13F-HR 1 file001.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2006 Check here if Amendment [_]; Amendment Number: This Amendment (Check only one): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Peter B. Cannell & Co., Inc. Address: 645 Madison Avenue, 8th Floor New York, NY 10022 Form 13F File Number: 28-01221 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Paul Mittelman Title: Chief Compliance Officer Phone: 212-752-5255 Signature, Place, and Date of Signing: /s/ Paul Mittelman New York, NY 02/02/07 ------------------------------------- ---------------- ----------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and portions are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 107 Form 13F Information Table Value Total: 1409646 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name --- ------------------------- -------------------------------- 1 28 - 10208 Richmond Enterprises, Inc. 2 28 - 10207 New York Community Bank 3 28 - 10200 New York Community Bancorp, Inc. PETER B. CANNELL & CO. INC. FORM 13F DECEMBER 31, 2006
Voting Authority ----------------- Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None ------------------------------ -------------- ------------ -------- -------- --- ---- ------- -------- ------- ------ ---- ABBOTT LABORATORIES COM 002824100 1055 21666 SH Defined 1,2,3 21666 AFLAC CORPORATION COM 001055102 6234 135521 SH Defined 1,2,3 135521 AGILENT TECHNOLOGIES COM 00846U101 2844 81600 SH Defined 1,2,3 81600 ALEXANDER & BALDWIN INC COM 014482103 32294 728325 SH Defined 1,2,3 728325 ALLERGAN INC COM 018490102 593 4950 SH Defined 1,2,3 4950 AMB PROPERTY CORP COM 00163T109 4690 80025 SH Defined 1,2,3 80025 AMERICAN HOME MORTGAGE INVESTM COM 02660R107 10825 308225 SH Defined 1,2,3 308225 AMERICAN INTL GROUP INC COM COM 026874107 5315 74165 SH Defined 1,2,3 74165 AMGEN INC COM 031162100 2220 32500 SH Defined 1,2,3 32500 ANALOG DEVICES COM 032654105 2894 88050 SH Defined 1,2,3 88050 APACHE CORPORATION COM 037411105 4541 68270 SH Defined 1,2,3 68270 APPLERA CORP-APPLIED BIOSYSTEM COM AP BIO GRP 038020103 367 10000 SH Defined 1,2,3 10000 AUTOMATIC DATA PROCESSING COM 053015103 271 5500 SH Defined 1,2,3 5500 BAXTER INTERNATIONAL INC COM 071813109 4983 107419 SH Defined 1,2,3 107419 BERKSHIRE HATHAWAY INC. COM - CL A 084670108 220 2 SH Defined 1,2,3 2 BP AMOCO P L C SPONSORED ADR SPONSORED ADR 055622104 217 3230 SH Defined 1,2,3 3230 BROOKFIELD ASSET MGMT INC CL A CL A LTD VT SH 112585104 58880 1222094 SH Defined 1,2,3 1222094 BROOKFIELD HOMES COM 112723101 34852 928145 SH Defined 1,2,3 928145 BURLINGTON NORTHERN SANTA FE C COM 12189T104 34886 472645 SH Defined 1,2,3 472645 CAPITOL FEDERAL FNL COM 14057c106 1692 44050 SH Defined 1,2,3 44050 CELGENE CORP COM 151020104 59681 1037385 SH Defined 1,2,3 1037385 CHARTER FINANCIAL CORP COM 16122M100 24181 469350 SH Defined 1,2,3 469350 CHEVRON CORP COM 166764100 1002 13628 SH Defined 1,2,3 13628 CHUBB CORP COM 171232101 249 4700 SH Defined 1,2,3 4700 CIMAREX ENERGY COM 171798101 6181 169350 SH Defined 1,2,3 169350 CISCO SYS INC COM COM 17275r102 5667 207340 