0000950123-16-019453.txt : 20160811
0000950123-16-019453.hdr.sgml : 20160811
20160811144512
ACCESSION NUMBER: 0000950123-16-019453
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160630
FILED AS OF DATE: 20160811
DATE AS OF CHANGE: 20160811
EFFECTIVENESS DATE: 20160811
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CANNELL PETER B & CO INC
CENTRAL INDEX KEY: 0000016972
IRS NUMBER: 133346990
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-01221
FILM NUMBER: 161824181
BUSINESS ADDRESS:
STREET 1: 545 MADISON AVENUE
STREET 2: 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2127525255
MAIL ADDRESS:
STREET 1: 545 MADISON AVENUE
STREET 2: 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000016972
XXXXXXXX
06-30-2016
06-30-2016
CANNELL PETER B & CO INC
545 MADISON AVENUE
11TH FLOOR
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-01221
N
Neal Muroff
Chief Compliance Officer
212 752 5255
/s/ Neal Muroff
New York
NY
08-10-2016
3
260
2748221
false
1
28-10208
Richmond Enterprises Inc.
2
28-10207
New York Community Bank
3
28-10200
New York Community Bancorp Inc.
INFORMATION TABLE
2
form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
3M COMPANY
COM
88579Y101
6116
34925
SH
DFND
1,2,3
34925
0
0
ABBOTT LABORATORIES
COM
002824100
28213
717704
SH
DFND
1,2,3
717704
0
0
ABBVIE INC
COM
00287Y109
33398
539462
SH
DFND
1,2,3
539462
0
0
ACCELERATE DIAGNOSTICS INC
COM
00430H102
15055
1046239
SH
DFND
1,2,3
1046239
0
0
AFLAC INC
COM
001055102
6420
88970
SH
DFND
1,2,3
88970
0
0
AGILENT TECHNOLOGIES INC
COM
00846U101
1357
30595
SH
DFND
1,2,3
30595
0
0
AGIOS PHARMACEUTICALS
COM
00847X104
616
14700
SH
DFND
1,2,3
14700
0
0
AGNICO EAGLE MINES LTD
COM
008474108
8400
157000
SH
DFND
1,2,3
157000
0
0
AIR LEASE CORP
CL A
00912X302
18493
690557
SH
DFND
1,2,3
690557
0
0
AIR PRODUCTS & CHEMICALS INC
COM
009158106
710
5000
SH
DFND
1,2,3
5000
0
0
AKAMAI TECHNOLOGIES INC
COM
00971T101
880
15733
SH
DFND
1,2,3
15733
0
0
ALLEGHANY CORP DEL COM
COM
017175100
3678
6692
SH
DFND
1,2,3
6692
0
0
ALLERGAN PLC
SHS
G0177J108
59182
256100
SH
DFND
1,2,3
256100
0
0
ALPHABET INC
CAP STK CL A
02079K305
7888
11212
SH
DFND
1,2,3
11212
0
0
ALPHABET INC
CAP STK CL C
02079K107
56671
81883
SH
DFND
1,2,3
81883
0
0
ALTRIA GROUP INC
COM
02209S103
2590
37552
SH
DFND
1,2,3
37552
0
0
AMAZON COM INC
COM
023135106
1506
2105
SH
DFND
1,2,3
2105
0
0
AMERICAN ELECTRIC POWER INC
COM
025537101
207
2957
SH
DFND
1,2,3
2957
0
0
AMERICAN EXPRESS CO
