Chief Compliance Officer

0000950123-18-007433.txt : 20180806 0000950123-18-007433.hdr.sgml : 20180806 20180806151649 ACCESSION NUMBER: 0000950123-18-007433 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180806 DATE AS OF CHANGE: 20180806 EFFECTIVENESS DATE: 20180806 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CANNELL PETER B & CO INC CENTRAL INDEX KEY: 0000016972 IRS NUMBER: 133346990 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01221 FILM NUMBER: 18994569 BUSINESS ADDRESS: STREET 1: 545 MADISON AVENUE STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2127525255 MAIL ADDRESS: STREET 1: 545 MADISON AVENUE STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000016972 XXXXXXXX 06-30-2018 06-30-2018 CANNELL PETER B & CO INC

545 MADISON AVENUE 11TH FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-01221 N Neal Muroff Chief Compliance Officer 212 752 5255 /s/ Neal Muroff New York NY 08-06-2018 3 256 2674165 false 1 28-10208 Richmond Enterprises Inc. 2 28-10207 New York Community Bank 3 28-10200 New York Community Bancorp Inc. INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F 3M COMPANY COM 88579Y101 7480 38025 SH DFND 1,2,3 38025 0 0 ABBOTT LABORATORIES COM 002824100 42130 690777 SH DFND 1,2,3 690777 0 0 ABBVIE INC COM 00287Y109 36877 398027 SH DFND 1,2,3 398027 0 0 ACCELERATE DIAGNOSTICS INC COM 00430H102 24870 1115239 SH DFND 1,2,3 1115239 0 0 AFLAC INC COM 001055102 4237 98492 SH DFND 1,2,3 98492 0 0 AGNICO EAGLE MINES LTD COM 008474108 5730 125025 SH DFND 1,2,3 125025 0 0 AIR LEASE CORP CL A 00912X302 60256 1435691 SH DFND 1,2,3 1435691 0 0 AIR PRODUCTS & CHEMICALS INC COM 009158106 802 5150 SH DFND 1,2,3 5150 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 963 5190 SH DFND 1,2,3 5190 0 0 ALLEGHANY CORP DEL COM 017175100 3618 6292 SH DFND 1,2,3 6292 0 0 ALLERGAN PLC SHS G0177J108 5393 32350 SH DFND 1,2,3 32350 0 0 ALPHABET INC CAP STK CL A 02079K305 11573 10249 SH DFND 1,2,3 10249 0 0 ALPHABET INC CAP STK CL C 02079K107 68882 61742 SH DFND 1,2,3 61742 0 0 ALTRIA GROUP INC COM 02209S103 2136 37604 SH DFND 1,2,3 37604 0 0 AMAZON COM INC COM 023135106 2854 1679 SH DFND 1,2,3 1679 0 0 AMERICAN AIRLINES GROUP COM 02376R102 823 21675 SH DFND 1,2,3 21675 0 0 AMERICAN MIDSTREAM PARTNERS COM UNITS 02752P100 624 61200 SH DFND 1,2,3 61200 0 0 AMERIGAS PARTNERS LP UNIT LP INT 030975106 10447 247435 SH DFND 1,2,3 247435 0 0 AMGEN INC COM 031162100 1603 8685 SH DFND 1,2,3 8685 0 0 ANALOG DEVICES INC COM 032654105 7971 83100 SH DFND 1,2,3 83100 0 0 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 217 2150 SH DFND 1,2,3 2150 0 0 ANTERO MIDSTREAM GP LP COM SHS REPSTG 03675Y103 1960 103950 SH DFND 1,2,3 103950 0 0 AON PLC SHS CL A G0408V102 401 2925 SH DFND 1,2,3 2925 0 0 APPLE INC COM 037833100 74326 401526 SH DFND 1,2,3 401526 0 0 AQUA AMERICA INC COM 03836W103 