0000950123-16-014046.txt : 20160211
0000950123-16-014046.hdr.sgml : 20160211
20160211112606
ACCESSION NUMBER: 0000950123-16-014046
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20151231
FILED AS OF DATE: 20160211
DATE AS OF CHANGE: 20160211
EFFECTIVENESS DATE: 20160211
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CANNELL PETER B & CO INC
CENTRAL INDEX KEY: 0000016972
IRS NUMBER: 133346990
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-01221
FILM NUMBER: 161409413
BUSINESS ADDRESS:
STREET 1: 545 MADISON AVENUE
STREET 2: 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2127525255
MAIL ADDRESS:
STREET 1: 545 MADISON AVENUE
STREET 2: 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000016972
XXXXXXXX
12-31-2015
12-31-2015
CANNELL PETER B & CO INC
545 MADISON AVENUE
11TH FLOOR
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-01221
N
Neal Muroff
Chief Compliance Officer
212 752 5255
/s/ Neal Muroff
New York
NY
02-11-2016
3
264
3082442
false
1
28-10208
Richmond Enterprises Inc.
2
28-10207
New York Community Bank
3
28-10200
New York Community Bancorp Inc.
INFORMATION TABLE
2
form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
3M COMPANY
COM
88579Y101
5300
35181
SH
DFND
1,2,3
35181
0
0
ABBOTT LABORATORIES
COM
002824100
26713
594409
SH
DFND
1,2,3
594409
0
0
ABBVIE INC
COM
00287Y109
32184
542879
SH
DFND
1,2,3
542879
0
0
ACCELERATE DIAGNOSTICS, INC
COM
00430H102
21169
1046239
SH
DFND
1,2,3
1046239
0
0
AFLAC INC
COM
001055102
5329
88970
SH
DFND
1,2,3
88970
0
0
AGILENT TECHNOLOGIES INC
COM
00846U101
1222
29222
SH
DFND
1,2,3
29222
0
0
AGIOS PHARMACEUTICALS
COM
00847X104
2573
39640
SH
DFND
1,2,3
39640
0
0
AGNICO EAGLE MINES LTD
COM
008474108
4126
157000
SH
DFND
1,2,3
157000
0
0
AIR LEASE CORP
CL A
00912X302
29054
867311
SH
DFND
1,2,3
867311
0
0
AIR PRODUCTS & CHEMICALS INC
COM
009158106
651
5000
SH
DFND
1,2,3
5000
0
0
AKAMAI TECHNOLOGIES, INC
COM
00971T101
828
15733
SH
DFND
1,2,3
15733
0
0
ALLEGHANY CORP DEL
COM
017175100
3198
6692
SH
DFND
1,2,3
6692
0
0
ALLERGAN PLC
SHS
G0177J108
82216
261347
SH
DFND
1,2,3
261347
0
0
ALPHABET INC
CAP STK CL A
02079K305
9380
12041
SH
DFND
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12041
0
0
ALPHABET INC
CAP STK CL C
02079K107
10366
13644
SH
DFND
1,2,3
13644
0
0
ALTRIA GROUP INC
COM
02209S103
2972
51062
SH
DFND
1,2,3
51062
0
0
AMAZON COM INC
COM
023135106
808
1195
SH
DFND
1,2,3
1195
0
0
AMERICAN AIRLINES GROUP
COM
02376R102
50197
1177555
SH
DFND
1,2,3
1177555
0
0
