Chief Compliance Officer

0001571049-17-006773.txt : 20170717 0001571049-17-006773.hdr.sgml : 20170717 20170717170608 ACCESSION NUMBER: 0001571049-17-006773 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170717 DATE AS OF CHANGE: 20170717 EFFECTIVENESS DATE: 20170717 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIER 88 INVESTMENT PARTNERS LLC CENTRAL INDEX KEY: 0001697366 IRS NUMBER: 463506954 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17645 FILM NUMBER: 17968017 BUSINESS ADDRESS: STREET 1: 230 CALIFORNIA STREET, SUITE 410 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-814-8840 MAIL ADDRESS: STREET 1: 230 CALIFORNIA STREET, SUITE 410 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001697366 XXXXXXXX 06-30-2017 06-30-2017 false PIER 88 INVESTMENT PARTNERS LLC

230 California Street, Suite 410 San Francisco CA 94111

13F HOLDINGS REPORT 028-17645 N Jackie Fertitta Chief Compliance Officer 415-814-8841 /s/ Jackie Fertitta San Francisco CA 07-17-2017 0 99 246312 INFORMATION TABLE 2 infotable.xml Affiliated Managers Group Inc Common Stock 008252108 415 2500 SH SOLE 2500 0 0 Akamai Technologies Inc Common Stock 00971T101 182 3657 SH SOLE 3657 0 0 ALZA Corp Convertible Bonds 02261WAB5 3651 2011000 PRN SOLE 2011000 0 0 VEREIT Inc Convertible Bonds 02917TAB0 7098 6900000 PRN SOLE 6900000 0 0 Anadarko Petroleum Corp Common Stock 032511107 29 633 SH SOLE 633 0 0 Anadarko Petroleum Corp Preferred Stock 032511404 1952 47600 SH SOLE 47600 0 0 Anthem Inc Preferred Stock 036752202 13750 260315 SH SOLE 260315 0 0 Apptio Inc Common Stock 03835C108 542 31240 SH SOLE 31240 0 0 Ares Capital Corp Convertible Bonds 04010LAJ2 7988 7880000 PRN SOLE 7880000 0 0 Aspen Technology Inc Common Stock 045327103 454 8208 SH SOLE 8208 0 0 Autodesk Inc Common Stock 052769106 230 2283 SH SOLE 2283 0 0 Bank of America Corp Preferred Stock 060505682 435 344 SH SOLE 344 0 0 BioMarin Pharmaceutical Inc Convertible Bonds 09061GAF8 2281 1918000 PRN SOLE 1918000 0 0 Callidus Software Inc Common Stock 13123E500 406 16764 SH SOLE 16764 0 0 Cavium Inc Common Stock 14964U108 310 4987 SH SOLE 4987 0 0 Cornerstone OnDemand Inc Common Stock 21925Y103 469 13108 SH SOLE 13108 0 0 DTE Energy Co Convertible Preferred 233331883 5337 98500 SH SOLE 98500 0 0 Danaher Corp Convertible Bonds 235851AF9 2711 841000 PRN SOLE 841000 0 0 ETrade Financial Corp Common Stock 269246401 524 13791 SH SOLE 13791 0 0 Etsy Inc Common Stock 29786A106 612 40797 SH SOLE 40797 0 0 Fidelity National Financial Inc Convertible Bonds 31620RAE5 8345 3319000 PRN SOLE 3319000 0 0 FireEye Inc Common Stock 31816Q101 523 34401 SH SOLE 34401 0 0 FireEye Inc Convertible Bonds 31816QAD3 4972 5460000 PRN SOLE 5460000 0 0 Guidewire Software Inc Common Stock 40171V100 356 5187 SH SOLE 5187 0 0 Hess Corp Common Stock 42809H107 283 6444 SH SOLE 6444 0 0 HubSpot Inc Common Stock 443573100 278 4227 SH SOLE 4227 0 0 Illumina Inc Convertible Bonds 452327AH2 8755 8230000 PRN SOLE 8230000 0 0 Impinj Inc Common Stock 453204109 189 3878 SH SOLE 3878 0 0 Imperva Inc Common Stock 45321L100 269 5632 SH SOLE 5632 0 0 Intel Corp Convertible Bonds 458140AF7 9766 5910000 PRN SOLE 5910000 0 0 Jefferies Group LLC Convertible Bonds 472319AG7 3172 3160000 PRN SOLE 3160000 0 0 M/A-COM Technology Solutions Holdings Inc Common Stock 55405Y100 351 6293 SH SOLE 6293 0 0 Macquarie Infrastructure Corp Convertible Bonds 55608BAA3 5392 4880000 PRN SOLE 4880000 0 0 Microchip Technology Inc Convertible Bonds 595017AD6 4002 2660000 PRN SOLE 2660000 0 0 MINDBODY Inc Common Stock 60255W105 361 13279 SH SOLE 13279 0 0 Model N Inc Common Stock 607525102 558 41924 SH SOLE 41924 0 0 Monolithic Power Systems Inc Common Stock 609839105 324 3358 SH SOLE 3358 0 0 NeoPhotonics Corp Common Stock 64051T100 442 57286 SH SOLE 57286 0 0 NetFlix Inc Common Stock 64110L106 346 2313 SH SOLE 2313 0 0 New Relic Inc Common Stock 64829B100 370 8614 SH SOLE 8614 0 0 NextEra Energy Inc Preferred Stock 65339F846 10408 162750 SH SOLE 162750 0 0 Novellus Systems Inc Convertible Bonds 670008AD3 9142 2190000 PRN SOLE 2190000 0 0 