383 10875 SH DFND 1,2,3 10875 0 0 AT&T INC COM 00206R102 1140 35510 SH DFND 1,2,3 35510 0 0 AUTOMATIC DATA PROCESSING COM 053015103 12138 90488 SH DFND 1,2,3 90488 0 0 AV HOMES INC COM 00234P102 378 17662 SH DFND 1,2,3 17662 0 0 AVEO PHARMACEUTICALS INC COM 053588109 68 30000 SH DFND 1,2,3 30000 0 0 BALL CORP COM 058498106 13004 365785 SH DFND 1,2,3 365785 0 0 BAXTER INTERNATIONAL INC COM 071813109 5217 70655 SH DFND 1,2,3 70655 0 0 BECTON DICKINSON & CO COM 075887109 1958 8175 SH DFND 1,2,3 8175 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 17204 61 SH DFND 1,2,3 61 0 0 BERKSHIRE HATHAWAY INC DEL CL B 084670702 63573 340598 SH DFND 1,2,3 340598 0 0 BLACK KNIGHT INC COM 09215C105 59032 1102367 SH DFND 1,2,3 1102367 0 0 BOEING CO COM 097023105 923 2750 SH DFND 1,2,3 2750 0 0 BOSTON SCIENTIFIC CORP COM 101137107 41182 1259385 SH DFND 1,2,3 1259385 0 0 BP PLC SPONSORED ADR 055622104 514 11250 SH DFND 1,2,3 11250 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 1280 23134 SH DFND 1,2,3 23134 0 0 BROADCOM INC COM 11135F101 49775 205140 SH DFND 1,2,3 205140 0 0 BROOKFIELD ASSET MANAGEMENT INC CL A LTD VT SH 112585104 52109 1285367 SH DFND 1,2,3 1285367 0 0 BROOKFIELD INFRASTRUCTURE PARTNERS LP INT UNIT G16252101 5543 144339 SH DFND 1,2,3 144339 0 0 BRUNSWICK CORPORATION COM 117043109 41636 645715 SH DFND 1,2,3 645715 0 0 CARMAX INC COM 143130102 12697 174248 SH DFND 1,2,3 174248 0 0 CATERPILLAR INC COM 149123101 1309 9650 SH DFND 1,2,3 9650 0 0 CBS CORPORATION CL B 124857202 17164 305303 SH DFND 1,2,3 305303 0 0 CDK GLOBAL INC COM 12508E101 1869 28734 SH DFND 1,2,3 28734 0 0 CEDAR FAIR LP DEPOSITRY UNIT 150185106 1300 20625 SH DFND 1,2,3 20625 0 0 CELGENE CORP COM 151020104 90683 1141811 SH DFND 1,2,3 1141811 0 0 CELGENE CORP RIGHT 12/31/2030 151020112 135 333865 SH DFND 1,2,3 333865 0 0 CENTURYLINK INC COM 156700106 6340 340104 SH DFND 1,2,3 340104 0 0 CERUS CORPORATION COM 157085101 700 105000 SH DFND 1,2,3 105000 0 0 CHEVRON CORP COM 166764100 12078 95531 SH DFND 1,2,3 95531 0 0 CHUBB LTD COM H1467J104 36822 289895 SH DFND 1,2,3 289895 0 0 CINEDIGM CORP COM 172406209 52 33284 SH DFND 1,2,3 33284 0 0 CISCO SYSTEMS INC COM 17275R102 7359 171015 SH DFND 1,2,3 171015 0 0 COCA COLA CO COM 191216100 13576 309521 SH DFND 1,2,3 309521 0 0 COGNEX CORP COM 192422103 223 5000 SH DFND 1,2,3 5000 0 0 COGNIZANT TECHNOLOGY SOLUTIONS CL A 192446102 20118 254685 SH DFND 1,2,3 254685 0 0 COLGATE-PALMOLIVE CO COM 194162103 22608 348842 SH DFND 1,2,3 348842 0 0 COLUMBIA FINL INC COM 197641103 910 55000 SH DFND 1,2,3 55000 0 0 COMCAST CORP CL A 20030N101 17246 525628 SH DFND 1,2,3 525628 0 0 COMMSCOPE HOLDING CO COM 20337X109 8913 305174 SH DFND 1,2,3 305174 0 0 COMSCORE INC COM 20564W105 7632 350103 SH DFND 1,2,3 350103 0 0 CONCHO RES INC COM 20605P101 362 2617 SH DFND 1,2,3 2617 0 0 CONOCOPHILLIPS COM 20825C104 