The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
ALPS ETF TR ALERIAN MLP 00162Q866 100 11,730 SH   SOLE   0 0 11,730
AT&T INC COM 00206R102 656 16,793 SH   SOLE   0 0 16,792
ARK ETF TR INNOVATION ETF 00214Q104 4,260 85,115 SH   SOLE   0 0 85,115
ADVISORSHARES TR ADVISORSHS ETF 00768Y206 205 3,812 SH   SOLE   0 0 3,812
AGNICO EAGLE MINES LTD COM 008474108 401 6,513 SH   SOLE   0 0 6,512
AGEX THERAPEUTICS INC COM 00848H108 22 12,000 SH   SOLE   0 0 12,000
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 691 3,260 SH   SOLE   0 0 3,260
ALPHABET INC CAP STK CL C 02079K107 503 376 SH   SOLE   0 0 376
ALPHABET INC CAP STK CL A 02079K305 332 248 SH   SOLE   0 0 248
AMAZON COM INC COM 023135106 933 505 SH   SOLE   0 0 505
AMGEN INC COM 031162100 1,401 5,813 SH   SOLE   0 0 5,813
ANTHEM INC COM 036752103 395 1,308 SH   SOLE   0 0 1,308
APPLE INC COM 037833100 1,429 4,865 SH   SOLE   0 0 4,865
BANK AMER CORP COM 060505104 3,865 109,729 SH   SOLE   0 0 109,729
BANK NEW YORK MELLON CORP COM 064058100 222 4,405 SH   SOLE   0 0 4,405
BROADCOM INC COM 11135F101 264 835 SH   SOLE   0 0 835
CHEVRON CORP NEW COM 166764100 642 5,327 SH   SOLE   0 0 5,327
CISCO SYS INC COM 17275R102 283 5,910 SH   SOLE   0 0 5,910
CONOCOPHILLIPS COM 20825C104 232 3,565 SH   SOLE   0 0 3,565
DEERE & CO COM 244199105 217 1,249 SH   SOLE   0 0 1,249
DENBURY RES INC COM NEW 247916208 53 37,500 SH   SOLE   0 0 37,500
DUKE ENERGY CORP NEW COM NEW 26441C204 263 2,886 SH   SOLE   0 0 2,886
DURECT CORP COM 266605104 6,293 1,655,996 SH   SOLE   0 0 1,655,996
ETF SER SOLUTIONS DEEP VALUE ETF 26922A701 364 10,925 SH   SOLE   0 0 10,924
ETFIS SER TR I INFRAC ACT MLP 26923G103 304 67,362 SH   SOLE   0 0 67,362
EVERSOURCE ENERGY COM 30040W108 477 5,602 SH   SOLE   0 0 5,602
EXACT SCIENCES CORP COM 30063P105 222 2,400 SH   SOLE   0 0 2,400
EXXON MOBIL CORP COM 30231G102 835 11,961 SH   SOLE   0 0 11,960
FACEBOOK INC CL A 30303M102 397 1,935 SH   SOLE   0 0 1,935
FIRST TR EXCHANGE TRADED FD NO AMER ENERGY 33738D101 381 14,940 SH   SOLE   0 0 14,940
FIRST TR EXCHANGE TRADED FD FIRST TR TA HIYL 33738D408 249 5,100 SH   SOLE   0 0 5,099
FIRST TR EXCHANGE TRADED FD NASDAQ BK ETF 33738R860 690 24,477 SH   SOLE   0 0 24,476
FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 930 15,475 SH   SOLE   0 0 15,475
FISERV INC COM 337738108 340 2,939 SH   SOLE   0 0 2,939
HONEYWELL INTL INC COM 438516106 396 2,235 SH   SOLE   0 0 2,235
INVESCO QQQ TR UNIT SER 1 46090E103 475 2,232 SH   SOLE   0 0 2,232
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 459 3,970 SH   SOLE   0 0 3,970
INVESCO EXCHANGE TRADED FD T DYNMC LRG GWTH 46137V746 540 10,500 SH   SOLE   0 0 10,500
INVESCO EXCHNG TRADED FD TR S&P ULTRA DIVIDE 46138G656 410 10,395 SH   SOLE   0 0 10,395
INVESCO EXCHNG TRADED FD TR TAXABLE MUN BD 46138G805 698 22,054 SH   SOLE   0 0 22,053
ISHARES INC MSCI BRAZIL ETF 464286400 207 4,358 SH   SOLE   0 0 4,358
ISHARES TR CORE S&P500 ETF 464287200 9,732 30,107 SH   SOLE   0 0 30,106
ISHARES TR CORE US AGGBD ET 464287226 10,389 92,456 SH   SOLE   0 0 92,455
ISHARES TR MSCI EMG MKT ETF 464287234 1,741 38,796 SH   SOLE   0 0 38,795
ISHARES TR IBOXX INV CP ETF 464287242 287 2,246 SH   SOLE   0 0 2,246
ISHARES TR MSCI EAFE ETF 464287465 700 10,082 SH   SOLE   0 0 10,082
ISHARES TR RUS 1000 VAL ETF 464287598 817 5,990 SH   SOLE   0 0 5,989