AMERIGAS PARTNERS - LP
UNIT LP INT
030975106
20304
592475
SH
DFND
1,2,3
592475
0
0
AMGEN INC
COM
031162100
1473
9075
SH
DFND
1,2,3
9075
0
0
ANALOG DEVICES INC
COM
032654105
82242
1489885
SH
DFND
1,2,3
1489885
0
0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
269
2150
SH
DFND
1,2,3
2150
0
0
ANTERO MIDSTREAM PARTNERS LP
UNT LTD PARTN
03673L103
974
42670
SH
DFND
1,2,3
42670
0
0
APPLE INC
COM
037833100
71552
675879
SH
DFND
1,2,3
675879
0
0
AQUA AMERICA INC
COM
03836W103
434
14575
SH
DFND
1,2,3
14575
0
0
ASHLAND INC
COM
044209104
411
4000
SH
DFND
1,2,3
4000
0
0
AT&T INC
COM
00206R102
1304
37885
SH
DFND
1,2,3
37885
0
0
AUTOMATIC DATA PROCESSING
COM
053015103
7424
87632
SH
DFND
1,2,3
87632
0
0
AVEO PHARMACEUTICALS COM
COM
053588109
161
127500
SH
DFND
1,2,3
127500
0
0
BAXALTA INC
COM
07177M103
1055
27040
SH
DFND
1,2,3
27040
0
0
BAXTER INTERNATIONAL INC
COM
071813109
945
24765
SH
DFND
1,2,3
24765
0
0
BB&T CORP
COM
054937107
344
9100
SH
DFND
1,2,3
9100
0
0
BECTON DICKINSON & CO
COM
075887109
1248
8100
SH
DFND
1,2,3
8100
0
0
BERKSHIRE HATHAWAY INC
CL A
084670108
13450
68
SH
DFND
1,2,3
68
0
0
BERKSHIRE HATHAWAY INC
CL B
084670702
44552
337214
SH
DFND
1,2,3
337214
0
0
BLACKSTONE GROUP LP
COM UNIT LTD
09253U108
379
12950
SH
DFND
1,2,3
12950
0
0
BOEING CO
COM
097023105
83569
574773
SH
DFND
1,2,3
574773
0
0
BP PLC
SPONSORED ADR
055622104
3374
107930
SH
DFND
1,2,3
107930
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
1832
26327
SH
DFND
1,2,3
26327
0
0
BROOKFIELD ASSET MANAGEMENT INC
CL A LTD VT SH
112585104
19342
613458
SH
DFND
1,2,3
613458
0
0
BROOKFIELD INFRASTRUCTURE PARTNS
LP INT UNIT
G16252101
6479
170905
SH
DFND
1,2,3
170905
0
0
BUCKEYE PARTNERS LP
UNIT LTD PARTN
118230101
241
3658
SH
DFND
1,2,3
3658
0
0
BUFFALO WILD WINGS INC
COM
119848109
34059
210925
SH
DFND
1,2,3
210925
0
0
CARMAX INC
COM
143130102
79445
1463897
SH
DFND
1,2,3
1463897
0
0
CATERPILLAR INC
COM
149123101
2642
38870
SH
DFND
1,2,3
38870
0
0
CBS CORPORATION
CL B
124857202
18123
383835
SH
DFND
1,2,3
383835
0
0
CDK GLOBAL INC
COM
12508E101
1366
28772
SH
DFND
1,2,3
28772
0
0
CEDAR FAIR LP
DEPOSITRY UNIT
150185106
41610
741931
SH
DFND
1,2,3
741931
0
0
CELGENE CORP
COM
151020104
228724
1952534
SH
DFND
1,2,3
1952534
0
0
CELGENE CORP
RIGHT 12/31/2030
151020112
401
333865
SH
DFND
1,2,3
333865
0
0
CENTRAL FUND OF CANADA LTD
CL A
153501101
1320
132100
SH
DFND
1,2,3
132100
0
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CERUS CORPORATION
COM
157085101
664
105000
SH
DFND
1,2,3
