0001104659-21-066538.txt : 20210514
0001104659-21-066538.hdr.sgml : 20210514
20210514102041
ACCESSION NUMBER: 0001104659-21-066538
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210331
FILED AS OF DATE: 20210514
DATE AS OF CHANGE: 20210514
EFFECTIVENESS DATE: 20210514
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIER 88 INVESTMENT PARTNERS LLC
CENTRAL INDEX KEY: 0001697366
IRS NUMBER: 463506954
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17645
FILM NUMBER: 21922458
BUSINESS ADDRESS:
STREET 1: 230 CALIFORNIA STREET, SUITE 410
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 415-814-8840
MAIL ADDRESS:
STREET 1: 230 CALIFORNIA STREET, SUITE 410
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
13F-HR
1
primary_doc.xml
13F-HR
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0001697366
XXXXXXXX
03-31-2021
03-31-2021
false
PIER 88 INVESTMENT PARTNERS LLC
230 California Street, Suite 410
San Francisco
CA
94111
13F HOLDINGS REPORT
028-17645
N
Sean Aurigemma
Chief Compliance Officer
201-424-9144
/s/ Sean Aurigemma
San Francisco
CA
05-14-2021
1
177
294663
1
0001387508
028-12257
PRELUDE CAPITAL MANAGEMENT, LLC
INFORMATION TABLE
2
infotable.xml
Etsy Inc
Common Stock
29786A106
684
3391
SH
SOLE
3391
0
0
HubSpot Inc
Common Stock
443573100
1017
2240
SH
SOLE
2240
0
0
Model N Inc
Common Stock
607525102
202
5739
SH
SOLE
5739
0
0
Monolithic Power Systems Inc
Common Stock
609839105
785
2223
SH
SOLE
2223
0
0
Novellus Systems Inc
Convertible Bonds
670008AD3
1401
74000
PRN
SOLE
0
0
74000
Spirit Realty Capital Inc
Convertible Bonds
84860WAB8
4721
4640000
PRN
SOLE
0
0
4640000
Zendesk Inc
Common Stock
98936J101
890
6712
SH
SOLE
6712
0
0
Silicon Laboratories Inc
Common Stock
826919102
524
3712
SH
SOLE
3712
0
0
Wix.com Ltd
Common Stock
M98068105
899
3220
SH
SOLE
3220
0
0
WELLPOINT INC
Convertible Bonds
94973VBG1
7568
1510000
PRN
SOLE
0
0
1510000
Prospect Capital Corp
Convertible Bonds
74348TAR3
211
205000
PRN
SOLE
0
0
205000
ASGN Inc
Common Stock
00191U102
817
8560
SH
SOLE
8560
0
0
Chegg Inc
Common Stock
163092109
868
10130
SH
SOLE
10130
0
0
Farmland Partners Inc
Common Stock
31154R109
317
28268
SH
SOLE
28268
0
0
Heron Therapeutics Inc
Common Stock
427746102
707
43610
SH
SOLE
43610
0
0
Insulet Corp
Common Stock
45784P101
856
3280
SH
SOLE
3280
0
0
Ultragenyx Pharmaceutical Inc
Common Stock
90400D108
430
3780
SH
SOLE
3780
0
0
TPG Specialty Lending Inc
Convertible Bonds
87265KAD4
3010
2780000
PRN
SOLE
0
0
2780000
Denali Therapeutics Inc
Common Stock
24823R105
343
6010
SH
SOLE
6010
0
0
Evo Payments Inc
Common Stock
26927E104
704
25569
SH
SOLE
25569
0
0
Splunk Inc
Common Stock
848637104
563
4155
SH
SOLE
4155
0
0
Microchip Technology Inc
Convertible Bonds
595017AF1
59
26000
PRN
SOLE
0
0
26000
