Managing Partner

0001697360-23-000003.txt : 20230801 0001697360-23-000003.hdr.sgml : 20230801 20230801115122 ACCESSION NUMBER: 0001697360-23-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230801 DATE AS OF CHANGE: 20230801 EFFECTIVENESS DATE: 20230801 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Perennial Advisors, LLC CENTRAL INDEX KEY: 0001697360 IRS NUMBER: 463416570 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17700 FILM NUMBER: 231130367 BUSINESS ADDRESS: STREET 1: 1350 AVENUE OF THE AMERICAS STREET 2: SUITE 1920 CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-652-3900 MAIL ADDRESS: STREET 1: 1350 AVENUE OF THE AMERICAS STREET 2: SUITE 1920 CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001697360 XXXXXXXX 06-30-2023 06-30-2023 Perennial Advisors, LLC

1350 AVENUE OF THE AMERICAS SUITE 1920 NEW YORK NY 10019

13F HOLDINGS REPORT 028-17700 N Christopher Heintz Managing Partner 2122184223 Christopher Heintz New York NY 08-01-2023 0 116 392288267 false INFORMATION TABLE 2 PerennialQ2202313f.xml PERENNIAL 2Q2023 MICROSOFT CORP COM 594918104 25983582 76301 SH SOLE 65440 0 10861 APPLE INC COM 037833100 25451057 131211 SH SOLE 113718 0 17493 ALPHABET INC CAP STK CL C 02079K107 12115146 100150 SH SOLE 90697 0 9453 AMAZON COM INC COM 023135106 11106542 85199 SH SOLE 73954 0 11245 ACTIVISION BLIZZARD INC COM 00507V109 10834658 128525 SH SOLE 128525 0 0 MASTERCARD INCORPORATED CL A 57636Q104 10148299 25803 SH SOLE 24789 0 1014 FISERV INC COM 337738108 9750134 77290 SH SOLE 73190 0 4100 VISA INC COM CL A 92826C839 9134663 38465 SH SOLE 34708 0 3757 ISHARES TR SHORT TREAS BD 464288679 9006867 81547 SH SOLE 68253 0 13294 JOHNSON & JOHNSON COM 478160104 8859727 53527 SH SOLE 50182 0 3345 AMERICAN EXPRESS CO COM 025816109 8833307 50708 SH SOLE 48192 0 2516 JPMORGAN CHASE & CO COM 46625H100 8597802 59116 SH SOLE 54874 0 4242 HONEYWELL INTL INC COM 438516106 8152159 39288 SH SOLE 36427 0 2861 THERMO FISHER SCIENTIFIC INC COM 883556102 8115458 15554 SH SOLE 14552 0 1002 SPDR S&P 500 ETF TR TR UNIT 78462F103 8057376 18176 SH SOLE 17397 0 779 AMPHENOL CORP NEW CL A 032095101 8006504 94249 SH SOLE 88383 0 5866 AIR PRODS & CHEMS INC COM 009158106 7685813 25658 SH SOLE 23784 0 1874 NVIDIA CORPORATION COM 67066G104 7675398 18144 SH SOLE 16875 0 1269 COSTCO WHSL CORP NEW COM 22160K105 7620704 14155 SH SOLE 13298 0 857 MCDONALDS CORP COM 580135101 7478552 25061 SH SOLE 24026 0 1035 J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 46641Q837 7253764 144670 SH SOLE 137004 0 7666 ISHARES TR FLTG RATE NT ETF 46429B655 7242211 142507 SH SOLE 135079 0 7428 KKR & CO INC COM 48251W104 6880813 122872 SH SOLE 117639 0 5233 UNION PAC CORP COM 907818108 6621713 32361 SH SOLE 30137 0 2224 CISCO SYS INC COM 17275R102 6573277 127044 SH SOLE 99409 0 27635 FEDEX CORP COM 31428X106 6293963 25388 SH SOLE 23118 0 2270 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 5786829 76485 SH SOLE 72605 0 3880 SPDR GOLD TR GOLD SHS 78463V107 5685031 31890 SH SOLE 30870 0 