105000
0
0
CF INDUSTRIES HOLDINGS INC
COM
125269100
1449
35500
SH
DFND
1,2,3
35500
0
0
CHEVRON CORP
COM
166764100
4433
49278
SH
DFND
1,2,3
49278
0
0
CHINA DISTANCE EDUCATION HLDGS
SPONSORED ADR
16944W104
342
23279
SH
DFND
1,2,3
23279
0
0
CISCO SYSTEMS INC
COM
17275R102
6256
230375
SH
DFND
1,2,3
230375
0
0
CITIGROUP INC
COM
172967424
951
18370
SH
DFND
1,2,3
18370
0
0
COCA COLA CO
COM
191216100
13188
306492
SH
DFND
1,2,3
306492
0
0
COGNIZANT TECHNOLOGY SOLUTIONS
CL A
192446102
76195
1261369
SH
DFND
1,2,3
1261369
0
0
COLGATE-PALMOLIVE CO
COM
194162103
24713
370962
SH
DFND
1,2,3
370962
0
0
COMCAST CORP
CL A
20030N101
14965
265192
SH
DFND
1,2,3
265192
0
0
COMMSCOPE HOLDING CO
COM
20337X109
57322
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SH
DFND
1,2,3
2201510
0
0
CONOCOPHILLIPS
COM
20825C104
2753
58974
SH
DFND
1,2,3
58974
0
0
CONSOLIDATED EDISON INC
COM
209115104
403
6268
SH
DFND
1,2,3
6268
0
0
CORNING INC
COM
219350105
2046
111900
SH
DFND
1,2,3
111900
0
0
COSTCO WHOLESALE CORP
COM
22160K105
13471
83414
SH
DFND
1,2,3
83414
0
0
COVANTA HLDG CORP
COM
22282E102
917
59200
SH
DFND
1,2,3
59200
0
0
CRESCENT POINT ENERGY CORP
COM
22576C101
2392
205350
SH
DFND
1,2,3
205350
0
0
CULLEN FROST BANKERS COM
COM
229899109
418
6970
SH
DFND
1,2,3
6970
0
0
CUMMINS INC
COM
231021106
480
5450
SH
DFND
1,2,3
5450
0
0
CVS HEALTH CORP
COM
126650100
633
6470
SH
DFND
1,2,3
6470
0
0
D.R. HORTON INC
COM
23331A109
2818
87975
SH
DFND
1,2,3
87975
0
0
DANAHER CORP
COM
235851102
4112
44270
SH
DFND
1,2,3
44270
0
0
DAVITA HEALTHCARE PARTNERS
COM
23918K108
4998
71700
SH
DFND
1,2,3
71700
0
0
DEERE & CO
COM
244199105
11133
145974
SH
DFND
1,2,3
145974
0
0
DELPHI AUTOMOTIVE PLC
SHS
G27823106
4775
55700
SH
DFND
1,2,3
55700
0
0
DELTA AIR LINES
COM
247361702
72069
1411890
SH
DFND
1,2,3
1411890
0
0
DEVON ENERGY CORP
COM
25179M103
897
27846
SH
DFND
1,2,3
27846
0
0
DISCOVERY COMMUNICATIONS
COM SER C
25470F302
5532
219336
SH
DFND
1,2,3
219336
0
0
DISNEY WALT CO
COM DISNEY
254687106
30614
291142
SH
DFND
1,2,3
291142
0
0
DOVER CORPORATION
COM
260003108
2945
48037
SH
DFND
1,2,3
48037
0
0
DUKE ENERGY CORP
COM
26441C204
289
4048
SH
DFND
1,2,3
4048
0
0
E I DU PONT DE NEMOURS & CO
COM
263534109
416
6248
SH
DFND
1,2,3
6248
0
0
ECOLAB INC
COM
278865100
1150
10050
SH
DFND
1,2,3
10050
0
0
ELBIT SYS LTD
ORD
M3760D101
397
4500
SH
DFND
1,2,3
4500
0
0
ELEPHANT TALK COMM CORP
COM
286202205
372
1504980
SH
DFND
1,2,3
1504980
0
0
EMC CORP MASS
COM
268648102
684
26650
SH
DFND
1,2,3
26650
0
0
EMERSON ELEC CO