DocuSign Inc
Common Stock
256163106
696
3440
SH
SOLE
3440
0
0
Euronet Worldwide Inc
Common Stock
298736109
636
4601
SH
SOLE
4601
0
0
NuVasive Inc
Common Stock
670704105
854
13025
SH
SOLE
13025
0
0
Alteryx Inc
Common Stock
02156B103
500
6025
SH
SOLE
6025
0
0
New Mountain Finance Corp
Convertible Bonds
647551AC4
4751
4550000
PRN
SOLE
0
0
4550000
American Electric Power Co Inc
Preferred Stock
025537127
6748
139829
SH
SOLE
139829
0
0
Dominion Resources Inc/VA
Preferred Stock
25746U133
9466
95775
SH
SOLE
95775
0
0
Pagseguro Digital Ltd
Common Stock
G68707101
775
16745
SH
SOLE
16745
0
0
Splunk Inc
Convertible Bonds
848637AD6
831
705000
PRN
SOLE
0
0
705000
Western Digital Corp
Convertible Bonds
958102AP0
18131
17750000
PRN
SOLE
0
0
17750000
Southern Co/The
Preferred Stock
842587602
10761
211292
SH
SOLE
211292
0
0
DexCom Inc
Common Stock
252131107
690
1920
SH
SOLE
1920
0
0
HealthEquity Inc
Common Stock
42226A107
436
6415
SH
SOLE
6415
0
0
Horizon Pharma Plc
Common Stock
G46188101
1853
20128
SH
SOLE
20128
0
0
DocuSign Inc
Convertible Bonds
256163AB2
1876
665000
PRN
SOLE
0
0
665000
Meritor Inc
Convertible Bonds
59001KAF7
12641
10785000
PRN
SOLE
0
0
10785000
NextEra Energy Inc
Preferred Stock
65339F796
11051
192490
SH
SOLE
192490
0
0
Stanley Black & Decker Inc
Preferred Stock
854502846
16516
139991
SH
SOLE
139991
0
0
CRISPR Therapeutics AG
Common Stock
H17182108
240
1970
SH
SOLE
1970
0
0
Goosehead Insurance Inc
Common Stock
38267D109
864
8065
SH
SOLE
8065
0
0
Iovance Biotherapeutics Inc
Common Stock
462260100
436
13765
SH
SOLE
13765
0
0
Meritor Inc
Common Stock
59001K100
445
15115
SH
SOLE
15115
0
0
Zscaler Inc
Common Stock
98980G102
543
3165
SH
SOLE
3165
0
0
Euronet Worldwide Inc
Convertible Bonds
298736AL3
14252
12505000
PRN
SOLE
0
0
12505000
Fortive Corp
Convertible Bonds
34959JAK4
12476
12305000
PRN
SOLE
0
0
12305000
Micron Technology Inc
Convertible Bonds
595112AX1
1677
190000
PRN
SOLE
0
0
190000
ServiceNow Inc
Convertible Bonds
81762PAC6
56
15000
PRN
SOLE
0
0
15000
Workday Inc
Convertible Bonds
98138HAF8
52
30000
PRN
SOLE
0
0
30000
SPDR Gold Shares
ETF
78463V107
1296
8100
SH
SOLE
8100
0
0
DTE Energy Co
Preferred Stock
233331842
9361
188405
SH
SOLE
188405
0
0
NextEra Energy Inc
Preferred Stock
65339F770
4787
96660
SH
SOLE
96660
0
0
CyberArk Software Ltd
Common Stock
M2682V108
393
3040
SH
SOLE
3040
0
0
10X Genomics Inc
Common Stock
88025U109
845
4670
SH
SOLE
4670
0
0
ADAPTIVE BIOTECHNOLOGIES COR
Common Stock
00650F109
509
12645
SH
SOLE
12645
0
0
Beyond Meat Inc
Common Stock
08862E109
289
2220
SH
SOLE
2220
0
0
Chewy Inc
Common Stock
16679L109
500
5897
SH
SOLE
5897
0
0
Cloudflare Inc
Common Stock
18915M107
198
2825
SH
SOLE
2825
0
0
Coupa Software Inc
Common Stock
22266L106
585
2300
SH
SOLE
2300
0
0
