Chief Compliance Officer

0000950123-15-011764.txt : 20151113 0000950123-15-011764.hdr.sgml : 20151113 20151113090041 ACCESSION NUMBER: 0000950123-15-011764 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151113 DATE AS OF CHANGE: 20151113 EFFECTIVENESS DATE: 20151113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CANNELL PETER B & CO INC CENTRAL INDEX KEY: 0000016972 IRS NUMBER: 133346990 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01221 FILM NUMBER: 151227062 BUSINESS ADDRESS: STREET 1: 545 MADISON AVENUE STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2127525255 MAIL ADDRESS: STREET 1: 545 MADISON AVENUE STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000016972 XXXXXXXX 09-30-2015 09-30-2015 CANNELL PETER B & CO INC

545 MADISON AVENUE 11TH FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-01221 N Neal Muroff Chief Compliance Officer 212 752 5255 /s/ Neal Muroff New York NY 11-13-2015 3 267 3075997 false 1 28-10208 Richmond Enterprises Inc. 2 28-10207 New York Community Bank 3 28-10200 New York Community Bancorp Inc. INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F 3M COMPANY COM 88579Y101 4449 31381 SH DFND 1,2,3 31381 0 0 ABBOTT LABORATORIES COM 002824100 23629 587505 SH DFND 1,2,3 587505 0 0 ABBVIE INC COM 00287Y109 29754 546847 SH DFND 1,2,3 546847 0 0 ABTECH HOLDINGS INC COM 00400H108 15 350000 SH DFND 1,2,3 350000 0 0 ACCELERATE DIAGNOSTICS, INC COM 00430H102 16452 1016828 SH DFND 1,2,3 1016828 0 0 AFLAC INC COM 001055102 5172 88970 SH DFND 1,2,3 88970 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 1035 30152 SH DFND 1,2,3 30152 0 0 AGIOS PHARMACEUTICALS COM 00847X104 15449 218855 SH DFND 1,2,3 218855 0 0 AGNICO EAGLE MINES LTD COM 008474108 3975 157000 SH DFND 1,2,3 157000 0 0 AIR LEASE CORP CL A 00912X302 31725 1026029 SH DFND 1,2,3 1026029 0 0 AIR PRODUCTS & CHEMICALS INC COM 009158106 638 5000 SH DFND 1,2,3 5000 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 1087 15733 SH DFND 1,2,3 15733 0 0 ALLEGHANY CORP DEL COM 017175100 2969 6342 SH DFND 1,2,3 6342 0 0 ALLERGAN PLC SHS G0177J108 72742 267619 SH DFND 1,2,3 267619 0 0 ALTRIA GROUP INC COM 02209S103 2790 51282 SH DFND 1,2,3 51282 0 0 AMAZON COM INC COM 023135106 369 720 SH DFND 1,2,3 720 0 0 AMERICAN AIRLINES GROUP COM 02376R102 50474 1299865 SH DFND 1,2,3 1299865 0 0 AMERICAN EXPRESS CO COM 025816109 200 2700 SH DFND 1,2,3 2700 0 0 AMERIGAS PARTNERS LP UNIT LP INT 030975106 3142 75650 SH DFND 1,2,3 75650 0 0 AMGEN INC COM 031162100 1279 9250 SH DFND 1,2,3 9250 0 0 ANALOG DEVICES INC COM 032654105 92749 1644200 SH DFND 