Nvidia Corp Convertible Bonds 67066GAC8 5232 729000 PRN SOLE 729000 0 0 Old Republic International Corp Convertible Bonds 680223AH7 8200 6479000 PRN SOLE 6479000 0 0 ON Semiconductor Corp Convertible Bonds 682189AN5 828 828000 PRN SOLE 828000 0 0 Palo Alto Networks Inc Common Stock 697435105 204 1523 SH SOLE 1523 0 0 Pandora Media Inc Common Stock 698354107 384 43021 SH SOLE 43021 0 0 Pandora Media Inc Convertible Bonds 698354AB3 758 800000 PRN SOLE 800000 0 0 Priceline Group Inc/The Convertible Bonds 741503AQ9 5127 2600000 PRN SOLE 2600000 0 0 Priceline Group Inc/The Convertible Bonds 741503AS5 7564 5150000 PRN SOLE 5150000 0 0 Priceline Group Inc/The Convertible Bonds 741503AX4 1001 874000 PRN SOLE 874000 0 0 ProofPoint Inc Common Stock 743424103 356 4103 SH SOLE 4103 0 0 ProofPoint Inc Convertible Bonds 743424AD5 6 5000 PRN SOLE 5000 0 0 Prospect Capital Corp Convertible Bonds 74348TAL6 9071 8850000 PRN SOLE 8850000 0 0 Qualys Inc Common Stock 74758T303 267 6533 SH SOLE 6533 0 0 RPM International Inc Convertible Bonds 749685AT0 1640 1390000 PRN SOLE 1390000 0 0 Red Hat Inc Convertible Bonds 756577AD4 10400 7533000 PRN SOLE 7533000 0 0 Regions Financial Corp Common Stock 7591EP100 431 29412 SH SOLE 29412 0 0 Royal Gold Inc Convertible Bonds 780287AA6 2420 2245000 PRN SOLE 2245000 0 0 SVB Financial Group Common Stock 78486Q101 379 2157 SH SOLE 2157 0 0 Salesforce.com Inc Common Stock 79466L302 273 3149 SH SOLE 3149 0 0 Shopify Inc Common Stock 82509L107 253 2908 SH SOLE 2908 0 0 Spirit Realty Capital Inc Convertible Bonds 84860WAB8 5757 5800000 PRN SOLE 5800000 0 0 Splunk Inc Common Stock 848637104 525 9223 SH SOLE 9223 0 0 Synaptics Inc Common Stock 87157D109 538 10395 SH SOLE 10395 0 0 TPG Specialty Lending Inc Convertible Bonds 87265KAB8 2606 2509000 PRN SOLE 2509000 0 0 Tableau Software Inc Common Stock 87336U105 319 5210 SH SOLE 5210 0 0 Time Warner Inc Common Stock 887317303 500 4978 SH SOLE 4978 0 0 US Bancorp Common Stock 902973304 389 7500 SH SOLE 7500 0 0 Veeva Systems Inc Common Stock 922475108 294 4801 SH SOLE 4801 0 0 Wayfair Inc Common Stock 94419L101 466 6061 SH SOLE 6061 0 0 Wells Fargo & Co Preferred Stock 949746804 13172 10045 SH SOLE 10045 0 0 Welltower Inc Convertible Preferred 95040Q203 10125 152825 SH SOLE 152825 0 0 Workday Inc Common Stock 98138H101 355 3663 SH SOLE 3663 0 0 Workday Inc Convertible Bonds 98138HAD3 7 5000 PRN SOLE 5000 0 0 Yelp Inc Common Stock 985817105 528 17580 SH SOLE 17580 0 0 Zendesk Inc Common Stock 98936J101 517 18607 SH SOLE 18607 0 0 Zions Bancorporation Common Stock 989701107 418 9512 SH SOLE 9512 0 0 Mellanox Technologies Ltd Common Stock M51363113 409 9450 SH SOLE 9450 0 0 InterXion Holding NV Common Stock N47279109 454 9925 SH SOLE 9925 0 0 Exelon Corp Common Stock 30161N101 4665 129323 SH SOLE 129323 0 0 Citrix Systems Inc Convertible Bonds 177376AD2 1231 1025000 PRN SOLE 1025000 0 0 ServiceNow Inc Convertible Bonds 81762PAD4 713 700000 PRN SOLE 700000 0 0 Dominion Resources Inc/VA Convertible Preferred 25746U836 13166 262000 SH SOLE 262000 0 0 Stanley Black & Decker Inc Convertible Preferred 854502887 10815 100000 SH SOLE 100000 0 0 Costco Wholesale Corp Common Stock 22160K105 5 30 SH SOLE 30 0 0 Illumina Inc Convertible Bonds 452327AF6 10 10000 PRN SOLE 10000 0 0 NextEra Energy Inc Convertible Preferred 65339F820 16 300 SH SOLE 300 0 0 Citrix Systems Inc Common Stock 177376100 398 5000 SH SOLE 5000 0 0 DISH Network Corp Common Stock 25470M109 533 8500 SH SOLE 8500 0 0 Keycorp Common Stock 493267108 94 5000 SH SOLE 5000 0 0 MercadoLibre Inc Common Stock 58733R102 269 1074 SH SOLE 1074 0 0 ServiceNow Inc Common Stock 81762P102 188 1777 SH SOLE 1777 0 0 Silicon Laboratories Inc Common Stock 826919102 187 2730 SH SOLE 2730 0 0 Square Inc Common Stock 852234103 352 15000 SH SOLE 15000 0 0 Talend SA Depository Receipt 874224207 522 15000 SH SOLE 15000 0 0 Allergan plc Convertible Preferred IE00BY9D6 2336 2700 SH SOLE 2700 0 0 Kornit Digital Ltd Common Stock IL0011216 365 18848 SH SOLE 18848 0 0 Mimecast Ltd Common Stock GB00BYT5J 294 10980 SH SOLE 10980 0 0