Crowdstrike Holdings Inc
Common Stock
22788C105
588
3220
SH
SOLE
3220
0
0
Evoqua Water Technologies Corp
Common Stock
30057T105
950
36107
SH
SOLE
36107
0
0
Fate Therapeutics Inc
Common Stock
31189P102
442
5355
SH
SOLE
5355
0
0
Freshpet Inc
Common Stock
358039105
927
5840
SH
SOLE
5840
0
0
Inovalon Holdings Inc
Common Stock
45781D101
951
33035
SH
SOLE
33035
0
0
Lattice Semiconductor Corp
Common Stock
518415104
866
19225
SH
SOLE
19225
0
0
Tradeweb Markets Inc
Common Stock
892672106
1194
16135
SH
SOLE
16135
0
0
TriNet Group Inc
Common Stock
896288107
571
7320
SH
SOLE
7320
0
0
Southwest Airlines Co
Convertible Bonds
844741BG2
14947
8705000
PRN
SOLE
0
0
8705000
Deckers Outdoor Corp
Common Stock
243537107
856
2590
SH
SOLE
2590
0
0
Equinox Gold Corp
Common Stock
29446Y502
89
11105
SH
SOLE
11105
0
0
Helen of Troy Ltd
Common Stock
G4388N106
777
3690
SH
SOLE
3690
0
0
Mirati Therapeutics Inc
Common Stock
60468T105
417
2435
SH
SOLE
2435
0
0
ProofPoint Inc
Common Stock
743424103
880
6995
SH
SOLE
6995
0
0
PROS Holdings Inc
Common Stock
74346Y103
274
6440
SH
SOLE
6440
0
0
Qorvo Inc
Common Stock
74736K101
579
3170
SH
SOLE
3170
0
0
RingCentral Inc
Common Stock
76680R206
423
1420
SH
SOLE
1420
0
0
Alteryx Inc
Convertible Bonds
02156BAF0
3659
4050000
PRN
SOLE
0
0
4050000
FireEye Inc
Convertible Bonds
31816QAF8
7935
7045000
PRN
SOLE
0
0
7045000
Proofpoint Inc
Convertible Bonds
743424AF0
6407
6005000
PRN
SOLE
0
0
6005000
FireEye Inc
Common Stock
31816Q101
603
30790
SH
SOLE
30790
0
0
First Republic Bank/CA
Common Stock
33616C100
1216
7290
SH
SOLE
7290
0
0
ITT Inc
Common Stock
45073V108
1553
17085
SH
SOLE
17085
0
0
Keysight Technologies Inc
Common Stock
49338L103
916
6385
SH
SOLE
6385
0
0
Microchip Technology Inc
Common Stock
595017104
472
3040
SH
SOLE
3040
0
0
Power Integrations Inc
Common Stock
739276103
851
10445
SH
SOLE
10445
0
0
SVB Financial Group
Common Stock
78486Q101
819
1660
SH
SOLE
1660
0
0
Webster Financial Corp
Common Stock
947890109
836
15165
SH
SOLE
15165
0
0
CyberArk Software Ltd
Convertible Bonds
23248VAB1
2041
1890000
PRN
SOLE
0
0
1890000
ON Semiconductor Corp
Convertible Bonds
682189AP0
2405
1160000
PRN
SOLE
0
0
1160000
Pacira BioSciences Inc
Convertible Bonds
695127AD2
569
470000
PRN
SOLE
0
0
470000
Insulet Corp
Convertible Bonds
45784PAK7
2728
2052000
PRN
SOLE
0
0
2052000
Priceline Group Inc/The
Convertible Bonds
741503AX4
6804
5805000
PRN
SOLE
0
0
5805000
PROS Holdings Inc
Convertible Bonds
74346YAH6
1245
1240000
PRN
SOLE
0
0
1240000
Shopify Inc
Convertible Bonds
82509LAA5
40
35000
PRN
SOLE
0
0
35000
Ceridian HCM Holding Inc
Common Stock
15677J108
310
3675
SH
SOLE
3675
0
0
Dover Corp
Common Stock
260003108
1247
9090
SH
SOLE
9090
0
0
DraftKings Inc
Common Stock
26142R104
679
11075
SH
SOLE
11075
0
0