1,2,3 1644200 0 0 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 213 2000 SH DFND 1,2,3 2000 0 0 ANTERO MIDSTREAM PARTNERS LP UNT LTD PARTN 03673L103 12384 693400 SH DFND 1,2,3 693400 0 0 APPLE INC COM 037833100 13348 121014 SH DFND 1,2,3 121014 0 0 AQUA AMERICA INC COM 03836W103 386 14575 SH DFND 1,2,3 14575 0 0 AT&T INC COM 00206R102 1234 37885 SH DFND 1,2,3 37885 0 0 AUTOMATIC DATA PROCESSING COM 053015103 7042 87632 SH DFND 1,2,3 87632 0 0 AVEO PHARMACEUTICALS INC COM 053588109 154 127500 SH DFND 1,2,3 127500 0 0 BAXALTA INC COM 07177M103 932 29565 SH DFND 1,2,3 29565 0 0 BAXTER INTERNATIONAL INC COM 071813109 901 27440 SH DFND 1,2,3 27440 0 0 BECTON DICKINSON & CO COM 075887109 1075 8100 SH DFND 1,2,3 8100 0 0 BERKSHIRE HATHAWAY INC CL A 084670108 13276 68 SH DFND 1,2,3 68 0 0 BERKSHIRE HATHAWAY INC CL B 084670702 44218 339096 SH DFND 1,2,3 339096 0 0 BLACKSTONE GROUP LP COM UNIT LTD 09253U108 5104 161175 SH DFND 1,2,3 161175 0 0 BOEING CO COM 097023105 88111 672863 SH DFND 1,2,3 672863 0 0 BP PLC SPONSORED ADR 055622104 5184 169645 SH DFND 1,2,3 169645 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 1588 26827 SH DFND 1,2,3 26827 0 0 BROOKFIELD ASSET MANAGEMENT INC CL A LTD VT SH 112585104 19875 632151 SH DFND 1,2,3 632151 0 0 BROOKFIELD INFRASTRUCTURE PTRS LP INT UNIT G16252101 7110 193355 SH DFND 1,2,3 193355 0 0 BUCKEYE PARTNERS LP UNIT LTD PARTN 118230101 217 3658 SH DFND 1,2,3 3658 0 0 BUFFALO WILD WINGS INC COM 119848109 35772 184935 SH DFND 1,2,3 184935 0 0 CAPSTEAD MORTGAGE CORP COM NO PAR 14067E506 181 18300 SH DFND 1,2,3 18300 0 0 CARMAX INC COM 143130102 23696 399465 SH DFND 1,2,3 399465 0 0 CATERPILLAR INC COM 149123101 3335 51020 SH DFND 1,2,3 51020 0 0 CBS CORPORATION CL B 124857202 11620 291240 SH DFND 1,2,3 291240 0 0 CDK GLOBAL INC COM 12508E101 1375 28772 SH DFND 1,2,3 28772 0 0 CEDAR FAIR LP DEPOSITRY UNIT 150185106 46919 891832 SH DFND 1,2,3 891832 0 0 CELGENE CORP COM 151020104 212778 1967068 SH DFND 1,2,3 1967068 0 0 CELGENE CORP RIGHT 12/31/2030 151020112 538 333865 SH DFND 1,2,3 333865 0 0 CENTRAL FUND OF CANADA LTD CL A 153501101 1399 132100 SH DFND 1,2,3 132100 0 0 CERUS CORPORATION COM 157085101 477 105000 SH DFND 1,2,3 105000 0 0 CF INDUSTRIES HOLDINGS INC COM 125269100 1594 35500 SH DFND 1,2,3 35500 0 0 CHEVRON CORP COM 166764100 3988 50553 SH DFND 1,2,3 50553 0 0 CHINA DISTANCE E HLDGS LTD SPONS ADR 16944W104 298 23279 SH DFND 1,2,3 23279 0 0 CISCO SYSTEMS INC COM 17275R102 6042 230175 SH DFND 1,2,3 230175 0 0 CITIGROUP INC COM 172967424 913 18410 SH DFND 1,2,3 18410 0 0 COCA COLA CO COM 191216100 