SH Defined 1,2,3 207340 CLEVELAND-CLIFFS INC COM 185896107 26902 555375 SH Defined 1,2,3 555375 COLGATE-PALMOLIVE CO COM 194162103 723 11080 SH Defined 1,2,3 11080 COMPASS MINERALS INTL INC COM 20451N101 27224 862605 SH Defined 1,2,3 862605 DEERE & CO COM 244199105 2662 28000 SH Defined 1,2,3 28000 DENBURY RESOURCES INC COM NEW 247916208 8545 307485 SH Defined 1,2,3 307485 DISNEY WALT CO. COM DISNEY 254687106 4218 123096 SH Defined 1,2,3 123096 DOLLAR THRIFTY AUTO GROUP INC COM 256743105 58353 1279385 SH Defined 1,2,3 1279385 DOMINION RESOURCES INC. COM 25746u109 1049 12511 SH Defined 1,2,3 12511 DOVER CORPORATION COM 260003108 6936 141500 SH Defined 1,2,3 141500 DRESS BARN INC COM 261570105 50186 2151125 SH Defined 1,2,3 2151125 DUKE ENERGY CORP COM 26441C105 1860 56000 SH Defined 1,2,3 56000 EATON CORP COM 278058102 15994 212850 SH Defined 1,2,3 212850 ECHOSTAR COMMUNICATIONS CL A 278762109 2380 62575 SH Defined 1,2,3 62575 EMC CORP COM 268648102 4029 305200 SH Defined 1,2,3 305200 EV3 INC COM 26928A200 32837 1905775 SH Defined 1,2,3 1905775 EXXON MOBIL CORP COM 30231g102 2583 33703 SH Defined 1,2,3 33703 FIDELITY NATIONAL FINANCIAL, I CL A 31620R105 23457 982275 SH Defined 1,2,3 982275 FIFTH THIRD BANCORP COM 316773100 4093 100000 SH Defined 1,2,3 100000 FIRST DATA CORP COM 319963104 1967 77093 SH Defined 1,2,3 77093 FLORIDA ROCK INDUSTRIES INC COM 341140101 4736 110000 SH Defined 1,2,3 110000 FOX CHASE BANCORP INC COM 35137P106 756 56000 SH Defined 1,2,3 56000 GENERAL ELECTRIC COMPANY COM 369604103 2160 58045 SH Defined 1,2,3 58045 GENTEX CORP COM 371901109 4668 300000 SH Defined 1,2,3 300000 HARLEY DAVIDSON INC. COM 412822108 423 6000 SH Defined 1,2,3 6000 HOME DEPOT COM 437076102 4311 107350 SH Defined 1,2,3 107350 HORMEL FOODS CORP COM 440452100 6490 173800 SH Defined 1,2,3 173800 HUDSON CITY BANCORP INC COM 443683107 87913 6333771 SH Defined 1,2,3 6333771 JAPAN SMALLER CAPITALIZATION F COM 47109U104 384 29800 SH Defined 1,2,3 29800 JOHNSON & JOHNSON CO COM 478160104 3113 47148 SH Defined 1,2,3 47148 KYPHON INC COM 501577100 3636 90000 SH Defined 1,2,3 90000 M&T BANK CORP. COM 55261f104 2338 19138 SH Defined 1,2,3 19138 MERCK & CO INC COM 589331107 678 15550 SH Defined 1,2,3 15550 MFA MORTGAGE COM 55272X102 8394 1091540 SH Defined 1,2,3 1091540 MICROSOFT CORP. COM 594918104 5068 169733 SH Defined 1,2,3 169733 MILLIPORE CORP COM 601073109 1369 20550 SH Defined 1,2,3 20550 NATIONAL FINANCIAL PARTNR COM 63607P208 15452 351420 SH Defined 1,2,3 351420 NEWFIELD EXPLORATION CO COM 651290108 24365 530250 SH Defined 1,2,3 530250 NORFOLK SOUTHERN CORP COM 655844108 18475 367370 SH Defined 1,2,3 367370 NORTHROP GRUMMAN CORP COM 666807102 1733 25601 SH Defined 1,2,3 25601 NORTHWEST NATURAL GAS COM 667655104 373 8800 SH Defined 1,2,3 8800 PANERA BREAD CO CL A 69840W108 43467 777440 SH Defined 1,2,3 777440 PEABODY ENERGY COM 704549104 15865 392610 SH Defined 1,2,3 392610 PEPSICO INC COM COM 713448108 469 7500 SH Defined 1,2,3 7500 PETROHAWK ENERGY CORP COM 716495106 18659 1622550 SH Defined 1,2,3 1622550 PETSMART INC COM 716768106 11947 413950 