East West Bancorp Inc
Common Stock
27579R104
1321
17900
SH
SOLE
17900
0
0
Emergent Biosolutions Inc
Common Stock
29089Q105
439
4730
SH
SOLE
4730
0
0
Magnite Inc
Common Stock
55955D100
512
12300
SH
SOLE
12300
0
0
Ping Identity Holding Corp
Common Stock
72341T103
329
15020
SH
SOLE
15020
0
0
Seer Inc
Common Stock
81578P106
350
6995
SH
SOLE
6995
0
0
SPX FLOW Inc
Common Stock
78469X107
1109
17510
SH
SOLE
17510
0
0
Synaptics Inc
Common Stock
87157D109
901
6655
SH
SOLE
6655
0
0
Vertix Holdings Co
Common Stock
92537N108
436
21800
SH
SOLE
21800
0
0
Ares Capital Corp
Convertible Bonds
04010LAW3
13741
12640000
PRN
SOLE
0
0
12640000
Illumina Inc
Convertible Bonds
452327AK5
2752
2320000
PRN
SOLE
0
0
2320000
RingCentral Inc
Convertible Bonds
76680RAF4
3709
3385000
PRN
SOLE
0
0
3385000
Synaptics Inc
Convertible Bonds
87157DAD1
2129
1155000
PRN
SOLE
0
0
1155000
Tabula Rasa HealthCare Inc
Convertible Bonds
873379AA9
1594
1576000
PRN
SOLE
0
0
1576000
10X Genomics Inc
Common Stock
88025U109
267
1475
SH
OTR
1
0
1475
0
ADAPTIVE BIOTECHNOLOGIES COR
Common Stock
00650F109
170
4217
SH
OTR
1
0
4217
0
ASGN Inc
Common Stock
00191U102
441
4620
SH
OTR
1
0
4620
0
Beyond Meat Inc
Common Stock
08862E109
70
540
SH
OTR
1
0
540
0
Ceridian HCM Holding Inc
Common Stock
15677J108
84
1000
SH
OTR
1
0
1000
0
Chegg Inc
Common Stock
163092109
296
3457
SH
OTR
1
0
3457
0
Chewy Inc
Common Stock
16679L109
3
30
SH
OTR
1
0
30
0
Coupa Software Inc
Common Stock
22266L106
162
635
SH
OTR
1
0
635
0
CRISPR Therapeutics AG
Common Stock
H17182108
101
825
SH
OTR
1
0
825
0
Crowdstrike Holdings Inc
Common Stock
22788C105
187
1025
SH
OTR
1
0
1025
0
CyberArk Software Ltd
Common Stock
M2682V108
91
700
SH
OTR
1
0
700
0
CyberArk Software Ltd
Convertible Bonds
23248VAB1
217
200000
PRN
OTR
1
0
0
200000
Deckers Outdoor Corp
Common Stock
243537107
135
410
SH
OTR
1
0
410
0
Denali Therapeutics Inc
Common Stock
24823R105
89
1550
SH
OTR
1
0
1550
0
DexCom Inc
Common Stock
252131107
344
956
SH
OTR
1
0
956
0
DocuSign Inc
Common Stock
256163106
158
780
SH
OTR
1
0
780
0
Dover Corp
Common Stock
260003108
570
4160
SH
OTR
1
0
4160
0
DraftKings Inc
Common Stock
26142R104
339
5535
SH
OTR
1
0
5535
0
East West Bancorp Inc
Common Stock
27579R104
725
9825
SH
OTR
1
0
9825
0
Euronet Worldwide Inc
Convertible Bonds
298736AL3
423
370000
PRN
OTR
1
0
0
370000
Emergent Biosolutions Inc
Common Stock
29089Q105
151
1620
SH
OTR
1
0
1620
0
Equinox Gold Corp
Common Stock
29446Y502
434
54300
SH
OTR
1
0
54300
0
Etsy Inc
Common Stock
29786A106
302
1496
SH
OTR
1
0
1496
0
Euronet Worldwide Inc
Common Stock
298736109
235
1700
SH
OTR
1
0
1700
0
Evo Payments Inc
Common Stock
26927E104
261
9500
SH
OTR
1
0
9500
0
Evoqua Water Technologies Corp
Common Stock
30057T105
480
18232
SH
OTR
1
0
18232
0
Fate Therapeutics Inc