12292 306370 SH DFND 1,2,3 306370 0 0 COGNIZANT TECHNOLOGY SOLUTIONS CL A 192446102 81655 1304177 SH DFND 1,2,3 1304177 0 0 COLGATE-PALMOLIVE CO COM 194162103 23556 371187 SH DFND 1,2,3 371187 0 0 COMCAST CORP CL A SPL 20030N200 1653 28875 SH DFND 1,2,3 28875 0 0 COMCAST CORP CL A 20030N101 13499 237317 SH DFND 1,2,3 237317 0 0 COMMSCOPE HOLDING CO COM 20337X109 63427 2112135 SH DFND 1,2,3 2112135 0 0 CONOCOPHILLIPS COM 20825C104 2975 62039 SH DFND 1,2,3 62039 0 0 CONSOLIDATED EDISON INC COM 209115104 419 6268 SH DFND 1,2,3 6268 0 0 CORNING INC COM 219350105 1782 104100 SH DFND 1,2,3 104100 0 0 COSTCO WHOLESALE CORP COM 22160K105 12254 84764 SH DFND 1,2,3 84764 0 0 COVANTA HLDG CORP COM 22282E102 1506 86300 SH DFND 1,2,3 86300 0 0 CRESCENT POINT ENERGY CORP COM 22576C101 3593 314350 SH DFND 1,2,3 314350 0 0 CULLEN FROST BANKERS INC COM 229899109 443 6970 SH DFND 1,2,3 6970 0 0 CUMMINS INC COM 231021106 673 6200 SH DFND 1,2,3 6200 0 0 CVS HEALTH CORP COM 126650100 771 7995 SH DFND 1,2,3 7995 0 0 D.R. HORTON INC COM 23331A109 3798 129375 SH DFND 1,2,3 129375 0 0 DANAHER CORP COM 235851102 2927 34355 SH DFND 1,2,3 34355 0 0 DAVITA HEALTHCARE PARTNERS COM 23918K108 5620 77700 SH DFND 1,2,3 77700 0 0 DEERE & CO COM 244199105 11233 151791 SH DFND 1,2,3 151791 0 0 DELPHI AUTOMOTIVE PLC SHS G27823106 4235 55700 SH DFND 1,2,3 55700 0 0 DELTA AIR LINES INC COM 247361702 73506 1638202 SH DFND 1,2,3 1638202 0 0 DEVON ENERGY CORP COM 25179M103 3065 82636 SH DFND 1,2,3 82636 0 0 DISCOVERY COMMUNICATIONS COM SER C 25470F302 5397 222190 SH DFND 1,2,3 222190 0 0 DISNEY WALT CO COM DISNEY 254687106 30004 293577 SH DFND 1,2,3 293577 0 0 DOVER CORPORATION COM 260003108 2747 48037 SH DFND 1,2,3 48037 0 0 DUKE ENERGY CORP COM 26441C204 291 4048 SH DFND 1,2,3 4048 0 0 E I DU PONT DE NEMOURS & CO COM 263534109 272 5648 SH DFND 1,2,3 5648 0 0 EATON CORP PLC SHS G29183103 1831 35700 SH DFND 1,2,3 35700 0 0 ECOLAB INC COM 278865100 1005 9160 SH DFND 1,2,3 9160 0 0 ELBIT SYS LTD ORD M3760D101 336 4500 SH 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259895 SH DFND 1,2,3 259895 0 0 FIDELITY NATL FINANCIAL FNF GROUP COM 31620R303 12103 341227 SH DFND 1,2,3 341227 0 0 FIRST MERCHANTS CORP COM 320817109 262 10006 SH DFND 1,2,3 10006 0 0 FLY LEASING LTD SPONSORED ADR 34407D109 17639 1336250 SH DFND 1,2,3 1336250 0 0 FOUNDATION MEDIC INC COM 350465100 294 15910 SH DFND 1,2,3 15910 0 0 FRANCO NEV CORP COM 351858105 11601 263550 SH DFND 1,2,3 263550 0 0 GENERAL ELECTRIC CO COM 369604103 19285 764677 SH DFND 1,2,3 764677 0 0 GENERAL MILLS INC COM 370334104 394 7025 SH DFND 1,2,3 