0001697360-23-000001.txt : 20230131 0001697360-23-000001.hdr.sgml : 20230131 20230131161925 ACCESSION NUMBER: 0001697360-23-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230131 DATE AS OF CHANGE: 20230131 EFFECTIVENESS DATE: 20230131 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Perennial Advisors, LLC CENTRAL INDEX KEY: 0001697360 IRS NUMBER: 463416570 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17700 FILM NUMBER: 23572807 BUSINESS ADDRESS: STREET 1: 1350 AVENUE OF THE AMERICAS STREET 2: SUITE 1920 CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-652-3900 MAIL ADDRESS: STREET 1: 1350 AVENUE OF THE AMERICAS STREET 2: SUITE 1920 CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001697360 XXXXXXXX 12-31-2022 12-31-2022 Perennial Advisors, LLC

1350 AVENUE OF THE AMERICAS SUITE 1920 NEW YORK NY 10019

13F HOLDINGS REPORT 028-17700 N Christopher Heintz 2122184223 Christopher Heintz New York NY 01-31-2023 0 88 314488285 false INFORMATION TABLE 2 PerennialQ4202213f3.xml PERENNIAL Q4 2022 13F 3M CO COM 88579Y101 266771 2225 SH SOLE Perennial 2225 0 0 ACTIVISION BLIZZARD INC COM 00507V109 9640784 125941 SH SOLE Perennial 125941 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 2870601 8530 SH SOLE Perennial 8103 0 427 AEVA TECHNOLOGIES INC COM 00835Q103 40800 30000 SH SOLE Perennial 30000 0 0 AIR PRODS & CHEMS INC COM 009158106 7708444 25005 SH SOLE Perennial 24120 0 885 ALPHABET INC CAP STK CL C 02079K107 8963061 101015 SH SOLE Perennial 97108 0 3907 ALPHABET INC CAP STK CL A 02079K305 758954 8602 SH SOLE Perennial 7262 0 1340 AMAZON COM INC COM 023135106 5921328 70492 SH SOLE Perennial 66495 0 3997 AMERICAN EXPRESS CO COM 025816109 7503298 50784 SH SOLE Perennial 49579 0 1205 AMERICAN WTR WKS CO INC NEW COM 030420103 5100262 33462 SH SOLE Perennial 32520 0 942 AMGEN INC COM 031162100 4495436 17116 SH SOLE Perennial 16525 0 591 AMPHENOL CORP NEW CL A 032095101 6956252 91360 SH SOLE Perennial 89002 0 2358 APPLE INC COM 037833100 15713718 120940 SH SOLE Perennial 116851 0 4089 ARES CAPITAL CORP COM 04010L103 3115164 168661 SH SOLE Perennial 160695 0 7966 AT&T INC COM 00206R102 198744 10795 SH SOLE Perennial 10795 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 418005 1750 SH SOLE Perennial 1750 0 0 BLACKSTONE INC COM 09260D107 339789 4580 SH SOLE Perennial 3590 0 990 BOEING CO COM 097023105 234535 1231 SH SOLE Perennial 1231 0 0 CHARGEPOINT HOLDINGS INC COM CL A 15961R105 219342 23016 SH SOLE Perennial 23016 0 0 CHEVRON CORP NEW COM 166764100 802040 4468 SH SOLE Perennial 4368 0 100 CISCO SYS INC COM 17275R102 4952917 103966 SH SOLE Perennial 99968 0 3998 COMCAST CORP NEW CL A 20030N101 253742 7256 SH SOLE Perennial 5726 0 1530 CORSAIR PARTNERING CORP SHS CL A G2540H108 99500 10000 SH SOLE Perennial 10000 0 0 COSTCO WHSL CORP NEW COM 22160K105 6321164 13847 SH SOLE Perennial 13492 0 355 DIAGEO PLC SPON ADR NEW 25243Q205 3033181 17022 SH SOLE Perennial 15667 0 1355 DISNEY WALT CO COM 254687106 4371042 50311 SH SOLE Perennial 47824 0 2487 EATON CORP PLC SHS G29183103 237622 1514 SH SOLE Perennial 1514 0 0 EXXON MOBIL CORP COM 30231G102 955750 8665 SH SOLE Perennial 8665 0 0 EXXON MOBIL CORP PUT 30231G102 275750 2500 PRN Put SOLE Perennial 2500 0 0 FASTENAL CO COM 311900104 2046590 43250 SH SOLE Perennial 43250 0 0 FEDEX CORP COM 31428X106 4639551 26786 SH SOLE Perennial 25813 0 973 FISERV INC COM 337738108 7805131 77225 SH SOLE Perennial 75369 0 1856 GENERAL DYNAMICS CORP COM 369550108 4861329 19593 SH SOLE Perennial 18902 0 691 HOME DEPOT INC COM 437076102 3980350 12602 SH SOLE Perennial 11910 0 692 HONEYWELL INTL INC COM 438516106 8298907 38726 SH SOLE Perennial 37272 0 1454 INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 1897544 92428 SH SOLE Perennial 88752 0 3676 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 676069 60471 SH SOLE Perennial 57671 0 2800 ISHARES TR SHORT TREAS BD 464288679 7821468 71156 SH SOLE Perennial 68441 0 2715 ISHARES TR FLTG RATE NT ETF 46429B655 7484832 148715 SH SOLE Perennial 140861 0 7854 