COM
025816109
322
5300
SH
DFND
1,2,3
5300
0
0
AMERIGAS PARTNERS LP
UNIT L P INT
030975106
17822
381622
SH
DFND
1,2,3
381622
0
0
AMGEN INC
COM
031162100
1306
8585
SH
DFND
1,2,3
8585
0
0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
283
2150
SH
DFND
1,2,3
2150
0
0
APPLE INC
COM
037833100
63950
668938
SH
DFND
1,2,3
668938
0
0
AQUA AMERICA INC
COM
03836W103
441
12375
SH
DFND
1,2,3
12375
0
0
AT&T INC
COM
00206R102
1637
37885
SH
DFND
1,2,3
37885
0
0
AUTOMATIC DATA PROCESSING
COM
053015103
8166
88888
SH
DFND
1,2,3
88888
0
0
AVEO PHARMACEUTICALS COM
COM
053588109
123
127500
SH
DFND
1,2,3
127500
0
0
BAXTER INTERNATIONAL INC
COM
071813109
2639
58365
SH
DFND
1,2,3
58365
0
0
BECTON DICKINSON & CO
COM
075887109
1374
8100
SH
DFND
1,2,3
8100
0
0
BERKSHIRE HATHAWAY INC
CL A
084670108
14754
68
SH
DFND
1,2,3
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0
0
BERKSHIRE HATHAWAY INC
CL B
084670702
49623
342724
SH
DFND
1,2,3
342724
0
0
BOEING CO
COM
097023105
68155
524795
SH
DFND
1,2,3
524795
0
0
BP PLC
SPONSORED ADR
055622104
3318
93450
SH
DFND
1,2,3
93450
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
1951
26527
SH
DFND
1,2,3
26527
0
0
BROOKFIELD ASSET MANAGEMENT INC
CL A LTD VT SH
112585104
12520
378591
SH
DFND
1,2,3
378591
0
0
BROOKFIELD INFRASTRUCTURE PARTNERS
LP INT UNIT
G16252101
6897
152380
SH
DFND
1,2,3
152380
0
0
BRUNSWICK CORPORATION
COM
117043109
7913
174605
SH
DFND
1,2,3
174605
0
0
BUCKEYE PARTNERS LP
UNIT LTD PARTN
118230101
254
3614
SH
DFND
1,2,3
3614
0
0
CARMAX INC
COM
143130102
25899
528225
SH
DFND
1,2,3
528225
0
0
CATERPILLAR INC
COM
149123101
2879
37970
SH
DFND
1,2,3
37970
0
0
CBS CORPORATION
CL B
124857202
20158
370281
SH
DFND
1,2,3
370281
0
0
CDK GLOBAL INC COM
COM
12508E101
1597
28772
SH
DFND
1,2,3
28772
0
0
CEDAR FAIR LP
DEPOSITRY UNIT
150185106
32338
559290
SH
DFND
1,2,3
559290
0
0
CELGENE CORP
COM
151020104
173104
1755086
SH
DFND
1,2,3
1755086
0
0
CELGENE CORP
RIGHT 12/31/2030
151020112
487
333865
SH
DFND
1,2,3
333865
0
0
CENTRAL FUND OF CANADA LTD
CL A
153501101
3449
248100
SH
DFND
1,2,3
248100
0
0
CERUS CORPORATION
COM
157085101
655
105000
SH
DFND
1,2,3
105000
0
0
CF INDUSTRIES HOLDINGS INC
COM
125269100
856
35500
SH
DFND
1,2,3
35500
0
0
CHEVRON CORP
COM
166764100
6851
65353
SH
DFND
1,2,3
65353
0
0
CHINA DISTANCE EDUCATION HLDGS LTD
SPONS ADR
16944W104
241
23279
SH
DFND
1,2,3
23279
0
0
CHUBB LTD
COM
H1467J104
28008
214277
SH
DFND
1,2,3
214277
0
0
CISCO SYSTEMS INC
COM
17275R102
