-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Sz06yUD5zRheTTUaT5TKDQg51P7p+EJJ+WeGq7K2EV+ywPGNAnUYF0Lb/6CGwl9E nVhkMTj0uZ5/5u7qhGtq5g== 0000950136-06-006099.txt : 20060728 0000950136-06-006099.hdr.sgml : 20060728 20060728103455 ACCESSION NUMBER: 0000950136-06-006099 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060630 FILED AS OF DATE: 20060728 DATE AS OF CHANGE: 20060728 EFFECTIVENESS DATE: 20060728 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CANNELL PETER B & CO INC CENTRAL INDEX KEY: 0000016972 IRS NUMBER: 13757627 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01221 FILM NUMBER: 06986285 BUSINESS ADDRESS: STREET 1: 645 MADISON AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2127525255 MAIL ADDRESS: STREET 1: 645 MADISON AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 file001.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2006 ----------------- Check here if Amendment [ ]; Amendment Number: ------------- This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Peter B. Cannell & Co., Inc. ---------------------------- Address: 645 Madison Avenue, 8th Floor ----------------------------- New York, NY 10022 ------------------ Form 13F File Number: 28-01221 ----- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Paul Mittelman -------------- Title: Chief Compliance Officer ------------------------ Phone: 212-752-5255 ------------ Signature, Place, and Date of Signing: /s/ Paul Mittelman New York, NY 08/01/06 ------------------ ------------ -------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and portions are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 --------------------- Form 13F Information Table Entry Total: 100 --------------------- Form 13F Information Table Value Total: 1,377,994 --------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28 - 10208 Richmond Enterprises, Inc. ----- -------------------- -------------------------- 2 28 - 10207 New York Community Bank ----- -------------------- ----------------------- 3 28 - 10200 New York Community Bancorp, Inc. ----- -------------------- -------------------------------- PETER B. CANNELL & COMPANY FORM 13F AS OF JUNE 30, 2006
Voting Authority ---------------- Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Manager Sole Shared None - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------- -------- ------ ---- ABBOTT LABORATORIES COM 002824100 945 21666 SH Defined 1,2,3 21666 AFLAC CORPORATION COM 001055102 6301 135946 SH Defined 1,2,3 135946 AGILENT TECHNOLOGIES COM 00846U101 1848 58550 SH Defined 1,2,3 58550 ALEXANDER & BALDWIN INC COM 014482103 23997 542050 SH Defined 1,2,3 542050 ALLERGAN INC COM 018490102 531 4950 SH Defined 1,2,3 4950 AMB PROPERTY CORP COM 00163T109 4194 82975 SH Defined 1,2,3 82975 AMERICAN HOME MORTGAGE INVESTM COM 02660R107 6661 180700 SH Defined 1,2,3 180700 AMERICAN INTL GROUP INC COM COM 026874107 3762 63715 SH Defined 1,2,3 63715 AMGEN INC COM 031162100 1699 26050 SH Defined 1,2,3 26050 ANALOG DEVICES COM 032654105 28233 878445 SH Defined 1,2,3 878445 APACHE CORPORATION COM 037411105 4607 67500 SH Defined 1,2,3 67500 APPLERA CORP-APPLIED