COM
291011104
3544
74101
SH
DFND
1,2,3
74101
0
0
ENCANA CORP
COM
292505104
1189
233664
SH
DFND
1,2,3
233664
0
0
ENERGY TRANSFER EQUITY LP
COM UT LTD PTN
29273V100
437
31800
SH
DFND
1,2,3
31800
0
0
ENLINK MIDSTREAM LLC
COM UNIT REP LTD
29336T100
210
13900
SH
DFND
1,2,3
13900
0
0
ENTERPRISE PRODUCTS PARTNERS L
COM
293792107
829
32400
SH
DFND
1,2,3
32400
0
0
EQT CORPORATION
COM
26884L109
30840
598725
SH
DFND
1,2,3
598725
0
0
EQT MIDSTREAM PARTNERS LP
UNIT LTD PARTN
26885B100
14745
192050
SH
DFND
1,2,3
192050
0
0
EVINE LIVE INC
CL A
300487105
89
50000
SH
DFND
1,2,3
50000
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
24978
285406
SH
DFND
1,2,3
285406
0
0
EXXON MOBIL CORP
COM
30231G102
29284
375479
SH
DFND
1,2,3
375479
0
0
FACEBOOK INC
CL A
30303M102
1676
16015
SH
DFND
1,2,3
16015
0
0
FEDEX CORP
COM
31428x106
24562
164730
SH
DFND
1,2,3
164730
0
0
FIDELITY NATIONAL INFORMATION
COM
31620M106
17046
281290
SH
DFND
1,2,3
281290
0
0
FIDELITY NATIONAL FINANCIAL
FNF GROUP COM
31620R303
21229
607503
SH
DFND
1,2,3
607503
0
0
FIRST CITIZENS BANCSHARES, INC
CL A
31946M103
226
875
SH
DFND
1,2,3
875
0
0
FIRST MERCHANTS CORP
COM
320817109
254
10006
SH
DFND
1,2,3
10006
0
0
FLY LEASING LTD
SPONSORED ADR
34407D109
20434
1496975
SH
DFND
1,2,3
1496975
0
0
FORWARD AIR CORP
COM
349853101
385
8950
SH
DFND
1,2,3
8950
0
0
FOUNDATION MEDIC INC
COM
350465100
275
13035
SH
DFND
1,2,3
13035
0
0
FRANCO NEV CORP
COM
351858105
11604
263550
SH
DFND
1,2,3
263550
0
0
GENERAL ELECTRIC CO
COM
369604103
24936
799777
SH
DFND
1,2,3
799777
0
0
GENERAL MILLS INC
COM
370334104
405
7025
SH
DFND
1,2,3
7025
0
0
GENESIS ENERGY LP
UNIT LTD PARTN
371927104
42092
1145661
SH
DFND
1,2,3
1145661
0
0
GENMARK DIAGNOSTICS INC
COM
372309104
78
10000
SH
DFND
1,2,3
10000
0
0
GILEAD SCIENCES
COM
375558103
7795
77035
SH
DFND
1,2,3
77035
0
0
GOLAR LNG PARTNERS LP
COM UNIT LPI
Y2745C102
983
97450
SH
DFND
1,2,3
97450
0
0
GOLDCORP INC
COM
380956409
2112
182670
SH
DFND
1,2,3
182670
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
1490
8265
SH
DFND
1,2,3
8265
0
0
GRAMERCY PROPERTY TRUST
COM
385002100
24105
3122445
SH
DFND
1,2,3
3122445
0
0
GTX INC
COM
40052B108
14
20000
SH
DFND
1,2,3
20000
0
0
H & R BLOCK
COM
093671105
61214
1823400
SH
DFND
1,2,3
1823400
0
0
HAIN CELESTIAL GROUP INC
COM
405217100
61948
1523660
SH
DFND
1,2,3
1523660
0
0
HALLADOR ENERGY COMPANY
COM
40609P105
727
159350
SH
DFND
1,2,3
159350
0
0
HALLIBURTON COMPANY
COM
406216101
343
10070
SH
DFND
1,2,3
10070
0
0
HALYARD HEALTH INC