6569
228950
SH
DFND
1,2,3
228950
0
0
CITIGROUP INC
COM
172967424
623
14695
SH
DFND
1,2,3
14695
0
0
COCA COLA CO
COM
191216100
13956
307882
SH
DFND
1,2,3
307882
0
0
COGNIZANT TECHNOLOGY SOLUTIONS
CL A
192446102
57992
1013133
SH
DFND
1,2,3
1013133
0
0
COLGATE-PALMOLIVE CO
COM
194162103
26880
367210
SH
DFND
1,2,3
367210
0
0
COMCAST CORP
CL A
20030N101
16573
254230
SH
DFND
1,2,3
254230
0
0
COMMSCOPE HOLDING CO INC
COM
20337X109
57678
1858770
SH
DFND
1,2,3
1858770
0
0
COMSCORE INC
COM
20564W105
11187
468474
SH
DFND
1,2,3
468474
0
0
CONOCOPHILLIPS
COM
20825C104
1680
38533
SH
DFND
1,2,3
38533
0
0
CONSOLIDATED EDISON INC
COM
209115104
504
6268
SH
DFND
1,2,3
6268
0
0
CORNING INC
COM
219350105
2324
113470
SH
DFND
1,2,3
113470
0
0
COSTCO WHOLESALE CORP
COM
22160K105
13060
83165
SH
DFND
1,2,3
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0
0
COVANTA HLDG CORP
COM
22282E102
671
40800
SH
DFND
1,2,3
40800
0
0
CRESCENT POINT ENERGY CORP
COM
22576C101
3211
203350
SH
DFND
1,2,3
203350
0
0
CRESTWOOD EQUITY PARTNERS LP
UNIT LTD PARTNER
226344208
9382
465400
SH
DFND
1,2,3
465400
0
0
CULLEN FROST BANKERS INC
COM
229899109
400
6270
SH
DFND
1,2,3
6270
0
0
CUMMINS INC
COM
231021106
752
6690
SH
DFND
1,2,3
6690
0
0
CVS HEALTH CORP
COM
126650100
605
6320
SH
DFND
1,2,3
6320
0
0
D.R. HORTON INC
COM
23331A109
2751
87375
SH
DFND
1,2,3
87375
0
0
DANAHER CORP
COM
235851102
4701
46541
SH
DFND
1,2,3
46541
0
0
DAVITA HEALTHCARE PARTNERS
COM
23918K108
5045
65250
SH
DFND
1,2,3
65250
0
0
DEERE & CO
COM
244199105
5563
68639
SH
DFND
1,2,3
68639
0
0
DELPHI AUTOMOTIVE PLC
SHS
G27823106
3511
56085
SH
DFND
1,2,3
56085
0
0
DELTA AIR LINES
COM
247361702
43863
1204040
SH
DFND
1,2,3
1204040
0
0
DEVON ENERGY CORP
COM
25179M103
850
23461
SH
DFND
1,2,3
23461
0
0
DISCOVERY COMMUNICATIONS INC
COM SER C
25470F302
5124
214862
SH
DFND
1,2,3
214862
0
0
DISNEY WALT CO
COM DISNEY
254687106
30894
315830
SH
DFND
1,2,3
315830
0
0
DOMINION RESOURCES INC VA
COM
25746U109
203
2602
SH
DFND
1,2,3
2602
0
0
DOVER CORPORATION
COM
260003108
3330
48037
SH
DFND
1,2,3
48037
0
0
DUKE ENERGY CORP
COM
26441C204
347
4048
SH
DFND
1,2,3
4048
0
0
E I DU PONT DE NEMOURS & CO
COM
263534109
436
6733
SH
DFND
1,2,3
6733
0
0
ECOLAB INC
COM
278865100
1295
10915
SH
DFND
1,2,3
10915
0
0
ELBIT SYS LTD
ORD
M3760D101
273
3000
SH
DFND
1,2,3
3000
0
0
ELEPHANT TALK COMMUNICATIONS CORP
COM
286202205
267
1504980
SH
DFND
1,2,3
1504980
0
0
EMERSON ELEC CO
COM
291011104
3801
72879
SH
DFND
1,2,3