ISHARES TR PFD AND INCM SEC 464288687 4706535 154161 SH SOLE Perennial 146889 0 7272 ISHARES TR 1 3 YR TREAS BD 464287457 1052856 12971 SH SOLE Perennial 12299 0 672 ISHARES TR MSCI EMG MKT ETF 464287234 787513 20779 SH SOLE Perennial 19177 0 1602 J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 46641Q837 7514242 149889 SH SOLE Perennial 142263 0 7626 J P MORGAN EXCHANGE TRADED F ULTRA SHT MUNCPL 46641Q654 861647 17048 SH SOLE Perennial 15336 0 1712 JOHNSON & JOHNSON COM 478160104 9488632 53714 SH SOLE Perennial 52190 0 1524 JPMORGAN CHASE & CO COM 46625H100 7863246 58637 SH SOLE Perennial 56658 0 1979 KIMBERLY-CLARK CORP COM 494368103 263444 1941 SH SOLE Perennial 1941 0 0 KKR & CO INC COM 48251W104 5775240 124413 SH SOLE Perennial 121265 0 3148 LAUDER ESTEE COS INC CL A 518439104 2238109 9021 SH SOLE Perennial 8132 0 889 LEAR CORP COM NEW 521865204 3189067 25714 SH SOLE Perennial 24616 0 1098 LOCKHEED MARTIN CORP COM 539830109 256867 528 SH SOLE Perennial 528 0 0 MASTERCARD INCORPORATED CL A 57636Q104 8882008 25543 SH SOLE Perennial 24950 0 593 MCDONALDS CORP COM 580135101 6600363 25046 SH SOLE Perennial 24341 0 705 MEDTRONIC PLC SHS G5960L103 4333757 55757 SH SOLE Perennial 53394 0 2363 MERCK & CO INC COM 58933Y105 407629 3674 SH SOLE Perennial 3174 0 500 META PLATFORMS INC CL A 30303M102 434066 3607 SH SOLE Perennial 3269 0 338 MICROSOFT CORP COM 594918104 16118645 67211 SH SOLE Perennial 64882 0 2329 MONDELEZ INTL INC CL A 609207105 2462723 36942 SH SOLE Perennial 33780 0 3162 NOVARTIS AG SPONSORED ADR 66987V109 3178647 35038 SH SOLE Perennial 32715 0 2323 NVIDIA CORPORATION COM 67066G104 2495771 17078 SH SOLE Perennial 15664 0 1414 PEPSICO INC COM 713448108 938459 5191 SH SOLE Perennial 4521 0 670 PFIZER INC COM 717081103 244927 4780 SH SOLE Perennial 4780 0 0 PROCTER AND GAMBLE CO COM 742718109 311124 2053 SH SOLE Perennial 2053 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 521200 11631 SH SOLE Perennial 11631 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 263635 3490 SH SOLE Perennial 3490 0 0 SEACOR MARINE HLDGS INC COM 78413P101 249143 27199 SH SOLE Perennial 27199 0 0 SPDR GOLD TR GOLD SHS 78463V107 7943563 46826 SH SOLE Perennial 45488 0 1338 SPDR S&P 500 ETF TR TR UNIT 78462F103 2672642 6988 SH SOLE Perennial 6730 0 258 STAGWELL INC COM CL A 85256A109 2870883 462300 SH SOLE Perennial 462300 0 0 STARBUCKS CORP COM 855244109 4982951 50231 SH SOLE Perennial 48274 0 1957 TEXAS INSTRS INC COM 882508104 205699 1245 SH SOLE Perennial 1245 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 8146019 14792 SH SOLE Perennial 14341 0 451 TOPGOLF CALLAWAY BRANDS CORP COM 131193104 301681 15275 SH SOLE Perennial 15275 0 0 UNION PAC CORP COM 907818108 6468658 31239 SH SOLE Perennial 30389 0 850 US BANCORP DEL COM NEW 902973304 3286245 75348 SH SOLE Perennial 70353 0 4995 VANGUARD INDEX FDS TOTAL STK MKT 922908769 4322015 22606 SH SOLE Perennial 22606 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 346819 987 SH SOLE Perennial 987 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1396371 35823 SH SOLE Perennial 33408 0 2415 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 1079476 21812 SH SOLE Perennial 21476 0 336 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 6359619 84581 SH SOLE Perennial 80555 0 4026 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 2164210 27922 SH SOLE Perennial 26118 0 1804 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 612025 10585 SH SOLE Perennial 9840 0 745 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 880027 20968 SH SOLE Perennial 19618 0 1350 VERIZON COMMUNICATIONS INC COM 92343V104 3843420 97549 SH SOLE Perennial 93833 0 3716 VISA INC COM CL A 92826C839 7716199 37140 SH SOLE Perennial 35559 0 1581 WHEELS UP EXPERIENCE INC COM CL A 96328L106 55311 53700 SH SOLE Perennial 53700 0 0 WILLIAMS COS INC COM 969457100 478542 14545 SH SOLE Perennial 14545 0 0 XYLEM INC COM 98419M100 4869158 44037 SH SOLE Perennial 42795 0 1242 ZOETIS INC CL A 98978V103 866990 5916 SH SOLE Perennial 5664 0 252