1020 MEDTRONIC PLC SHS G5960L103 5185982 58861 SH SOLE 53722 0 5139 XYLEM INC COM 98419M100 5128711 45540 SH SOLE 42682 0 2858 STARBUCKS CORP COM 855244109 5100127 51485 SH SOLE 47132 0 4353 AMERICAN WTR WKS CO INC NEW COM 030420103 5032008 35250 SH SOLE 32710 0 2540 ADOBE SYSTEMS INCORPORATED COM 00724F101 4793569 9803 SH SOLE 8539 0 1264 GENERAL DYNAMICS CORP COM 369550108 4749548 22076 SH SOLE 20191 0 1885 DISNEY WALT CO COM 254687106 4500811 50412 SH SOLE 45345 0 5067 HOME DEPOT INC COM 437076102 4194461 13503 SH SOLE 11976 0 1527 LEAR CORP COM NEW 521865204 4008235 27922 SH SOLE 25480 0 2442 AMGEN INC COM 031162100 4001771 18024 SH SOLE 16666 0 1358 VERIZON COMMUNICATIONS INC COM 92343V104 3736870 100480 SH SOLE 93453 0 7027 ISHARES TR PFD AND INCM SEC 464288687 3672691 118742 SH SOLE 113025 0 5717 MONDELEZ INTL INC CL A 609207105 3498162 47953 SH SOLE 42131 0 5822 NOVARTIS AG SPONSORED ADR 66987V109 3492294 34608 SH SOLE 32364 0 2244 ARES CAPITAL CORP COM 04010L103 3279384 174528 SH SOLE 160738 0 13790 DIAGEO PLC SPON ADR NEW 25243Q205 3145240 18130 SH SOLE 15854 0 2276 APPLIED MATLS INC COM 038222105 3040978 21039 SH SOLE 0 0 21039 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2906196 13193 SH SOLE 7213 0 5980 ZOETIS INC CL A 98978V103 2813223 16336 SH SOLE 14199 0 2137 US BANCORP DEL COM NEW 902973304 2764452 83659 SH SOLE 73359 0 10300 FASTENAL CO COM 311900104 2536570 43000 SH SOLE 43000 0 0 LAUDER ESTEE COS INC CL A 518439104 2344079 11936 SH SOLE 10218 0 1718 STAGWELL INC COM CL A 85256A109 2336307 324037 SH SOLE 324037 0 0 LAM RESEARCH CORP COM 512807108 2280225 3547 SH SOLE 0 0 3547 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 2231862 28241 SH SOLE 26443 0 1798 INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 2118683 100698 SH SOLE 95774 0 4924 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1978474 48635 SH SOLE 38203 0 10432 VANGUARD WORLD FDS MATERIALS ETF 92204A801 1950074 10716 SH SOLE 10286 0 430 J P MORGAN EXCHANGE TRADED F ULTRA SHT MUNCPL 46641Q654 1516208 29935 SH SOLE 28173 0 1762 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 1452262 28918 SH SOLE 28582 0 336 ISHARES TR 1 3 YR TREAS BD 464287457 1320875 16291 SH SOLE 14729 0 1562 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 1314791 28471 SH SOLE 20301 0 8170 ALPHABET INC CAP STK CL A 02079K305 1279115 10686 SH SOLE 7968 0 2718 EAGLE MATLS INC COM 26969P108 1227203 6583 SH SOLE 0 0 6583 PEPSICO INC COM 713448108 1054796 5695 SH SOLE 4385 0 1310 EXXON MOBIL CORP COM 30231G102 925032 8625 SH SOLE 8625 0 0 GATX CORP COM 361448103 911608 7081 SH SOLE 0 0 7081 INTEL CORP COM 458140100 890842 26640 SH SOLE 2317 0 24323 WELLS FARGO CO NEW COM 949746101 828846 19420 SH SOLE 650 0 18770 CHEVRON CORP NEW COM 166764100 812712 5165 SH SOLE 4348 0 817 ISHARES TR MSCI EMG MKT ETF 464287234 791551 20009 SH SOLE 18551 0 1458 HP INC COM 40434L105 784180 25535 SH SOLE 0 0 25535 META PLATFORMS INC CL A 30303M102 782882 2728 SH SOLE 2448 0 280 