COM
40650V100
653
19545
SH
DFND
1,2,3
19545
0
0
HARRIS CORP
COM
413875105
756
8700
SH
DFND
1,2,3
8700
0
0
HCA HOLDINGS INC
COM
40412C101
12031
177695
SH
DFND
1,2,3
177695
0
0
HD SUPPLY HOLDINGS INC
COM
40416M105
79714
2638145
SH
DFND
1,2,3
2638145
0
0
HELMERICH & PAYNE INC
COM
423452101
2090
38525
SH
DFND
1,2,3
38525
0
0
HESS CORP
COM
42809H107
303
6258
SH
DFND
1,2,3
6258
0
0
HOME DEPOT INC
COM
437076102
15396
116412
SH
DFND
1,2,3
116412
0
0
HONEYWELL INTL INC
COM
438516106
7002
67383
SH
DFND
1,2,3
67383
0
0
HOULIHAN LOKEY INC
CL A
441593100
406
15500
SH
DFND
1,2,3
15500
0
0
ILLINOIS TOOL WORKS INC
COM
452308109
5559
59978
SH
DFND
1,2,3
59978
0
0
INGREDION INC
COM
457187102
465
4850
SH
DFND
1,2,3
4850
0
0
INTEL CORP
COM
458140100
8657
251300
SH
DFND
1,2,3
251300
0
0
INTERCONTINENTAL EXCHANGE,INC
COM
45866F104
1009
3936
SH
DFND
1,2,3
3936
0
0
INTERNATIONAL BUSINESS MACHINE
COM
459200101
777
5649
SH
DFND
1,2,3
5649
0
0
INTUIT
COM
461202103
279
2892
SH
DFND
1,2,3
2892
0
0
IPG PHOTONICS CORP
COM
44980X109
15550
182000
SH
DFND
1,2,3
182000
0
0
JANUS CAPITAL GROUP INC
COM
47102x105
254
17999
SH
DFND
1,2,3
17999
0
0
JOHNSON & JOHNSON CO
COM
478160104
28303
275533
SH
DFND
1,2,3
275533
0
0
JPMORGAN CHASE & CO
COM
46625h100
3739
56623
SH
DFND
1,2,3
56623
0
0
KIMBERLY CLARK
COM
494368103
19400
152399
SH
DFND
1,2,3
152399
0
0
KINDER MORGAN INC
COM
49456B101
553
37071
SH
DFND
1,2,3
37071
0
0
KOPIN CORP
COM
500600101
30
11000
SH
DFND
1,2,3
11000
0
0
KRAFT HEINZ CO
COM
500754106
3571
49077
SH
DFND
1,2,3
49077
0
0
LABORATORY CORP AMERICA HLDGS
COM
50540R409
17234
139391
SH
DFND
1,2,3
139391
0
0
LEVEL 3 COMMUNICATIONS
COM
52729N308
81645
1491132
SH
DFND
1,2,3
1491132
0
0
LIBERTY BROADBAND CORP
COM SER C
530307305
827
15946
SH
DFND
1,2,3
15946
0
0
LIBERTY GLOBAL PLC
SHS CL C
G5480U120
1552
38057
SH
DFND
1,2,3
38057
0
0
LIBERTY MEDIA CORP DELAWARE
CL A
531229102
217
5524
SH
DFND
1,2,3
5524
0
0
LIBERTY MEDIA CORP DELAWARE
COM SER C
531229300
421
11048
SH
DFND
1,2,3
11048
0
0
LILLY ELI & CO
COM
532457108
971
11529
SH
DFND
1,2,3
11529
0
0
LIVEPERSON INC
COM
538146101
135
20000
SH
DFND
1,2,3
20000
0
0
LOCKHEED MARTIN CORP
COM
539830109
17355
79920
SH
DFND
1,2,3
79920
0
0
LOWES COMPANIES INC
COM
548661107
2298
30225
SH
DFND
1,2,3
30225
0
0
MARCUS CORP COM
COM
566330106
192
10100
SH
DFND
1,2,3
10100
0
0
MASTERCARD INC
CL A
57636Q104
1056
10850
SH
DFND
1,2,3
10850
0
0
MATADOR RESOURCES COMPANY
COM
576485205
8022
397725
SH
DFND
1,2,3
397725
0
0
MATTEL INC