72879
0
0
ENCANA CORP
COM
292505104
1602
205594
SH
DFND
1,2,3
205594
0
0
ENERGY TRANSFER EQUITY LP
COM UT LTD PTN
29273V100
457
31800
SH
DFND
1,2,3
31800
0
0
ENLINK MIDSTREAM LLC
COM UNIT REP LTD
29336T100
215
13500
SH
DFND
1,2,3
13500
0
0
ENTERPRISE PRODUCTS PARTNERS L
COM
293792107
948
32400
SH
DFND
1,2,3
32400
0
0
EQT CORPORATION
COM
26884L109
61262
791192
SH
DFND
1,2,3
791192
0
0
EQT MIDSTREAM PARTNERS LP
UNIT LTD PARTN
26885B100
13001
161900
SH
DFND
1,2,3
161900
0
0
EVINE LIVE INC
CL A
300487105
83
50000
SH
DFND
1,2,3
50000
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
19212
253454
SH
DFND
1,2,3
253454
0
0
EXXON MOBIL CORP
COM
30231G102
35086
374292
SH
DFND
1,2,3
374292
0
0
FACEBOOK INC
CL A
30303M102
2133
18665
SH
DFND
1,2,3
18665
0
0
FEDEX CORP
COM
31428x106
24798
163382
SH
DFND
1,2,3
163382
0
0
FIDELITY NATIONAL INFORMATION SV
COM
31620M106
21048
285668
SH
DFND
1,2,3
285668
0
0
FIDELITY NATIONAL FINANCIAL
FNF GROUP COM
31620R303
66300
1768001
SH
DFND
1,2,3
1768001
0
0
FIRST CITIZENS BANCSHARES INC
CL A
31946M103
252
975
SH
DFND
1,2,3
975
0
0
FIRST MERCHANTS CORP
COM
320817109
249
10006
SH
DFND
1,2,3
10006
0
0
FLY LEASING LTD
SPONSORED ADR
34407D109
8434
849375
SH
DFND
1,2,3
849375
0
0
FRANCO NEV CORP
COM
351858105
19975
262620
SH
DFND
1,2,3
262620
0
0
GENERAL ELECTRIC CO
COM
369604103
24643
782817
SH
DFND
1,2,3
782817
0
0
GENERAL MILLS INC
COM
370334104
501
7025
SH
DFND
1,2,3
7025
0
0
GENESIS ENERGY LP
UNIT LTD PARTN
371927104
42314
1102785
SH
DFND
1,2,3
1102785
0
0
GENMARK DIAGNOSTICS INC
COM
372309104
87
10000
SH
DFND
1,2,3
10000
0
0
GILEAD SCIENCES
COM
375558103
6020
72170
SH
DFND
1,2,3
72170
0
0
GOLAR LNG LTD BERMUDA
SHS
G9456A100
21438
1383075
SH
DFND
1,2,3
1383075
0
0
GOLAR LNG PARTNERS LP
COM UNIT LPI
Y2745C102
14933
814650
SH
DFND
1,2,3
814650
0
0
GOLDCORP INC
COM
380956409
3494
182670
SH
DFND
1,2,3
182670
0
0
GRAMERCY PROPERTY TRUST
COM
385002100
69412
7528412
SH
DFND
1,2,3
7528412
0
0
GTX INC
COM
40052B108
11
20000
SH
DFND
1,2,3
20000
0
0
HAIN CELESTIAL GROUP INC
COM
405217100
33178
666895
SH
DFND
1,2,3
666895
0
0
HALLADOR ENERGY COMPANY
COM
40609P105
736
159350
SH
DFND
1,2,3
159350
0
0
HALLIBURTON COMPANY
COM
406216101
350
7720
SH
DFND
1,2,3
7720
0
0
HALYARD HEALTH INC
COM
40650V100
554
17045
SH
DFND
1,2,3
17045
0
0
HARRIS CORP
COM
413875105
704
8439
SH
DFND
1,2,3
8439
0
0
HCA HOLDINGS INC
COM
40412C101
11764
152760
SH
DFND
1,2,3
152760
0
0
HD SUPPLY HOLDINGS INC
COM
40416M105