900 12931 SH DFND 1,2,3 12931 0 0 CONSOLIDATED EDISON INC COM 209115104 489 6268 SH DFND 1,2,3 6268 0 0 CONSTELLIUM NV CL A N22035104 351 34125 SH DFND 1,2,3 34125 0 0 CONTINENTAL RESOURCES INC COM 212015101 37141 573525 SH DFND 1,2,3 573525 0 0 COSTCO WHOLESALE CORP COM 22160K105 15816 75682 SH DFND 1,2,3 75682 0 0 COTY INC COM CL A 222070203 5888 417605 SH DFND 1,2,3 417605 0 0 CRESTWOOD EQUITY PARTNERS LP UNIT LTD PARTNER 226344208 524 16500 SH DFND 1,2,3 16500 0 0 CULLEN FROST BANKERS INC COM 229899109 679 6270 SH DFND 1,2,3 6270 0 0 CUMMINS INC COM 231021106 789 5935 SH DFND 1,2,3 5935 0 0 CVS HEALTH CORP COM 126650100 216 3350 SH DFND 1,2,3 3350 0 0 CYPRESS SEMICONDUCTOR CORP COM 232806109 5124 328900 SH DFND 1,2,3 328900 0 0 D.R. HORTON INC COM 23331A109 2701 65875 SH DFND 1,2,3 65875 0 0 DANAHER CORP COM 235851102 12486 126535 SH DFND 1,2,3 126535 0 0 DATA I O CORP COM 237690102 203 32000 SH DFND 1,2,3 32000 0 0 DAVITA INC COM 23918K108 4979 71700 SH DFND 1,2,3 71700 0 0 DEERE & CO COM 244199105 996 7121 SH DFND 1,2,3 7121 0 0 DELTA AIR LINES INC COM 247361702 65121 1314505 SH DFND 1,2,3 1314505 0 0 DEVON ENERGY CORP COM 25179M103 937 21312 SH DFND 1,2,3 21312 0 0 DISNEY WALT CO COM DISNEY 254687106 45344 432632 SH DFND 1,2,3 432632 0 0 DOWDUPONT INC COM 26078J100 393 5969 SH DFND 1,2,3 5969 0 0 ECOLAB INC COM 278865100 1786 12730 SH DFND 1,2,3 12730 0 0 ELBIT SYS LTD ORD M3760D101 809 6810 SH DFND 1,2,3 6810 0 0 EMERSON ELEC CO COM 291011104 1890 27329 SH DFND 1,2,3 27329 0 0 ENCANA CORP COM 292505104 1460 111907 SH DFND 1,2,3 111907 0 0 ENERGY TRANSFER EQUITY LP COM UT LTD PTN 29273V100 497 28800 SH DFND 1,2,3 28800 0 0 ENLINK MIDSTREAM LLC COM UNIT REP LTD 29336T100 222 13500 SH DFND 1,2,3 13500 0 0 ENTERPRISE PRODUCTS PARTNERS L COM 293792107 882 31875 SH DFND 1,2,3 31875 0 0 EOG RESOURCES INC COM 26875P101 387 3110 SH DFND 1,2,3 3110 0 0 EQT CORPORATION COM 26884L109 9975 180775 SH DFND 1,2,3 180775 0 0 ESTEE LAUDER COMPANIES INC CL A 518439104 999 7000 SH DFND 1,2,3 7000 0 0 EVINE LIVE INC CL A 300487105 62 50000 SH DFND 1,2,3 50000 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 11641 150770 SH DFND 1,2,3 150770 0 0 EXXON MOBIL CORP COM 30231G102 30204 365094 SH DFND 1,2,3 365094 0 0 FACEBOOK INC CL A 30303M102 1339 6890 SH DFND 1,2,3 6890 0 0 FEDEX CORP COM 31428x106 33925 149411 SH DFND 1,2,3 149411 0 0 FIDELITY NATIONAL INFORMATION SV COM 31620M106 26696 251776 SH DFND 1,2,3 251776 0 0 FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 12096 321520 SH DFND 1,2,3 321520 0 0 FIRST CITIZENS BANCSHARES INC CL A 31946M103 2277 5647 SH DFND 1,2,3 5647 0 0 FIRST MERCHANTS CORP COM 320817109 464 10006 SH DFND 1,2,3 10006 0 0 FORTIVE CORP COM 34959J108 9664 125332 SH DFND 1,2,3 125332 0 0 FRANCO NEV CORP COM 351858105 18164 248750 SH DFND 1,2,3 248750 0 0 GENERAL ELECTRIC CO