COM
577081102
273
10054
SH
DFND
1,2,3
10054
0
0
MC DONALDS CORP
COM
580135101
572
4843
SH
DFND
1,2,3
4843
0
0
MCGRAW HILL FINL INC
COM
580645109
1282
13008
SH
DFND
1,2,3
13008
0
0
MCKESSON CORP
COM
58155Q103
72146
363228
SH
DFND
1,2,3
363228
0
0
MEAD JOHNSON NUTRITION CO
COM
582839106
315
3792
SH
DFND
1,2,3
3792
0
0
MEDTRONIC PLC
SHS
G5960L103
3928
51066
SH
DFND
1,2,3
51066
0
0
MERCK & CO INC
COM
58933Y105
12264
232176
SH
DFND
1,2,3
232176
0
0
MERIDIAN BANCORP INC MD
COM
58958U103
13334
944140
SH
DFND
1,2,3
944140
0
0
MERRIMACK PHARMACEUTICALS
COM
590328100
7751
1051178
SH
DFND
1,2,3
1051178
0
0
METABOLIX INC
COM
591018882
1168
770534
SH
DFND
1,2,3
770534
0
0
METLIFE INC
COM
59156R108
405
8400
SH
DFND
1,2,3
8400
0
0
MFA FINANCIAL INC
COM
55272X102
5672
859450
SH
DFND
1,2,3
859450
0
0
MICRON TECHNOLOGY INC
COM
595112103
42174
2969275
SH
DFND
1,2,3
2969275
0
0
MICROSOFT CORP
COM
594918104
95310
1710175
SH
DFND
1,2,3
1710175
0
0
MONDELEZ INTERNATIONAL INC
CL A
609207105
8793
196089
SH
DFND
1,2,3
196089
0
0
NETFLIX INC
COM
64110L106
442
3865
SH
DFND
1,2,3
3865
0
0
NEWFIELD EXPLORATION CO
COM
651290108
1160
35618
SH
DFND
1,2,3
35618
0
0
NEWMONT MINING CORPORATION
COM
651639106
368
20445
SH
DFND
1,2,3
20445
0
0
NEXTERA ENERGY INC
COM
65339F101
718
6910
SH
DFND
1,2,3
6910
0
0
NORTHERN TRUST CORP
COM
665859104
1522
21118
SH
DFND
1,2,3
21118
0
0
NOVARTIS AG
SPONSORED ADR
66987V109
2168
25197
SH
DFND
1,2,3
25197
0
0
NXP SEMICONDUCTOR NV
COM
N6596X109
69191
816024
SH
DFND
1,2,3
816024
0
0
ONCOMED PHARMACEUTICALS INC
COM
68234X102
4742
210403
SH
DFND
1,2,3
210403
0
0
ORACLE CORP
COM
68389X105
349
9550
SH
DFND
1,2,3
9550
0
0
ORBCOMM INC
COM
68555P100
362
50000
SH
DFND
1,2,3
50000
0
0
PACKAGING CORP OF AMERICA
COM
695156109
11508
182520
SH
DFND
1,2,3
182520
0
0
PARK CITY GROUP INC
COM
700215304
5796
515432
SH
DFND
1,2,3
515432
0
0
PARTNERRE LTD
COM
G6852T105
405
2900
SH
DFND
1,2,3
2900
0
0
PEPSICO INC
COM
713448108
26387
263877
SH
DFND
1,2,3
263877
0
0
PFIZER INC
COM
717081103
10523
325999
SH
DFND
1,2,3
325999
0
0
PHILIP MORRIS INTL INC
COM
718172109
3828
43545
SH
DFND
1,2,3
43545
0
0
PHILLIPS 66
COM
718546104
970
11859
SH
DFND
1,2,3
11859
0
0
PROCTER & GAMBLE CO
COM
742718109
9348
117522
SH
DFND
1,2,3
117522
0
0
PROLOGIS INC
COM
74340W103
11907
277425
SH
DFND
1,2,3
277425
0
0
PURE CYCLE CORP
COM
746228303
197
64000
SH
DFND
1,2,3
64000
0
0
QUIDEL CORP
COM
74838J101
9651
487000
SH
DFND
1,2,3
487000
0
0
RANGE RESOURCES CORP
COM
75281A109
2566
104250
SH