BIOSYSTEM COM AP BIO GRP 038020103 1774 54850 SH Defined 1,2,3 54850 AUTOMATIC DATA PROCESSING COM 053015103 249 5500 SH Defined 1,2,3 5500 BAXTER INTERNATIONAL INC COM 071813109 4063 110519 SH Defined 1,2,3 110519 BILL BARRETT CORP COM 06846N104 4145 140000 SH Defined 1,2,3 140000 BJS WHOLESALE CLUB COM 05548J106 4253 150000 SH Defined 1,2,3 150000 BP AMOCO P L C SPONSORED ADR Sponsored ADR 055622104 225 3230 SH Defined 1,2,3 3230 BROOKFIELD ASSET MGMT INC CLA LTD VT SH 112585104 60973 1501066 SH Defined 1,2,3 1501066 BROOKFIELD HOMES COM 112723101 33888 1028465 SH Defined 1,2,3 1028465 CAPITOL FEDERAL FNL COM 14057c106 1510 44050 SH Defined 1,2,3 44050 CASCADE NATL GAS CORP COM 147339105 1136 53875 SH Defined 1,2,3 53875 CELGENE CORP COM 151020104 64867 1367634 SH Defined 1,2,3 1367634 CHARTER FINANCIAL CORP COM 16122M100 19365 490750 SH Defined 1,2,3 490750 CHEVRON CORP NEW COM 166764100 846 13628 SH Defined 1,2,3 13628 CHUBB CORP COM 171232101 235 4700 SH Defined 1,2,3 4700 CIMAREX ENERGY COM 171798101 42730 993725 SH Defined 1,2,3 993725 CISCO SYS INC COM 17275r102 4004 205040 SH Defined 1,2,3 205040 COLGATE-PALMOLIVE CO COM 194162103 664 11080 SH Defined 1,2,3 11080 COMPASS MINERALS INTL INC COM 20451N101 17754 711575 SH Defined 1,2,3 711575 COUNTRYWIDE FINANCIAL COM 222372104 44670 1173060 SH Defined 1,2,3 1173060 DEERE & CO COM 244199105 27487 329225 SH Defined 1,2,3 329225 DISNEY WALT CO. COM Disney 254687106 3717 123896 SH Defined 1,2,3 123896 DOLLAR THRIFTY AUTO GROUP INC COM 256743105 43125 956845 SH Defined 1,2,3 956845 DOMINION RESOURCES INC VA NEW COM 25746u109 936 12511 SH Defined 1,2,3 12511 DOVER CORPORATION COM 260003108 6480 131100 SH Defined 1,2,3 131100 DRESS BARN INC COM 261570105 24626 971450 SH Defined 1,2,3 971450 DUKE ENERGY CORP NEW COM 26441C105 1654 56300 SH Defined 1,2,3 56300 ECHOSTAR COMMUNICATIONS NEW COM CL A 278762109 1928 62575 SH Defined 1,2,3 62575 EMC CORP COM 268648102 2510 228850 SH Defined 1,2,3 228850 EV3 INC COM 26928A200 20739 1400350 SH Defined 1,2,3 1400350 EXXON MOBIL CORP COM 30231g102 2068 33703 SH Defined 1,2,3 33703 FIRST DATA CORP COM 319963104 3866 85836 SH Defined 1,2,3 85836 GENERAL ELECTRIC COMPANY COM 369604103 1259 38200 SH Defined 1,2,3 38200 GOVERNMENT PROPERTIES TRUST IN COM 38374W107 289 30500 SH Defined 1,2,3 30500 HARLEY DAVIDSON INC. COM 412822108 329 6000 SH Defined 1,2,3 6000 HOME DEPOT COM 437076102 1262 35250 SH Defined 1,2,3 35250 HUDSON CITY BANCORP INC COM 443683107 94558 7093605 SH Defined 1,2,3 7093605 JAPAN SMALLER CAPITALIZATION F COM 47109U104 252 18000 SH Defined 1,2,3 18000 JOHNSON & JOHNSON CO COM 478160104 2790 46563 SH Defined 1,2,3 46563 M&T BANK CORP. COM 55261f104 2769 23484 SH Defined 1,2,3 23484