ISHARES TR RUS 1000 GRW ETF 464287614 1,833 10,422 SH   SOLE   0 0 10,422
ISHARES TR RUSSELL 2000 ETF 464287655 866 5,230 SH   SOLE   0 0 5,229
ISHARES TR S&P MC 400VL ETF 464287705 1,008 5,904 SH   SOLE   0 0 5,904
ISHARES TR US INDUSTRIALS 464287754 265 1,582 SH   SOLE   0 0 1,582
ISHARES TR IBOXX HI YD ETF 464288513 3,491 39,695 SH   SOLE   0 0 39,694
ISHARES SILVER TRUST ISHARES 46428Q109 936 56,141 SH   SOLE   0 0 56,141
ISHARES TR FLTG RATE NT ETF 46429B655 2,071 40,676 SH   SOLE   0 0 40,675
ISHARES TR CORE MSCI EAFE 46432F842 3,137 48,082 SH   SOLE   0 0 48,081
ISHARES INC CORE MSCI EMKT 46434G103 2,670 49,674 SH   SOLE   0 0 49,673
ISHARES INC MLT FCTR EMG MKT 46434G889 2,664 58,475 SH   SOLE   0 0 58,475
ISHARES TR MULTIFACTOR INTL 46434V274 3,136 115,949 SH   SOLE   0 0 115,948
ISHARES TR MULTIFACTOR USA 46434V282 9,082 263,394 SH   SOLE   0 0 263,394
ISHARES TR MULTIFACTOR USA 46434V290 3,900 90,882 SH   SOLE   0 0 90,882
JPMORGAN CHASE & CO COM 46625H100 298 2,135 SH   SOLE   0 0 2,135
JD COM INC SPON ADR CL A 47215P106 775 21,995 SH   SOLE   0 0 21,995
JOHNSON & JOHNSON COM 478160104 247 1,696 SH   SOLE   0 0 1,696
LINEAGE CELL THERAPEUTICS IN COM 53566P109 40 45,000 SH   SOLE   0 0 45,000
MANNKIND CORP COM NEW 56400P706 120 93,200 SH   SOLE   0 0 93,200
MICROSOFT CORP COM 594918104 1,455 9,228 SH   SOLE   0 0 9,228
NETFLIX INC COM 64110L106 333 1,030 SH   SOLE   0 0 1,030
NEWMONT GOLDCORP CORPORATION COM 651639106 238 5,473 SH   SOLE   0 0 5,473
NOVARTIS A G SPONSORED ADR 66987V109 210 2,214 SH   SOLE   0 0 2,214
NOVAVAX INC COM NEW 670002401 194 48,750 SH   SOLE   0 0 48,750
PAN AMERICAN SILVER CORP COM 697900108 1,727 72,921 SH   SOLE   0 0 72,920
PAYPAL HLDGS INC COM 70450Y103 425 3,932 SH   SOLE   0 0 3,932
PROSHARES TR ULTRA FNCLS NEW 74347X633 510 9,484 SH   SOLE   0 0 9,484
SPDR S&P 500 ETF TR TR UNIT 78462F103 788 2,435 SH   SOLE   0 0 2,435
SPDR GOLD TRUST GOLD SHS 78463V107 3,062 21,428 SH   SOLE   0 0 21,428
SYNCHRONY FINL COM 87165B103 255 7,088 SH   SOLE   0 0 7,088
TELLURIAN INC NEW COM 87968A104 73 10,000 SH   SOLE   0 0 10,000
UGI CORP NEW COM 902681105 273 6,000 SH   SOLE   0 0 6,000
UNITED TECHNOLOGIES CORP COM 913017109 218 1,457 SH   SOLE   0 0 1,457
VANECK VECTORS ETF TRUST GOLD MINERS ETF 92189F106 315 10,746 SH   SOLE   0 0 10,746
VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 1,695 38,472 SH   SOLE   0 0 38,472
VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 332 3,541 SH   SOLE   0 0 3,541
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 237 4,413 SH   SOLE   0 0 4,413
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 2,415 54,313 SH   SOLE   0 0 54,313
VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 664 7,267 SH   SOLE   0 0 7,267
VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 430 1,453 SH   SOLE   0 0 1,453
VANGUARD INDEX FDS REAL ESTATE ETF 922908553 2,729 29,410 SH   SOLE   0 0 29,410
VANGUARD INDEX FDS MID CAP ETF 922908629 369 2,073 SH   SOLE   0 0 2,072
VANGUARD INDEX FDS GROWTH ETF 922908736 234 1,286 SH   SOLE   0 0 1,286
VERIZON COMMUNICATIONS INC COM 92343V104 528 8,604 SH   SOLE   0 0 8,604
VISA INC COM CL A 92826C839 207 1,100 SH   SOLE   0 0 1,100
WHEATON PRECIOUS METALS CORP COM 962879102 383 12,889 SH   SOLE   0 0 12,888
WISDOMTREE TR JAPN HEDGE EQT 97717W851 932 17,325 SH   SOLE   0 0 17,324
MALLINCKRODT PUB LTD CO SHS G5785G107 79 22,500 SH   SOLE   0 0 22,500