DFND
1,2,3
104250
0
0
RAYONIER INC
COM
754907103
4293
193400
SH
DFND
1,2,3
193400
0
0
RAYTHEON CO
COM
755111507
9944
79854
SH
DFND
1,2,3
79854
0
0
RELX NV
SPONSORED ADR
75955B102
848
50402
SH
DFND
1,2,3
50402
0
0
REMARK MEDIA INC
COM
75954W107
1189
229627
SH
DFND
1,2,3
229627
0
0
RENTRAK CORP
COM
760174102
16841
375415
SH
DFND
1,2,3
375415
0
0
ROKA BIOSCIENCE INC
COM
775431109
74
60348
SH
DFND
1,2,3
60348
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
6571
143157
SH
DFND
1,2,3
143157
0
0
SANGAMO BIOSCIENCES INC
COM
800677106
91
10000
SH
DFND
1,2,3
10000
0
0
SCHLUMBERGER LTD
COM
806857108
20882
298940
SH
DFND
1,2,3
298940
0
0
SHAW COMMUNICATIONS INC
CL B CONV
82028K200
3800
221047
SH
DFND
1,2,3
221047
0
0
SILVER WHEATON CORP
COM
828336107
534
43000
SH
DFND
1,2,3
43000
0
0
SITO MOBILE LTD
COM
82988R203
937
450695
SH
DFND
1,2,3
450695
0
0
SNAP ON INC
COM
833034101
407
2375
SH
DFND
1,2,3
2375
0
0
SOUTHWESTERN ENERGY CO
COM
845467109
3520
495062
SH
DFND
1,2,3
495062
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
259
2550
SH
DFND
1,2,3
2550
0
0
SPECTRA ENERGY CORP
COM
847560109
2760
115300
SH
DFND
1,2,3
115300
0
0
ST. JUDE MEDICAL INC
COM
790849103
4520
73175
SH
DFND
1,2,3
73175
0
0
STANLEY BLACK & DECKER INC
COM
854502101
3515
32935
SH
DFND
1,2,3
32935
0
0
STARBUCKS CORP
COM
855244109
1117
18600
SH
DFND
1,2,3
18600
0
0
STERICYCLE INC
COM
858912108
13887
119532
SH
DFND
1,2,3
119532
0
0
SYSCO CORP
COM
871829107
11110
270983
SH
DFND
1,2,3
270983
0
0
T. ROWE PRICE GROUP
COM
74144T108
286
4000
SH
DFND
1,2,3
4000
0
0
TANGER FACTORY OUTLET CTRS
COM
875465106
366
11200
SH
DFND
1,2,3
11200
0
0
TARGET CORP
COM
87612E106
5448
75025
SH
DFND
1,2,3
75025
0
0
TELEFLEX INC
COM
879369106
858
6525
SH
DFND
1,2,3
6525
0
0
TESLA MTRS INC
COM
88160R101
398
1660
SH
DFND
1,2,3
1660
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
511
7784
SH
DFND
1,2,3
7784
0
0
THE BANK OF NEW YORK MELLON CORP
COM
064058100
17786
431101
SH
DFND
1,2,3
431101
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
5894
41550
SH
DFND
1,2,3
41550
0
0
TIFFANY & CO
COM
886547108
3449
45205
SH
DFND
1,2,3
45205
0
0
TIME WARNER INC
COM
887317303
1652
25550
SH
DFND
1,2,3
25550
0
0
TJX COMPANIES INC
COM
872540109
18256
257157
SH
DFND
1,2,3
257157
0
0
TOLL BROTHERS INC
COM
889478103
17729
532400
SH
DFND
1,2,3
532400
0
0
UNDER ARMOUR INC
CL A
904311107
1088
13500
SH
DFND
1,2,3
13500
0
0
UNILEVER N V
NY SHS
904784709
866
19993
SH
DFND
1,2,3
19993
0
0
UNION PACIFIC CORP
COM
907818108
