SOLE 0 0 5058 AT&T Equities 00206R102 559 15779 SH SOLE 0 0 15779 Automatic Data Processing Inc Equities 053015103 400 5810 SH SOLE 0 0 5810 Bank Of America Equities 060505104 215 16746 SH SOLE 0 0 16746 Berkshire Hathaway Cl B Equities 084670702 474 4237 SH SOLE 0 0 4237 Berkshire Hathaway Inc Equities 084670108 1686 10 SH SOLE 0 0 10 Boeing Co Equities 097023105 862 8413 SH SOLE 0 0 8413 BP Equities 055622104 532 12749 SH SOLE 0 0 12749 Bristol Myers SQuibb Equities 110122108 1091 24423 SH SOLE 0 0 24423 Chevron Corp Equities 166764100 1098 9279 SH SOLE 0 0 9279 China Edu Corp Equities 16945L107 120 19713 SH SOLE 0 0 19713 Cisco Systems Equities 17275R102 316 12995 SH SOLE 0 0 12995 Coca-Cola Company Equities 191216100 698 17397 SH SOLE 0 0 17397 Columbia Banking System Equities 197236102 816 34255 SH SOLE 0 0 34255 Conagra Foods Equities 205887102 436 12476 SH SOLE 0 0 12476 ConocoPhillips Equities 20825C104 208 3440 SH SOLE 0 0 3440 Costco Wholesale Equities 22160K105 1645 14877 SH SOLE 0 0 14877 Dunkin Brands Group Inc Equities 265504100 327 7647 SH SOLE 0 0 7647 Eaton Vance SR Floating Rate Tr Equities 27828Q105 2060 126591 SH SOLE 0 0 126591 Elements Rogers Intl Commodity Etn Equities 870297801 273 34265 SH SOLE 0 0 34265 Emeritus (NV) Equities 291005106 7529 324824 SH SOLE 0 0 324824 Exxon Mobil Equities 30231G102 908 10047 SH SOLE 0 0 10047 First Financial Northwest Equities 32022K102 165 15999 SH SOLE 0 0 15999 First Horizon National Corporation (NV) Equities DCA517101 0 260480 SH SOLE 0 0 260480 Flow International Corp Equities 78469X107 562 152198 SH SOLE 0 0 152198 Ford Motor Company Equities 345370860 279 18064 SH SOLE 0 0 18064 General Electric Equities 369604103 513 22120 SH SOLE 0 0 22120 General Mills Equities 370334104 608 12538 SH SOLE 0 0 12538 Google Inc Class A Equities 02079K305 416 473 SH SOLE 0 0 473 Heritage Financial Equities 42722X106 529 36114 SH SOLE 0 0 36114 Home Depot Equities 437076102 259 3342 SH SOLE 0 0 3342 Horizon Financial (NV) Equities 44041F105 0 17044 SH SOLE 0 0 17044 IBM Equities 459200101 706 3696 SH SOLE 0 0 3696 Index IQ Hedge Multi Strategy Equities 45409B107 1544 55796 SH SOLE 0 0 55796 Intel Corp Equities 458140100 750 30966 SH SOLE 0 0 30966 Interleukin Genetics Inc Equities 458738101 127 302271 SH SOLE 0 0 302271 Internet Capital Group Equities 46059C205 342 30000 SH SOLE 0 0 30000 iShares Russell 1000 Index Equities 464287622 5633 62642 SH SOLE 0 0 62642 iShares Barclays 0-5 Year TIPS Equities 46429B747 3050 30289 SH SOLE 0 0 30289 iShares Barclays 1-3 Year Credit Bond Equities 464288646 8777 83567 SH SOLE 0 0 83567 iShares Barclays TIPS Equities 464287176 10411 92949 SH SOLE 0 0 92949 iShares Barclays US Aggregate Bond Index Equities 464287226 10481 97762 SH SOLE 0 0 97762 iShares Core U.S. Value ETF Equities 464287663 481 4394 SH SOLE 0 0 4394 iShares DJ Select Dividend Index Equities 464287168 1353 21140 SH SOLE 0 0 21140 iShares DJ US Real Estate Index Equities 464287739 1609 24215 SH SOLE 0 0 24215 iShares iBoxx $ Investment Grade Corp Bond Index Equities 464287242 4295 37793 SH SOLE 0 0 37793 iShares iBoxx High Yield Corp Bond Equities 464288513 244 2690 SH SOLE 0 0 2690 iShares International Developed Property Equities 464288422 8020 227772 SH SOLE 0 0 227772 iShares JPMorgan Emerging Markets Bond Equities 464288281 588 5371 SH SOLE 0 0 5371 iShares MSCI EAFE Index Equities 464287465 3254 56791 SH SOLE 0 0 56791 iShares MSCI EAFE Small Cap Index Equities 464288273 391 9314 SH SOLE 0 0 9314 iShares MSCI EAFE Value Index Equities 464288877 654 13508 SH SOLE 0 0 13508 iShares MSCI Emerging Mkts Index Equities 464287234 4675 121434 SH SOLE 0 0 121434 iShares Russell 1000 Growth Index Equities 464287614 21513 295759 SH SOLE 0 0 295759 iShares Russell 2000 Value Index Fund Equities 464287630 316 3680 SH SOLE 0 0 3680 iShares Russell 3000 Index Equities 464287689 256 2656 SH SOLE 0 0 2656 iShares Russell