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 769484 13329 SH SOLE 11824 0 1505 COMCAST CORP NEW CL A 20030N101 739258 17792 SH SOLE 3951 0 13841 KLA CORP COM NEW 482480100 727045 1499 SH SOLE 0 0 1499 SEACOR MARINE HLDGS INC COM 78413P101 591366 51738 SH SOLE 51738 0 0 WARNER BROS DISCOVERY INC COM SER A 934423104 554206 44195 SH SOLE 2151 0 42044 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 516101 9983 SH SOLE 9983 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 502221 2285 SH SOLE 1750 0 535 WILLIAMS COS INC COM 969457100 474615 14545 SH SOLE 14545 0 0 UNITEDHEALTH GROUP INC COM 91324P102 452283 941 SH SOLE 49 0 892 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 426662 2867 SH SOLE 467 0 2400 MERCK & CO INC COM 58933Y105 418172 3624 SH SOLE 3274 0 350 BLACKSTONE INC COM 09260D107 415668 4471 SH SOLE 3560 0 911 SALESFORCE INC COM 79466L302 387240 1833 SH SOLE 283 0 1550 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 362941 891 SH SOLE 891 0 0 TRANSDIGM GROUP INC COM 893641100 353198 395 SH SOLE 0 0 395 INVESCO QQQ TR UNIT SER 1 46090E103 350614 949 SH SOLE 182 0 767 TJX COS INC NEW COM 872540109 332377 3920 SH SOLE 2766 0 1154 PIONEER NAT RES CO COM 723787107 324859 1568 SH SOLE 500 0 1068 ROPER TECHNOLOGIES INC COM 776696106 323098 672 SH SOLE 96 0 576 PROCTER AND GAMBLE CO COM 742718109 312662 2061 SH SOLE 2039 0 22 EATON CORP PLC SHS G29183103 304466 1514 SH SOLE 1514 0 0 BANK AMERICA CORP COM 060505104 298290 10397 SH SOLE 1873 0 8524 ISHARES TR RUS 1000 GRW ETF 464287614 291966 1061 SH SOLE 0 0 1061 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 282043 914 SH SOLE 445 0 469 HEWLETT PACKARD ENTERPRISE C COM 42824C109 278158 16557 SH SOLE 0 0 16557 KIMBERLY-CLARK CORP COM 494368103 265766 1925 SH SOLE 1925 0 0 WISDOMTREE TR YIELD ENHANCD US 97717X511 258756 6005 SH SOLE 6005 0 0 LOCKHEED MARTIN CORP COM 539830109 244923 532 SH SOLE 532 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 243529 2486 SH SOLE 186 0 2300 BOEING CO COM 097023105 239925 1136 SH SOLE 1136 0 0 BOOKING HOLDINGS INC COM 09857L108 229529 85 SH SOLE 37 0 48 TEXAS INSTRS INC COM 882508104 222505 1236 SH SOLE 1236 0 0 ISHARES TR NATIONAL MUN ETF 464288414 215488 2019 SH SOLE 1224 0 795 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 214229 2950 SH SOLE 2950 0 0 WISDOMTREE TR US CORP BOND FD 97717X198 214133 4889 SH SOLE 4889 0 0 TOPGOLF CALLAWAY BRANDS CORP COM 131193104 213189 10740 SH SOLE 10740 0 0 3M CO COM 88579Y101 208418 2082 SH SOLE 2082 0 0 S&P GLOBAL INC COM 78409V104 202049 504 SH SOLE 0 0 504 BRISTOW GROUP INC COM 11040G103 201743 7022 SH SOLE 7022 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 200325 2799 SH SOLE 0 0 2799 AT&T INC COM 00206R102 172188 10795 SH SOLE 10795 0 0 CHARGEPOINT HOLDINGS INC COM CL A 15961R105 125240 14248 SH SOLE 14248 0 0 CORSAIR PARTNERING CORP SHS CL A G2540H108 103600 10000 SH SOLE 10000 0 0 AEVA TECHNOLOGIES INC COM 00835Q103 37500 30000 SH SOLE 30000 0 0 AMERICAN WELL CORP CL A 03044L105 21000 10000 SH SOLE 10000 0 0