33258
955140
SH
DFND
1,2,3
955140
0
0
HELMERICH & PAYNE INC
COM
423452101
477
7100
SH
DFND
1,2,3
7100
0
0
HESS CORP
COM
42809H107
361
6000
SH
DFND
1,2,3
6000
0
0
HOME DEPOT INC
COM
437076102
14664
114838
SH
DFND
1,2,3
114838
0
0
HONEYWELL INTL INC
COM
438516106
7273
62522
SH
DFND
1,2,3
62522
0
0
ILLINOIS TOOL WORKS INC
COM
452308109
6048
58062
SH
DFND
1,2,3
58062
0
0
INGREDION INC
COM
457187102
628
4850
SH
DFND
1,2,3
4850
0
0
INTEL CORP
COM
458140100
49067
1495960
SH
DFND
1,2,3
1495960
0
0
INTERCONTINENTAL EXCHANGE INC
COM
45866F104
1007
3936
SH
DFND
1,2,3
3936
0
0
INTERNATIONAL BUSINESS MACHINES
COM
459200101
675
4449
SH
DFND
1,2,3
4449
0
0
INTUIT INC
COM
461202103
323
2892
SH
DFND
1,2,3
2892
0
0
IPG PHOTONICS CORP
COM
44980X109
16064
200800
SH
DFND
1,2,3
200800
0
0
JANUS CAPITAL GROUP INC
COM
47102x105
232
16700
SH
DFND
1,2,3
16700
0
0
JOHNSON & JOHNSON CO
COM
478160104
30114
248258
SH
DFND
1,2,3
248258
0
0
JPMORGAN CHASE & CO
COM
46625h100
673
10823
SH
DFND
1,2,3
10823
0
0
KIMBERLY CLARK
COM
494368103
20859
151724
SH
DFND
1,2,3
151724
0
0
KINDER MORGAN INC
COM
49456B101
611
32644
SH
DFND
1,2,3
32644
0
0
KOPIN CORP
COM
500600101
24
11000
SH
DFND
1,2,3
11000
0
0
KRAFT HEINZ CO
COM
500754106
4678
52873
SH
DFND
1,2,3
52873
0
0
LABORATORY CORP AMERICA HLDGS
COM
50540R409
17839
136941
SH
DFND
1,2,3
136941
0
0
LEVEL 3 COMMUNICATIONS
COM
52729N308
62592
1215620
SH
DFND
1,2,3
1215620
0
0
LIBERTY BROADBAND CORP
COM SER C
530307305
621
10346
SH
DFND
1,2,3
10346
0
0
LIBERTY GLOBAL PLC
SHS CL C
G5480U120
1090
38057
SH
DFND
1,2,3
38057
0
0
LIBERTY MEDIA CORP DELAWARE
COM C SIRIUSXM
531229607
341
11048
SH
DFND
1,2,3
11048
0
0
LILLY ELI & CO
COM
532457108
786
9985
SH
DFND
1,2,3
9985
0
0
LIVEPERSON INC
COM
538146101
127
20000
SH
DFND
1,2,3
20000
0
0
LOCKHEED MARTIN CORP
COM
539830109
19385
78111
SH
DFND
1,2,3
78111
0
0
LOWES COMPANIES INC
COM
548661107
2132
26925
SH
DFND
1,2,3
26925
0
0
MARCUS CORP
COM
566330106
213
10100
SH
DFND
1,2,3
10100
0
0
MASTERCARD INC
CL A
57636Q104
616
7000
SH
DFND
1,2,3
7000
0
0
MATADOR RESOURCES COMPANY
COM
576485205
15950
805575
SH
DFND
1,2,3
805575
0
0
MATTEL INC
COM
577081102
315
10054
SH
DFND
1,2,3
10054
0
0
MC DONALDS CORP
COM
580135101
583
4843
SH
DFND
1,2,3
4843
0
0
MCKESSON CORP
COM
58155Q103
36824
197288
SH
DFND
1,2,3
197288
0
0
MEAD JOHNSON NUTRITION CO
COM
582839106
355
3917
SH
DFND
1,2,3
3917
0
0
MEDTRONIC PLC
SHS
G5960L103
4236
48816
SH
DFND
1,2,3
48816
0
0
MERCK & CO INC