Microcap Index Equities 464288869 1651 26742 SH SOLE 0 0 26742 iShares S&P 500 Index Equities 464287200 8443 52479 SH SOLE 0 0 52479 iShares S&P Short Term Natl AMT Equities 464288158 545 5173 SH SOLE 0 0 5173 Johnson & Johnson Equities 478160104 919 10699 SH SOLE 0 0 10699 Jones Soda Co Equities 48023P106 32 50000 SH SOLE 0 0 50000 JPMorgan Alerian MLP Index Equities 46625H365 2128 45627 SH SOLE 0 0 45627 JPMorgan Chase & Co Equities 46625H100 369 6991 SH SOLE 0 0 6991 Kimberly Clark Equities 494368103 498 5128 SH SOLE 0 0 5128 Marchex Inc Equities 56624R108 347 57701 SH SOLE 0 0 57701 McDonalds Corp Equities 580135101 1127 11389 SH SOLE 0 0 11389 Medtronic Inc Equities G5960L103 266 5171 SH SOLE 0 0 5171 Merck & Co Equities 58933Y105 274 5898 SH SOLE 0 0 5898 Microsoft Corp Equities 594918104 2849 82470 SH SOLE 0 0 82470 Neurologix Inc New Equities 64125U406 0 11000 SH SOLE 0 0 11000 Newcastle Investment Corp Equities 65105M108 2486 475371 SH SOLE 0 0 475371 Nuveen Municipal Value Fund, Inc. Equities 670928100 252 26383 SH SOLE 0 0 26383 Omeros Corp Equities 682143102 6178 1225878 SH SOLE 0 0 1225878 Omeros Corp. (Restricted Shares) Equities 682143102 298 37707 SH SOLE 0 0 37707 Omnicom Group Equities 681919106 4281 68100 SH SOLE 0 0 68100 Oracle Equities 68389X105 316 10292 SH SOLE 0 0 10292 Paccar Inc Equities 693718108 259 4818 SH SOLE 0 0 4818 Pepsico Equities 713448108 1157 14142 SH SOLE 0 0 14142 Pfizer Inc Equities 717081103 351 12543 SH SOLE 0 0 12543 Philip Morris Intl Equities 718172109 269 3105 SH SOLE 0 0 3105 PowerShares QQQ Equities 73935A104 255 3584 SH SOLE 0 0 3584 Procter & Gamble Equities 742718109 566 7354 SH SOLE 0 0 7354 Red Robin Gourmet Burger Equities 75689M101 3483 63122 SH SOLE 0 0 63122 Royal Dutch Shell Equities 780259206 550 8619 SH SOLE 0 0 8619 Salesforce.Com Equities 79466L302 821 21503 SH SOLE 0 0 21503 Sector Spdr Tr Shs Ben Int Utilities Equities 81369Y886 211 5605 SH SOLE 0 0 5605 SPDR Nuveen Barclays ST Muni. Bond ETF Equities 78468R739 1023 42784 SH SOLE 0 0 42784 SPDR S&P 500 Index Equities 78462F103 1267 7900 SH SOLE 0 0 7900 SPDR S&P Dividend ETF Equities 78464A763 214 3235 SH SOLE 0 0 3235 Starbucks Corp Equities 855244109 67129 1024717 SH SOLE 0 0 1024717 Target Corporation Equities 87612E106 375 5439 SH SOLE 0 0 5439 Terago Inc Equities 88079F107 745 104900 SH SOLE 0 0 104900 Travelers Cos Equities 89417E109 245 3066 SH SOLE 0 0 3066 U.S. Commodity Index Fund Equities 911717106 227 4246 SH SOLE 0 0 4246 United Technologies Equities 913017109 448 4816 SH SOLE 0 0 4816 UPS Equities 911312106 718 8304 SH SOLE 0 0 8304 Vanguard Growth ETF Equities 922908736 282 3613 SH SOLE 0 0 3613 Vanguard Index REIT ETF Equities 922908553 886 11549 SH SOLE 0 0 11549 Vanguard Short Term Bond Index ETF Equities 921937827 1351 16871 SH SOLE 0 0 16871 Vanguard Total Stock Market Equities 922908769 278 3360 SH SOLE 0 0 3360 Verizon Communications Equities 92343V104 441 8751 SH SOLE 0 0 8751 Visa Inc Equities 92826C839 374 2048 SH SOLE 0 0 2048 Voya Prime Rate TRUST Equities 92913A100 206 32335 SH SOLE 0 0 32335 Wells Fargo & Co Equities 949746101 403 9772 SH SOLE 0 0 9772 Wireless Matrix Corp Equities 97653G100 2 65700 SH SOLE 0 0 65700 Yum Brands Inc Equities 988498101 382 5507 SH SOLE 0 0 5507 Bodyscan Corporation (NV) Equities 09689P103 0 17250 SH SOLE 0 0 17250 Bazaarvoice Inc Equities 073271108 99 10500 SH SOLE 0 0 10500 Foundation Bancorp Equities 35040A105 196 32571 SH SOLE 0 0 32571 Homestreet Inc Equities 43785V102 2397 111765 SH SOLE 0 0 111765 Glaxosmithkline Equities 37733W105 212 4251 SH SOLE 0 0 4251 Vanguard Ftse All - World Ex - US Index ETF Funds Equities 922042775 376 8500 SH SOLE 0 0 8500 New Residential Inv Corp Equities 64828T201 3204 475371 SH SOLE 0 0 475371 Rainmaker Systems Equities 750875304 22 55555 SH SOLE 0 0 55555 Flexshares Morningstar US Market Factors Tilt Inde Equities 33939L100 412 6000 SH SOLE 0 0 6000