SH Defined 1,2,3 413950 PHELPS DODGE COM 717265102 6258 52275 SH Defined 1,2,3 52275 PMC COMMERCIAL TRUST SH BEN INT 693434102 7013 467215 SH Defined 1,2,3 467215 POTLATCH CORP COM 737630103 9227 210575 SH Defined 1,2,3 210575 PRINCIPAL FINL GROUP INC COM 74251V102 719 12250 SH Defined 1,2,3 12250 PROCTER & GAMBLE CO COM 742718109 780 12136 SH Defined 1,2,3 12136 PROVIDENT NEW YORK BANCORP COM 744028101 6958 464500 SH Defined 1,2,3 464500 PRUDENTIAL FINANCIAL INC COM 744320102 902 10500 SH Defined 1,2,3 10500 RAYONIER INC COM 754907103 61166 1490030 SH Defined 1,2,3 1490030 REPUBLIC SERVICES INC COM 760759100 55039 1353295 SH Defined 1,2,3 1353295 RESMED INC COM 761152107 13337 270975 SH Defined 1,2,3 270975 ROCKWELL AUTOMATION INC COM 773903109 35498 581165 SH Defined 1,2,3 581165 ROMA FINANCIAL CORP COM 77581P109 12736 769100 SH Defined 1,2,3 769100 SCHERING PLOUGH CORP COM 806605101 3662 154900 SH Defined 1,2,3 154900 SCOTTS MIRACLE-GRO CO CL A 810186106 8187 158500 SH Defined 1,2,3 158500 SEALED AIR CORP COM 81211k100 352 5425 SH Defined 1,2,3 5425 SHIRE PLC SPONSORED ADR 82481R106 27115 439040 SH Defined 1,2,3 439040 SIGMA ALDRICH CORP. COM 826552101 280 3600 SH Defined 1,2,3 3600 SLM CORPORATION COM 78442P106 2749 56360 SH Defined 1,2,3 56360 SOUTHWESTERN ENERGY CO. COM 845467109 43436 1239255 SH Defined 1,2,3 1239255 STANLEY WORKS COM 854616109 5958 118475 SH Defined 1,2,3 118475 STARBUCKS CORP. COM 855244109 213 6000 SH Defined 1,2,3 6000 TELEFLEX INC COM 879369106 35896 556008 SH Defined 1,2,3 556008 TEVA PHARMACEUTCL INDS ADR ADR 881624209 1083 34842 SH Defined 1,2,3 34842 THE MEN'S WEARHOUSE INC COM 587118100 3826 100000 SH Defined 1,2,3 100000 THERMO FISHER SCIENTIFIC INC COM 883556102 66429 1466748 SH Defined 1,2,3 1466748 TIERONE CORP COM 88650R108 15472 489450 SH Defined 1,2,3 489450 TYCO INTERNATIONAL LTD COM 902124106 882 29000 SH Defined 1,2,3 29000 UNILEVER N V NY SHS NEW 904784709 1736 63720 SH Defined 1,2,3 63720 VENTANA MEDICAL SYSTEMS COM 92276h106 258 6000 SH Defined 1,2,3 6000 WAL MART STORES INC COM 931142103 1383 29950 SH Defined 1,2,3 29950 WATTS WATER TECHNOLOGIES INC C CL A 942749102 436 10600 SH Defined 1,2,3 10600 WEINGARTEN RLTY INVS SH BEN INT 948741103 258 5600 SH Defined 1,2,3 5600 WESTERN UNION COMPANY COM 959802109 1835 81842 SH Defined 1,2,3 81842 WHIRLPOOL CORP COM 963320106 46616 561500 SH Defined 1,2,3 561500 XTO ENERGY INC COM 98385X106 55891 1187910 SH Defined 1,2,3 1187910 INTERNATIONAL RECTIFIER Note 4.25% 7/1 460254ae5 5993 6060000 PRN Defined 1,2,3 6060000 REPORT SUMMARY 107 DATA RECORDS 1409646 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
Do not save this screen as a text file. This report automatically creates the text file inftable.txt, which meets all SEC filing requirements. For details on the location of this text file, see your 705 Report documentation. 13fopt.est file is missing. Any options in the portfolio will show incorrect values as per SEC filing requirements. To view correct values, please enter underlying security type and symbol in 13fopt.est for all such options.