COM
58933Y105
13402
232625
SH
DFND
1,2,3
232625
0
0
MERIDIAN BANCORP INC MD
COM
58958U103
15946
1078890
SH
DFND
1,2,3
1078890
0
0
MERRIMACK PHARMACEUTICALS
COM
590328100
8703
1614678
SH
DFND
1,2,3
1614678
0
0
METABOLIX INC
COM
591018882
640
770534
SH
DFND
1,2,3
770534
0
0
MICROSOFT CORP
COM
594918104
75434
1474183
SH
DFND
1,2,3
1474183
0
0
MONDELEZ INTERNATIONAL INC
CL A
609207105
9623
211457
SH
DFND
1,2,3
211457
0
0
NEWFIELD EXPLORATION CO
COM
651290108
1574
35618
SH
DFND
1,2,3
35618
0
0
NEWMONT MINING CORPORATION
COM
651639106
477
12200
SH
DFND
1,2,3
12200
0
0
NEXTERA ENERGY INC
COM
65339F101
849
6510
SH
DFND
1,2,3
6510
0
0
NIKE INC
CL B
654106103
803
14550
SH
DFND
1,2,3
14550
0
0
NORTHERN TRUST CORP
COM
665859104
1369
20660
SH
DFND
1,2,3
20660
0
0
NOVARTIS AG
SPONSORED ADR
66987V109
2029
24597
SH
DFND
1,2,3
24597
0
0
NUSTAR GP HOLDINGS LLC
UNIT RESTG LLC
67059L102
210
8200
SH
DFND
1,2,3
8200
0
0
OCCIDENTAL PETROLEUM CORP
COM
674599105
9298
123055
SH
DFND
1,2,3
123055
0
0
ONCOMED PHARMACEUTICALS INC
COM
68234X102
3564
289528
SH
DFND
1,2,3
289528
0
0
OPHTHOTECH CORP
COM
683745103
6517
127700
SH
DFND
1,2,3
127700
0
0
ORACLE CORP
COM
68389X105
391
9550
SH
DFND
1,2,3
9550
0
0
ORBCOMM INC
COM
68555P100
498
50000
SH
DFND
1,2,3
50000
0
0
PACIFIC GAS & ELECTRIC CORP
COM
69331C108
224
3500
SH
DFND
1,2,3
3500
0
0
PACKAGING CORP OF AMERICA
COM
695156109
10727
160265
SH
DFND
1,2,3
160265
0
0
PARK CITY GROUP INC
COM
700215304
5035
561292
SH
DFND
1,2,3
561292
0
0
PEPSICO INC
COM
713448108
25847
243980
SH
DFND
1,2,3
243980
0
0
PFIZER INC
COM
717081103
27348
776719
SH
DFND
1,2,3
776719
0
0
PHILIP MORRIS INTL INC
COM
718172109
4429
43539
SH
DFND
1,2,3
43539
0
0
PHILLIPS 66
COM
718546104
933
11759
SH
DFND
1,2,3
11759
0
0
POTLATCH CORP
COM
737630103
10383
304500
SH
DFND
1,2,3
304500
0
0
PROCTER & GAMBLE CO
COM
742718109
9786
115574
SH
DFND
1,2,3
115574
0
0
PROLOGIS INC
COM
74340W103
1754
35775
SH
DFND
1,2,3
35775
0
0
PURECYCLE CORP
COM
746228303
301
64000
SH
DFND
1,2,3
64000
0
0
QUIDEL CORP
COM
74838J101
8698
487000
SH
DFND
1,2,3
487000
0
0
RANGE RESOURCES CORP
COM
75281A109
17256
400000
SH
DFND
1,2,3
400000
0
0
RAYONIER INC
COM
754907103
9647
367650
SH
DFND
1,2,3
367650
0
0
RAYTHEON CO
COM
755111507
7352
54077
SH
DFND
1,2,3
54077
0
0
RELX NV
SPONSORED ADR
75955B102
877
50402
SH
DFND
1,2,3
50402
0
0
REMARK MEDIA INC
COM
75954W107
974
229627
SH
DFND
1,2,3
229627
0
0
ROKA BIOSCIENCE INC
COM
775431109
33
58098
SH
DFND