COM 369604103 1006 73890 SH DFND 1,2,3 73890 0 0 GENERAL MILLS INC COM 370334104 221 4995 SH DFND 1,2,3 4995 0 0 GILEAD SCIENCES COM 375558103 3533 49875 SH DFND 1,2,3 49875 0 0 GOLAR LNG PARTNERS LP COM UNIT LPI Y2745C102 9992 646325 SH DFND 1,2,3 646325 0 0 GOLDCORP INC COM 380956409 614 44770 SH DFND 1,2,3 44770 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 1434 6500 SH DFND 1,2,3 6500 0 0 HALLADOR ENERGY COMPANY COM 40609P105 1138 159350 SH DFND 1,2,3 159350 0 0 HALLIBURTON COMPANY COM 406216101 302 6710 SH DFND 1,2,3 6710 0 0 HANESBRANDS INC COM 410345102 4856 220514 SH DFND 1,2,3 220514 0 0 HAWAIIAN HOLDINGS INC COM 419879101 2941 81800 SH DFND 1,2,3 81800 0 0 HCA HEALTHCARE INC COM 40412C101 10451 101858 SH DFND 1,2,3 101858 0 0 HD SUPPLY HOLDINGS INC COM 40416M105 59194 1380143 SH DFND 1,2,3 1380143 0 0 HESS CORP COM 42809H107 341 5100 SH DFND 1,2,3 5100 0 0 HOME DEPOT INC COM 437076102 20631 105745 SH DFND 1,2,3 105745 0 0 HONEYWELL INTL INC COM 438516106 6991 48529 SH DFND 1,2,3 48529 0 0 HP INC COM 40434L105 9888 435800 SH DFND 1,2,3 435800 0 0 I D SYSTEMS INC COM 449489103 186 30000 SH DFND 1,2,3 30000 0 0 ILLINOIS TOOL WORKS INC COM 452308109 5986 43209 SH DFND 1,2,3 43209 0 0 INGREDION INC COM 457187102 332 3000 SH DFND 1,2,3 3000 0 0 INTEL CORP COM 458140100 14301 287685 SH DFND 1,2,3 287685 0 0 INTERCONTINENTAL EXCHANGE INC COM 45866F104 882 11990 SH DFND 1,2,3 11990 0 0 INTERNATIONAL BUSINESS MACHINES COM 459200101 7053 50487 SH DFND 1,2,3 50487 0 0 INTUIT INC COM 461202103 591 2892 SH DFND 1,2,3 2892 0 0 IPG PHOTONICS CORP COM 44980X109 31363 142150 SH DFND 1,2,3 142150 0 0 JANUS HENDERSON GROUP ORD PLC ORD SHS G4474Y214 200 6509 SH DFND 1,2,3 6509 0 0 JELD-WEN HLDG INC COM 47580P103 43021 1504767 SH DFND 1,2,3 1504767 0 0 JOHNSON & JOHNSON COM 478160104 24758 204039 SH DFND 1,2,3 204039 0 0 JPMORGAN CHASE & CO COM 46625H100 8729 83776 SH DFND 1,2,3 83776 0 0 KIMBERLY CLARK COM 494368103 15552 147636 SH DFND 1,2,3 147636 0 0 KINDER MORGAN INC COM 49456B101 465 26344 SH DFND 1,2,3 26344 0 0 KOPIN CORP COM 500600101 31 11000 SH DFND 1,2,3 11000 0 0 KRAFT HEINZ CO COM 500754106 1857 29554 SH DFND 1,2,3 29554 0 0 LABORATORY CORP AMERICA HLDGS COM 50540R409 24317 135449 SH DFND 1,2,3 135449 0 0 LENNAR CORP CL A 526057104 53350 1016196 SH DFND 1,2,3 1016196 0 0 LIBERTY BROADBAND CORP COM SER C 530307305 804 10616 SH DFND 1,2,3 10616 0 0 LIBERTY GLOBAL PLC SHS CL C G5480U120 1026 38561 SH DFND 1,2,3 38561 0 0 LIBERTY MEDIA CORP DELAWARE COM C SIRIUSXM 531229607 271 5976 SH DFND 1,2,3 5976 0 0 LILLY ELI & CO COM 532457108 839 9835 SH DFND 1,2,3 9835 0 0 LOCKHEED MARTIN CORP COM 539830109 20891 70713 SH DFND 1,2,3 70713 0 0 LOWES COMPANIES INC COM 548661107 3877 40565 SH DFND 1,2,3 40565 0 0 MARCUS CORP COM 566330106 328 10100 SH DFND 1,2,3 10100 0 0 MARKEL CORP COM 570535104 651 600 