3693
47220
SH
DFND
1,2,3
47220
0
0
UNITED PARCEL SERVICE
CL B
911312106
1472
15300
SH
DFND
1,2,3
15300
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
5314
55317
SH
DFND
1,2,3
55317
0
0
UNIVERSAL HEALTH RLTY INCOME
SH BEN INT
91359E105
1104
32083
SH
DFND
1,2,3
32083
0
0
US BANCORP DEL
COM
902973304
3529
81820
SH
DFND
1,2,3
81820
0
0
VALLEY NATL BANCORP
COM
919794107
345
35000
SH
DFND
1,2,3
35000
0
0
VANGUARD NATURAL RESOURCES LLC
COM UNIT
92205F106
35
11912
SH
DFND
1,2,3
11912
0
0
VARIAN MEDICAL SYSTEMS INC
COM
92220P105
16277
201270
SH
DFND
1,2,3
201270
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
2415
52253
SH
DFND
1,2,3
52253
0
0
VERMILLION INC
COM
92407M206
675
375000
SH
DFND
1,2,3
375000
0
0
VERTEX PHARMACEUTICALS INC
COM
92532F100
275
2188
SH
DFND
1,2,3
2188
0
0
VIRNETX HOLDING CORP
COM
92823T108
1959
831700
SH
DFND
1,2,3
831700
0
0
VISA INC
COM CL A
92826C839
4127
53220
SH
DFND
1,2,3
53220
0
0
W.P. CAREY INC
COM
92936U109
20828
353025
SH
DFND
1,2,3
353025
0
0
WAL MART STORES INC
COM
931142103
421
6860
SH
DFND
1,2,3
6860
0
0
WELLS FARGO & CO
COM
949746101
2970
54641
SH
DFND
1,2,3
54641
0
0
WELLTOWER INC
COM
95040Q104
5241
77045
SH
DFND
1,2,3
77045
0
0
WESTERN GAS EQUITY PARTNERS
COMUNT LTD PT
95825R103
1443
39775
SH
DFND
1,2,3
39775
0
0
WEYERHAEUSER CO
COM
962166104
4519
150750
SH
DFND
1,2,3
150750
0
0
WHIRLPOOL CORP
COM
963320106
4565
31085
SH
DFND
1,2,3
31085
0
0
WHITE MOUNTAINS INS GROUP LTD
COM
G9618E107
28103
38666
SH
DFND
1,2,3
38666
0
0
WILEY JOHN & SONS INC
CL B
968223305
908
20000
SH
DFND
1,2,3
20000
0
0
WILEY JOHN AND SONS INC
CL A
968223206
19119
424589
SH
DFND
1,2,3
424589
0
0
WILLIAMS COMPANIES INC
COM
969457100
2316
90105
SH
DFND
1,2,3
90105
0
0
WISDOMTREE INVESTMENTS INC
COM
97717P104
52852
3345250
SH
DFND
1,2,3
3345250
0
0
XENCOR INC
COM
98401F105
4936
347650
SH
DFND
1,2,3
347650
0
0
XPO LOGISTICS INC
COM
983793100
71259
2599135
SH
DFND
1,2,3
2599135
0
0
XYLEM INC
COM
98419M100
266
7300
SH
DFND
1,2,3
7300
0
0
YUM! BRANDS INC
COM
988498101
332
4550
SH
DFND
1,2,3
4550
0
0
ZIMMER BIOMET HOLDINGS INC
COM
98956P102
513
4999
SH
DFND
1,2,3
4999
0
0
ALPS ETF TR
ALERIAN MLP
00162Q866
217
18000
SH
DFND
1,2,3
18000
0
0
ISHARES TR
S&P 100 ETF
464287101
486
5328
SH
DFND
1,2,3
5328
0
0
RICEBRAN TECHNOLOGIES
COM
762831204
81
42408
SH
DFND
1,2,3
42408
0
0
GENERAL AMERICAN INVESTORS INC
COM
368802104
993
31095
SH
DFND
1,2,3
31095
0
0
JPMORGAN CHASE & CO
*W EXP 10/28/201
46634E114
647
27300
SH
DFND
1,2,3
27300
0
0