MERCK & CO INC COM 589331107 1929 52950 SH Defined 1,2,3 52950 MFA MORTGAGE COM 55272X102 10718 1557800 SH Defined 1,2,3 1557800 MICROSOFT CORP. COM 594918104 3799 163033 SH Defined 1,2,3 163033 MILLIPORE CORP COM 601073109 1313 20850 SH Defined 1,2,3 20850 NATIONAL FINANCIAL PARTNR COM 63607P208 39335 887730 SH Defined 1,2,3 887730 NEWFIELD EXPLORATION CO COM 651290108 54404 1111655 SH Defined 1,2,3 1111655 NORFOLK SOUTHERN CORP COM 655844108 58976 1108160 SH Defined 1,2,3 1108160 NORTHROP GRUMMAN CORP COM 666807102 1640 25601 SH Defined 1,2,3 25601 NORTHWEST NATURAL GAS COM 667655104 337 9100 SH Defined 1,2,3 9100 NOVELIS INC COM 67000X106 1518 70325 SH Defined 1,2,3 70325 ORACLE CORP. COM 68389X105 174 12000 SH Defined 1,2,3 12000 PEABODY ENERGY COM 704549104 60223 1080240 SH Defined 1,2,3 1080240 PEPSICO INC COM COM 713448108 450 7500 SH Defined 1,2,3 7500 PETROHAWK ENERGY CORP COM 716495106 17992 1427900 SH Defined 1,2,3 1427900 PETSMART INC COM 716768106 5624 219700 SH Defined 1,2,3 219700 PHELPS DODGE COM 717265102 23557 286725 SH Defined 1,2,3 286725 PMC COMMERCIAL TRUST SH BEN INT 693434102 6773 532500 SH Defined 1,2,3 532500 POTLATCH CORP COM 737630103 19957 528675 SH Defined 1,2,3 528675 PRINCIPAL FINL GROUP INC COM 74251V102 629 11300 SH Defined 1,2,3 11300 PROCTER & GAMBLE CO COM 742718109 675 12136 SH Defined 1,2,3 12136 PROVIDENT NEW YORK BANCORP COM 744028101 9873 746850 SH Defined 1,2,3 746850 PRUDENTIAL FINANCIAL INC COM 744320102 816 10500 SH Defined 1,2,3 10500 RAYONIER INC COM 754907103 53033 1398912 SH Defined 1,2,3 1398912 REPUBLIC SERVICES INC COM 760759100 52921 1311865 SH Defined 1,2,3 1311865 RESMED INC COM 761152107 14552 309945 SH Defined 1,2,3 309945 ROCKWELL AUTOMATION INC COM 773903109 7885 109500 SH Defined 1,2,3 109500 SCHERING PLOUGH CORP COM 806605101 2948 154900 SH Defined 1,2,3 154900 SCOTTS MIRACLE-GRO CO COM CL A 810186106 35341 835100 SH Defined 1,2,3 835100 SEALED AIR CORP COM 81211k100 292 5600 SH Defined 1,2,3 5600 SIGMA ALDRICH CORP. COM 826552101 262 3600 SH Defined 1,2,3 3600 SLM CORPORATION COM 78442P106 3421 64636 SH Defined 1,2,3 64636 SOUTHWESTERN ENERGY CO. COM 845467109 3436 110275 SH Defined 1,2,3 110275 STANLEY WORKS COM 854616109 5594 118475 SH Defined 1,2,3 118475 STARBUCKS CORP. COM 855244109 227 6000 SH Defined 1,2,3 6000 SYSCO CORP COM 871829107 4737 155000 SH Defined 1,2,3 155000 TELEFLEX INC COM 879369106 55746 1031955 SH Defined 1,2,3 1031955 TEVA PHARMACEUTCL INDS ADR ADR 881624209 436 13792 SH Defined 1,2,3 13792 THERMO ELECTRON CORP COM 883556102 57440 1584983 SH Defined 1,2,3 1584983 TIERONE CORP COM 88650R108 18046 534375 SH Defined 1,2,3 534375 TREX CO INC COM 89531P105 2195 84800 SH Defined 1,2,3 84800 UNILEVER N V NY SHS NEW 904784709 1437 63720 SH Defined 1,2,3 63720 VENTANA MEDICAL SYSTEMS COM 92276h106 283 6000 SH Defined 1,2,3 6000 WAL MART STORES INC COM 931142103 1351 28050 SH Defined 1,2,3 28050 WATTS WATER TECHNOLOGIES INC C CL A 942749102 755 22500 SH Defined 1,2,3 22500 WEINGARTEN RLTY INVS SH BEN INT 948741103 214 5600 SH Defined 1,2,3 5600 WESTERN REFINING INC COM 959319104 5395 250000 SH Defined 1,2,3 250000 WESTFIELD FINANCIAL INC COM 96008D101 2674 92200 SH Defined 1,2,3 92200 WHIRLPOOL CORP COM 963320106 30703 371485 SH Defined 1,2,3 371485 XTO ENERGY INC COM 98385X106 57151 1290966 SH Defined 1,2,3 1290966 INTERNATIONAL RECTIFIER CONV 460254ae5 6033 6140000 PRN Defined 1,2,3 6140000 REPORT SUMMARY 100 DATA RECORDS 1377994 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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