1,2,3
58098
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
7154
129560
SH
DFND
1,2,3
129560
0
0
S&P GLOBAL INC
COM
78409V104
1389
12951
SH
DFND
1,2,3
12951
0
0
SABRE CORP
COM
78573M104
54947
2051035
SH
DFND
1,2,3
2051035
0
0
SANGAMO BIOSCIENCES INC
COM
800677106
184
31750
SH
DFND
1,2,3
31750
0
0
SCHLUMBERGER LTD
COM
806857108
24127
305098
SH
DFND
1,2,3
305098
0
0
SCORPIO TANKERS INC
SHS
Y7542C106
84
20000
SH
DFND
1,2,3
20000
0
0
SHAW COMMUNICATIONS INC
CL B CONV
82028K200
3912
203740
SH
DFND
1,2,3
203740
0
0
SILVER WHEATON CORP
COM
828336107
1012
43000
SH
DFND
1,2,3
43000
0
0
SITO MOBILE LTD
COM
82988R203
1961
541695
SH
DFND
1,2,3
541695
0
0
SNAP ON INC
COM
833034101
331
2100
SH
DFND
1,2,3
2100
0
0
SOUTHWESTERN ENERGY CO
COM
845467109
6228
495062
SH
DFND
1,2,3
495062
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
399
3150
SH
DFND
1,2,3
3150
0
0
SPECTRA ENERGY CORP
COM
847560109
4223
115300
SH
DFND
1,2,3
115300
0
0
STANLEY BLACK & DECKER INC
COM
854502101
3641
32735
SH
DFND
1,2,3
32735
0
0
STARBUCKS CORP
COM
855244109
1062
18600
SH
DFND
1,2,3
18600
0
0
STERICYCLE INC
COM
858912108
12446
119532
SH
DFND
1,2,3
119532
0
0
SYSCO CORP
COM
871829107
5007
98688
SH
DFND
1,2,3
98688
0
0
T. ROWE PRICE GROUP
COM
74144T108
255
3500
SH
DFND
1,2,3
3500
0
0
TANGER FACTORY OUTLET CTRS
COM
875465106
450
11200
SH
DFND
1,2,3
11200
0
0
TARGET CORP
COM
87612E106
1918
27475
SH
DFND
1,2,3
27475
0
0
TELEFLEX INC
COM
879369106
1059
5975
SH
DFND
1,2,3
5975
0
0
TESLA MTRS INC
COM
88160R101
338
1590
SH
DFND
1,2,3
1590
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
371
7384
SH
DFND
1,2,3
7384
0
0
BANK OF NEW YORK MELLON CORP
COM
064058100
18108
466091
SH
DFND
1,2,3
466091
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
6135
41517
SH
DFND
1,2,3
41517
0
0
TIFFANY & CO
COM
886547108
5389
88865
SH
DFND
1,2,3
88865
0
0
TIME WARNER INC
COM
887317303
52934
719800
SH
DFND
1,2,3
719800
0
0
TJX COMPANIES INC
COM
872540109
18829
243807
SH
DFND
1,2,3
243807
0
0
TOLL BROTHERS INC
COM
889478103
36511
1356780
SH
DFND
1,2,3
1356780
0
0
UNDER ARMOUR INC
CL A
904311107
562
14000
SH
DFND
1,2,3
14000
0
0
UNDER ARMOUR INC
CL C
904311206
513
14098
SH
DFND
1,2,3
14098
0
0
UNI PIXEL INC
COM
904572203
147
100000
SH
DFND
1,2,3
100000
0
0
UNILEVER N V
N Y SHS
904784709
938
19993
SH
DFND
1,2,3
19993
0
0
UNION PACIFIC CORP
COM
907818108
4568
52360
SH
DFND
1,2,3
52360
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
5599
54600
SH