SH DFND 1,2,3 600 0 0 MASTERCARD INC CL A 57636Q104 1454 7400 SH DFND 1,2,3 7400 0 0 MATADOR RESOURCES COMPANY COM 576485205 3342 111225 SH DFND 1,2,3 111225 0 0 MCDONALDS CORP COM 580135101 732 4673 SH DFND 1,2,3 4673 0 0 MEDTRONIC PLC SHS G5960L103 3280 38318 SH DFND 1,2,3 38318 0 0 MERCK & CO INC COM 58933Y105 16932 278945 SH DFND 1,2,3 278945 0 0 MERRIMACK PHARMACEUTICALS COM 590328209 370 75367 SH DFND 1,2,3 75367 0 0 MFA FINANCIAL INC COM 55272X102 277 36600 SH DFND 1,2,3 36600 0 0 MICRON TECHNOLOGY INC COM 595112103 10740 204800 SH DFND 1,2,3 204800 0 0 MICROSOFT CORP COM 594918104 101194 1026205 SH DFND 1,2,3 1026205 0 0 MONDELEZ INTERNATIONAL INC CL A 609207105 16279 397039 SH DFND 1,2,3 397039 0 0 MYND ANALYTICS INC COM 62857N202 36 20000 SH DFND 1,2,3 20000 0 0 NETFLIX INC COM 64110L106 294 750 SH DFND 1,2,3 750 0 0 NEUROTROPE INC COM 64129T207 2621 270793 SH DFND 1,2,3 270793 0 0 NEWFIELD EXPLORATION CO COM 651290108 839 27727 SH DFND 1,2,3 27727 0 0 NEWMONT MINING CORPORATION COM 651639106 776 20580 SH DFND 1,2,3 20580 0 0 NEXTERA ENERGY INC COM 65339F101 1062 6358 SH DFND 1,2,3 6358 0 0 NIKE INC CL B 654106103 15379 193010 SH DFND 1,2,3 193010 0 0 NOBLE MIDSTREAM PARTNERS LP COM UNIT REPST 65506L105 44248 866585 SH DFND 1,2,3 866585 0 0 NORTHERN TRUST CORP COM 665859104 2126 20660 SH DFND 1,2,3 20660 0 0 NOVARTIS AG SPONSORED ADR 66987V109 1574 20831 SH DFND 1,2,3 20831 0 0 NUTRIEN LTD COM 67077M108 42803 787110 SH DFND 1,2,3 787110 0 0 NXP SEMICONDUCTOR NV COM N6596X109 382 3500 SH DFND 1,2,3 3500 0 0 ONCOMED PHARMACEUTICALS INC COM 68234X102 700 303071 SH DFND 1,2,3 303071 0 0 ORACLE CORP COM 68389X105 275 6250 SH DFND 1,2,3 6250 0 0 ORBCOMM INC COM 68555P100 505 50000 SH DFND 1,2,3 50000 0 0 PACKAGING CORP OF AMERICA COM 695156109 9534 85285 SH DFND 1,2,3 85285 0 0 PARETEUM CORP COM 69946T207 434 173665 SH DFND 1,2,3 173665 0 0 PARK CITY GROUP INC COM 700215304 4782 605342 SH DFND 1,2,3 605342 0 0 PCSB FINANCIAL CORPORATION COM 69324R104 238 12000 SH DFND 1,2,3 12000 0 0 PEAPACK-GLADSTONE FINL CORP COM 704699107 283 8171 SH DFND 1,2,3 8171 0 0 PEPSICO INC COM 713448108 28902 265474 SH DFND 1,2,3 265474 0 0 PFIZER INC COM 717081103 11826 325963 SH DFND 1,2,3 325963 0 0 PHILIP MORRIS INTL INC COM 718172109 3322 41148 SH DFND 1,2,3 41148 0 0 PHILLIPS 66 COM 718546104 1211 10787 SH DFND 1,2,3 10787 0 0 PNC FINANCIAL SERVICES GROUP COM 693475105 235 1740 SH DFND 1,2,3 1740 0 0 POPE RES DEL LTD PARTNERSHIP DEPOSITRY RCPT 732857107 1341 18250 SH DFND 1,2,3 18250 0 0 PROCTER & GAMBLE CO COM 742718109 7396 94752 SH DFND 1,2,3 94752 0 0 PROLOGIS INC COM 74340W103 690 10500 SH DFND 1,2,3 10500 0 0 PURECYCLE CORP COM 746228303 611 64000 SH DFND 1,2,3 64000 0 0 QUALCOMM INC COM 747525103 5601 99800 SH DFND 1,2,3 99800 0 0 QUANTA SERVICES INC COM 74762E102 10828 324200 SH DFND 1,2,3 324200 0 0 