7025 0 0 GENESIS ENERGY LP UNIT LTD PARTN 371927104 35376 922703 SH DFND 1,2,3 922703 0 0 GENMARK DIAGNOSTICS INC COM 372309104 79 10000 SH DFND 1,2,3 10000 0 0 GILEAD SCIENCES COM 375558103 7608 77485 SH DFND 1,2,3 77485 0 0 GOLAR LNG LTD BERMUDA SHS G9456A100 37754 1354160 SH DFND 1,2,3 1354160 0 0 GOLDCORP INC COM 380956409 2287 182670 SH DFND 1,2,3 182670 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 69416 399495 SH DFND 1,2,3 399495 0 0 GRAMERCY PROPERTY TRUST COM 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0 0 ILLINOIS TOOL WORKS INC COM 452308109 4929 59880 SH DFND 1,2,3 59880 0 0 INGREDION INC COM 457187102 423 4850 SH DFND 1,2,3 4850 0 0 INTEL CORP COM 458140100 7544 250300 SH DFND 1,2,3 250300 0 0 INTERCONTINENTAL EXCHANGE INC COM 45866F104 925 3936 SH DFND 1,2,3 3936 0 0 INTERNATIONAL BUSINESS MACHINE COM 459200101 876 6040 SH DFND 1,2,3 6040 0 0 INTUIT INC COM 461202103 257 2892 SH DFND 1,2,3 2892 0 0 IPG PHOTONICS CORP COM 44980X109 13827 182000 SH DFND 1,2,3 182000 0 0 JANUS CAPITAL GROUP INC COM 47102x105 245 17999 SH DFND 1,2,3 17999 0 0 JOHNSON & JOHNSON COM 478160104 25987 278383 SH DFND 1,2,3 278383 0 0 JPMORGAN CHASE & CO COM 46625h100 660 10823 SH DFND 1,2,3 10823 0 0 KIMBERLY CLARK COM 494368103 16645 152649 SH DFND 1,2,3 152649 0 0 KINDER MORGAN INC COM 49456B101 2964 107083 SH DFND 1,2,3 107083 0 0 KOPIN CORP COM 500600101 35 11000 SH DFND 1,2,3 11000 0 0 KRAFT HEINZ CO COM 500754106 2798 39647 SH DFND 1,2,3 39647 0 0 LABORATORY CORP AMERHLDGS COM 50540R409 15402 141991 SH DFND 1,2,3 141991 0 0 LEGACY RESERVES LP UNIT LP INT 524707304 434 106100 SH DFND 1,2,3 106100 0 0 LEVEL 3 COMMUNICATIONS COM 52729N308 71075 1626808 SH DFND 1,2,3 1626808 0 0 LIBERTY BROADBAND CORP COM SER C 530307305 816 15946 SH DFND 1,2,3 15946 0 0 LIBERTY GLOBAL PLC SHS CL C G5480U120 1561 38057 SH DFND 1,2,3 38057 0 0 LIBERTY MEDIA CORP DEL COM SER C 531229300 381 11048 SH DFND 1,2,3 11048 0 0 LILLY ELI & CO COM 532457108 965 11529 SH DFND 1,2,3 11529 0 0 LIVEPERSON INC COM 538146101 151 20000 SH DFND 1,2,3 20000 0 0 LOCKHEED MARTIN CORP COM 539830109 16239 78334 SH DFND 1,2,3 78334 0 0 LOWES COMPANIES INC COM 548661107 2069 30025 SH DFND 1,2,3 30025 0 0 MARCUS CORP COM 566330106 195 10100 SH DFND 1,2,3 10100 0 0 MASTERCARD INC CL A 57636Q104 978 10850 SH DFND 1,2,3 10850 0 0 MATADOR RESOURCES COMPANY COM 576485205 7669 369750 SH DFND 1,2,3 369750 0 0 MATTEL INC COM 577081102 212 10054 SH DFND 1,2,3 10054 0 0 MC DONALDS CORP COM 580135101 477 4843 SH DFND 1,2,3 4843 0 0 MCGRAW 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