DFND
1,2,3
54600
0
0
UNIVERSAL HEALTH RLTY INCOME T
SH BEN INT
91359E105
1835
32083
SH
DFND
1,2,3
32083
0
0
US BANCORP DEL
COM
902973304
3199
79310
SH
DFND
1,2,3
79310
0
0
VALLEY NATL BANCORP
COM
919794107
319
35000
SH
DFND
1,2,3
35000
0
0
VANGUARD NATURAL RESOURCES LLC
COM UNIT
92205F106
17
11912
SH
DFND
1,2,3
11912
0
0
VARIAN MEDICAL SYSTEMS INC
COM
92220P105
14229
173037
SH
DFND
1,2,3
173037
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
2923
52353
SH
DFND
1,2,3
52353
0
0
VERMILLION INC
COM
92407M206
416
375000
SH
DFND
1,2,3
375000
0
0
VIRNETX HOLDING CORP
COM
92823T108
3302
825400
SH
DFND
1,2,3
825400
0
0
VISA INC
COM CL A
92826C839
3945
53187
SH
DFND
1,2,3
53187
0
0
W.P. CAREY INC
COM
92936U109
3396
48925
SH
DFND
1,2,3
48925
0
0
WAL MART STORES INC
COM
931142103
501
6860
SH
DFND
1,2,3
6860
0
0
WELLS FARGO & CO
COM
949746101
2331
49241
SH
DFND
1,2,3
49241
0
0
WELLTOWER INC
COM
95040Q104
6254
82110
SH
DFND
1,2,3
82110
0
0
WEYERHAEUSER CO
COM
962166104
4755
159710
SH
DFND
1,2,3
159710
0
0
WHIRLPOOL CORP
COM
963320106
2138
12830
SH
DFND
1,2,3
12830
0
0
WHITE MOUNTAINS INSURANCE GRP LTD
COM
G9618E107
31981
37982
SH
DFND
1,2,3
37982
0
0
WILEY JOHN & SONS INC
CL B
968223305
1040
20000
SH
DFND
1,2,3
20000
0
0
WILEY JOHN AND SONS INC
CL A
968223206
21318
408546
SH
DFND
1,2,3
408546
0
0
WILLIAMS COMPANIES INC
COM
969457100
1327
61330
SH
DFND
1,2,3
61330
0
0
WISDOMTREE INVESTMENTS INC
COM
97717P104
1782
182050
SH
DFND
1,2,3
182050
0
0
WORKHORSE GROUP INC
COM
98138J206
6081
887807
SH
DFND
1,2,3
887807
0
0
WR GRACE & CO
COM
38388F108
794
10850
SH
DFND
1,2,3
10850
0
0
XENCOR INC
COM
98401F105
4839
254800
SH
DFND
1,2,3
254800
0
0
XPO LOGISTICS INC
COM
983793100
1062
40450
SH
DFND
1,2,3
40450
0
0
XYLEM INC
COM
98419M100
326
7300
SH
DFND
1,2,3
7300
0
0
ZIMMER BIOMET HOLDINGS INC
COM
98956P102
578
4799
SH
DFND
1,2,3
4799
0
0
ISHARES TR
S&P 100 ETF
464287101
439
4723
SH
DFND
1,2,3
4723
0
0
VANECK VECTORS ETF TR
JR GOLD MINERS E
92189F791
463
10875
SH
DFND
1,2,3
10875
0
0
RICEBRAN TECHNOLOGIES
COM
762831204
70
42408
SH
DFND
1,2,3
42408
0
0
AES TR III
PFD CV 6.75%
00808N202
260
5000
SH
DFND
1,2,3
5000
0
0
ALLERGAN PLC
PFD CONV SER A
G0177J116
16568
19875
SH
DFND
1,2,3
19875
0
0
STERICYCLE INC
DEP PFD A 1/10
858912207
28089
337695
SH
DFND
1,2,3
337695
0
0
GENERAL AMERICAN INVESTORS INC
COM
368802104
962
31209
SH
DFND
1,2,3
31209
0
0
JPMORGAN CHASE & CO
*W EXP 10/28/201
46634E114
1134
56000
SH
DFND
1,2,3
56000
0
0