QUIDEL CORP COM 74838J101 23594 354800 SH DFND 1,2,3 354800 0 0 RANGE RESOURCES CORP COM 75281A109 197 11750 SH DFND 1,2,3 11750 0 0 RAYTHEON CO COM 755111507 7589 39286 SH DFND 1,2,3 39286 0 0 REGENERON PHARMACEUTICALS COM 75886F107 11287 32716 SH DFND 1,2,3 32716 0 0 RELX NV SPONSORED ADR 75955B102 679 31825 SH DFND 1,2,3 31825 0 0 REMARK HOLDINGS INC COM 75955K102 1254 320627 SH DFND 1,2,3 320627 0 0 RING ENERGY INC COM 76680V108 28730 2276575 SH DFND 1,2,3 2276575 0 0 RIO TINTO PLC SPONSORED ADR 767204100 1082 19500 SH DFND 1,2,3 19500 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 36334 524826 SH DFND 1,2,3 524826 0 0 S&P GLOBAL INC COM 78409V104 2184 10710 SH DFND 1,2,3 10710 0 0 SCHLUMBERGER LTD COM 806857108 17072 254695 SH DFND 1,2,3 254695 0 0 SHAW COMMUNICATIONS INC CL B CONV 82028K200 1411 69342 SH DFND 1,2,3 69342 0 0 SIMPLY GOOD FOODS CO COM 82900L102 217 15000 SH DFND 1,2,3 15000 0 0 SITO MOBILE LTD COM 82988R203 2520 972995 SH DFND 1,2,3 972995 0 0 SNAP ON INC COM 833034101 241 1500 SH DFND 1,2,3 1500 0 0 SOUTHWESTERN ENERGY CO COM 845467109 1432 270150 SH DFND 1,2,3 270150 0 0 SPIRIT AEROSYSTEMS HOLDINGS INC COM CL A 848574109 4452 51820 SH DFND 1,2,3 51820 0 0 SPROTT 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INC COM 889478103 3565 96385 SH DFND 1,2,3 96385 0 0 TWO HARBORS INVESTMENT CORP COM 90187B408 901 57050 SH DFND 1,2,3 57050 0 0 UGI CORP NEW COM 902681105 203 3893 SH DFND 1,2,3 3893 0 0 ULTA BEAUTY INC COM 90384S303 39788 170428 SH DFND 1,2,3 170428 0 0 UNION PACIFIC CORP COM 907818108 7029 49615 SH DFND 1,2,3 49615 0 0 UNITED TECHNOLOGIES CORP COM 913017109 6630 53030 SH DFND 1,2,3 53030 0 0 UNIVERSAL HEALTH RLTY INCOME T SH BEN INT 91359E105 1758 27483 SH DFND 1,2,3 27483 0 0 US BANCORP DEL COM 902973304 3457 69107 SH DFND 1,2,3 69107 0 0 VALLEY NATL BANCORP COM 919794107 426 35000 SH DFND 1,2,3 35000 0 0 VARIAN MEDICAL SYSTEMS INC COM 92220P105 16703 146877 SH DFND 1,2,3 146877 0 0 VECTREN CORP COM 92240G101 214 3000 SH DFND 1,2,3 3000 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 2114 42025 SH DFND 1,2,3 42025 0 0 VERMILLION INC COM 92407M206 262 336000 SH DFND 1,2,3 336000 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 261 1538 SH DFND 1,2,3 1538 0 0 VIRNETX HOLDING CORP COM 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ZIMMER BIOMET HOLDINGS INC COM 98956P102 48443 434704 SH DFND 1,2,3 434704 0 0 ISHARES TR S&P 100 ETF 464287101 309 2580 SH DFND 1,2,3 2580 0 0 VANECK VECTORS ETF TR JR GOLD MINERS E 92189F791 298 9125 SH DFND 1,2,3 9125 0 0 RICEBRAN TECHNOLOGIES COM 762831204 92 42408 SH DFND 1,2,3 42408 0 0 WORKHORSE GROUP INC COM 98138J206 357 195882 SH DFND 1,2,3 195882 0 0 GENERAL AMERICAN INVESTORS INC COM 368802104 1311 38213 SH DFND 1,2,3 38213 0 0 MYND ANALYTICS INC *W EXP 06/29/202 62857N111 4 20000 SH DFND 1,2,3 20000 0 0