Common Stock
31189P102
118
1437
SH
OTR
1
0
1437
0
FireEye Inc
Common Stock
31816Q101
180
9200
SH
OTR
1
0
9200
0
First Republic Bank/CA
Common Stock
33616C100
691
4145
SH
OTR
1
0
4145
0
Freshpet Inc
Common Stock
358039105
387
2435
SH
OTR
1
0
2435
0
Goosehead Insurance Inc
Common Stock
38267D109
328
3060
SH
OTR
1
0
3060
0
HealthEquity Inc
Common Stock
42226A107
192
2820
SH
OTR
1
0
2820
0
Helen of Troy Ltd
Common Stock
G4388N106
315
1495
SH
OTR
1
0
1495
0
Horizon Pharma Plc
Common Stock
G46188101
527
5725
SH
OTR
1
0
5725
0
HubSpot Inc
Common Stock
443573100
352
774
SH
OTR
1
0
774
0
Inovalon Holdings Inc
Common Stock
45781D101
420
14600
SH
OTR
1
0
14600
0
Insulet Corp
Common Stock
45784P101
427
1637
SH
OTR
1
0
1637
0
Iovance Biotherapeutics Inc
Common Stock
462260100
113
3561
SH
OTR
1
0
3561
0
ITT Inc
Common Stock
45073V108
569
6260
SH
OTR
1
0
6260
0
Keysight Technologies Inc
Common Stock
49338L103
501
3495
SH
OTR
1
0
3495
0
Lattice Semiconductor Corp
Common Stock
518415104
335
7433
SH
OTR
1
0
7433
0
Microchip Technology Inc
Common Stock
595017104
399
2570
SH
OTR
1
0
2570
0
Mirati Therapeutics Inc
Common Stock
60468T105
155
905
SH
OTR
1
0
905
0
Monolithic Power Systems Inc
Common Stock
609839105
335
948
SH
OTR
1
0
948
0
Meritor Inc
Convertible Bonds
59001KAF7
415
360000
PRN
OTR
1
0
0
360000
NuVasive Inc
Common Stock
670704105
374
5700
SH
OTR
1
0
5700
0
Pagseguro Digital Ltd
Common Stock
G68707101
185
4000
SH
OTR
1
0
4000
0
Pacira BioSciences Inc
Convertible Bonds
695127AD2
412
340000
PRN
OTR
1
0
0
340000
Ping Identity Holding Corp
Common Stock
72341T103
185
8440
SH
OTR
1
0
8440
0
Power Integrations Inc
Common Stock
739276103
471
5780
SH
OTR
1
0
5780
0
ProofPoint Inc
Common Stock
743424103
384
3050
SH
OTR
1
0
3050
0
Qorvo Inc
Common Stock
74736K101
210
1150
SH
OTR
1
0
1150
0
RingCentral Inc
Common Stock
76680R206
203
680
SH
OTR
1
0
680
0
Seer Inc
Common Stock
81578P106
65
1300
SH
OTR
1
0
1300
0
Silicon Laboratories Inc
Common Stock
826919102
183
1296
SH
OTR
1
0
1296
0
SPDR Gold Shares
ETF
78463V107
176
1100
SH
OTR
1
0
1100
0
SPX FLOW Inc
Common Stock
78469X107
518
8180
SH
OTR
1
0
8180
0
SVB Financial Group
Common Stock
78486Q101
274
555
SH
OTR
1
0
555
0
Synaptics Inc
Common Stock
87157D109
444
3275
SH
OTR
1
0
3275
0
Tradeweb Markets Inc
Common Stock
892672106
458
6185
SH
OTR
1
0
6185
0
TriNet Group Inc
Common Stock
896288107
202
2590
SH
OTR
1
0
2590
0
Ultragenyx Pharmaceutical Inc
Common Stock
90400D108
226
1985
SH
OTR
1
0
1985
0
Vertix Holdings Co
Common Stock
92537N108
192
9600
SH
OTR
1
0
9600
0
Webster Financial Corp
Common Stock
947890109
460
8345
SH
OTR
1
0
8345
0
Wix.com Ltd
Common Stock
M98068105
363
1299
SH
OTR
1
0
1299
0
Zendesk Inc
Common Stock
98936J101
204
1540
SH
OTR
1
0
1540
0